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BY 4.0 license Open Access Published by De Gruyter Mouton December 25, 2023

Inflection and derivation as traditional comparative concepts

  • Martin Haspelmath ORCID logo EMAIL logo
From the journal Linguistics

Abstract

This article revisits the distinction between inflectional and derivational patterns in general grammar and discusses the possibility that this well-known distinction is not rooted in the reality of languages, but in the Western tradition of describing languages, through dictionaries (for words, including derived lexemes) and through grammar books (where we often find tables of exemplary paradigms). This tradition has led to rather different terminological treatments of the two kinds of patterns, but from the perspective of a constructional view of morphology, there is no need to incorporate such differences into formal grammatical descriptions. For practical purposes, we need clear and simple definitions of entrenched terms of general linguistics, so the article proposes semantically based (retro-) definitions of inflection, derivation and lexeme that cover the bulk of the existing usage. Finally, I briefly explain why we need sharp definitions of comparative concepts, and why prototype-based and fuzzy definitions of traditional terms are not helpful.

1 Overview: inflection versus derivation as a terminological difference

The purpose of this article is to point out that the well-known distinction between inflectional and derivational patterns within morphology is primarily a terminological difference. There is a long tradition of talking differently about patterns such as those in (1) and (2) (from English), but there is no robust evidence that this contrast corresponds to a general difference in human languages.

(1)
inflectional patterns V-s ‘3rd person singular’ e.g., help-s
V-ed ‘past tense’ help-ed
V-ing ‘gerund-participle’ help-ing
V ‘imperative’ help-Ø
(2)
derivational patterns V-er ‘agent (noun)’ e.g., help-er
V ‘event (noun)’ help-Ø
V-ful ‘ornative (adjective)’ help-ful

I will begin by briefly describing the different ways of talking about derivation on the one hand, and the eight classical inflectional dimensions (case, person, number, gender, tense, aspect, mood, voice) on the other (Section 2). Then I point out that derivation and inflection are intimately connected with two traditional ways of presenting linguistic information: dictionary lists for derivation, and exemplary paradigms for inflection (Section 3). These ways of presenting linguistic patterns are closely connected to the terms lexeme (for the dictionary word) and word-form (for the word in an inflectional paradigm).

In the next step, I describe a basic intuition that many linguists have probably had: Inflectional word forms are cell filling, while derived lexemes are lexicon enriching (Section 4). This leads to certain stereotypical expectations, such as the completeness and uniqueness of paradigm cells, and the accidental nature of derivational creations. There is substantial literature discussing the general differences between inflection and derivation (e.g., Booij 2000; Scalise 1988; Štekauer 2015), and Section 5 summarizes the most important differences that have been cited, with a brief discussion of problems with each of these criteria, and pointers to the earlier rich literature. We will see that while the different ways of speaking are quite entrenched in linguistics (as noted in Sections 34), linguists actually have a fairly broad consensus that there is little basis for the conceptual bifurcation in the phenomena of the world’s languages.

What are the larger consequences of these entrenched differences in talking and thinking about inflectional and derivational patterns? Most importantly, many linguists have advocated a view of the cognitive architecture of grammar in which the different ways of speaking are interpreted as reflecting different cognitive modules: a cognitive lexicon (for derivation) and a cognitive syntax (for phrasal patterns and inflection). One key point of this article is that if one wants to argue for such a cognitive architecture, one cannot use the traditional ways of speaking in support of it. I discuss this issue in Section 6, and then I sketch a way of describing, notating and conceptualizing inflection and derivation that does not treat them as fundamentally different (Section 7).

One might conclude that the inflection-derivation contrast should be given up entirely, but since linguists will anyway continue to speak in these traditional terms, I will propose explicit definitions of inflectional construction and derivational construction in Section 8, as well as a definition of lexeme. These definitions have a purely methodological goal and do not imply any theoretical or substantive claims. Their arbitrariness will hopefully make it clear that these terms are “merely ways of speaking”,[1] and that they are not more than comparative concepts for general linguistics (Haspelmath 2021c).

2 Different ways of talking about inflection and derivation

There is no generally accepted definition of “inflection” or “derivation”, but the terms are widely understood through certain characteristic situations. Textbooks often make reference to dictionary entries (for derivation) and stereotypical examples such as nominal plural forms and verbal tense forms (for inflection). The following quotation is representative:[2]

A lexeme is a basic vocabulary item, something we might find as an entry in a dictionary (or in our mental lexicon). Morphology that does not form a new lexeme, like the plural -s on nouns and -ed and -ing on verbs, is called inflection. … Morphological processes that create new lexemes are derivational. (Mithun 2014: 88, 90)

Perhaps the main way in which the inflection-derivation distinction gets entrenched in many linguists’ habits is through the peculiar ways of talking about inflectional patterns. Most people who have studied a language such as Latin, Russian, German or Spanish are familiar with the special “inflection-speak” that will be illustrated in the following. First, we often talk about inflected forms by means of a schema “value – dimension – form”, or simply “value – dimension”.

(3)
schema: “value – dimension – (form)”
a. the dative case (form)
b. the second person (form)
c. the future tense (form)
d. the imperative mood (form)

Thus, Latin lupō ‘to the wolf’ is said to be the “dative case (form)” of lupus ‘wolf’, or Spanish cantará ‘will sing’ is said to be the (third-person singular) “future tense (form)” of cantar ‘sing’.[3] Derivational forms like English singer (from sing) are never treated in this way: We do not say that singer is the “agentive nominality form” of sing, and we do not say that colonial is the “relational adjectivity form” of colony. This peculiar use of form in speaking about inflection is of course the basis of the term word-form.[4]

We typically give special treatment to a small set of inflectional dimensions, or categories, or features (Corbett 2012; Kibort 2010).[5] The eight classical inflectional dimensions are listed in (4).

(4)
the classical inflectional dimensions (with some typical values)
a. case (nominative, accusative, …)
b. person (1st, 2nd, 3rd, …)
c. number (singular, plural, …)
d. gender (masculine, feminine, …)
e. tense (present, future, past, …)
f. aspect (perfective, imperfective, habitual, …)
g. mood (indicative, imperative, subjunctive, …)
h. voice (active, passive, …)

Inflected forms may realize several feature values simultaneously (and often cumulatively, i.e. in a single morph), and in this case, they are normally stated sequentially. The feature label must be omitted, so instead of dative singular form in (5a), one cannot say “dative case singular number (form)”. (An exception is “person”, which is never omitted, as seen in (5b).).

(5)
simultaneously expressed feature values, stated sequentially
a. dative singular form
b. 1st person plural form
c. masculine accusative form
d. passive subjunctive form

Note also that such sequential descriptions tend to have a fixed order (e.g., ??singular dative form sounds very odd, while dative singular form is perfect).

Morphologists do not set up analogous “features” or “dimensions” for derivational patterns, and inflectional patterns other than the classical features in (4) are not normally treated in the same way. For example, even though Turkish has not only tense suffixes and person-number suffixes on verbs, but also two types of polarity forms, this way of talking is not used. We do not say, for example, that (6a) is a “negative polarity form”, or that (6b) is an “affirmative polarity form”.[6]

(6)
Turkish
a.
gel-me-di-k
come-neg-pst-1pl
‘we did not come’ (negative)
b.
gel-di-k
come-pst-1pl
‘we came’ (affirmative)

Instead, we would say that gel-me-di-k in (6a) is a negative verb (form), just as we would say that sing-er is an agentive noun, and that coloni-al is a relational adjective. Thus, polarity is treated more like derivation in our “ways of speaking”, for no good reason.

For the eight classical inflectional dimensions, there is an even more peculiar way of speaking, using the preposition “in” with the value(-feature) label.

(7)
schema in the (value )”
a. The Ancient Greek Odyssey begins with a noun in the Accusative (ándra).[7]
b. In the Dative, Polish ręka ‘hand’ has the stem ręc-.
c. Russian verbs do not inflect for person in the Past tense.

And the sentence in (7c) illustrates a further peculiarity of the way we talk: We say that a “word” may “inflect for a feature (or category, or dimension)”: A verb may inflect for tense, a noun may inflect for number, and an article may inflect for gender. With sets of words such as sing, singer, song, there is no analogous way of speaking. The verb derive is used in a completely different way, using the complex word as a subject of a passive construction: “Singer is derived from sing”. (By contrast, we would not be able to say that “help-ed is inflected from help” or similar.)[8]

Another peculiarity of the classical dimensions is that one can say things like (8), where the value label is preceded by a definite article (“the Genitive”, “the Subjunctive”, etc.).

(8)
a.
In colloquial German, we do not use the Genitive much.
b.
The Subjunctive is characteristic of formal American English.
c.
In French, the Simple Past occurs frequently in narratives.

Here we use the feature value name to refer generically and collectively to the forms that express this value. “The Genitive” in (8a) really means “Genitive case forms of nouns”, and “the Simple Past” in (8c) means “Simple Past tense forms of verbs”.[9] There is no analogous way of talking about derivational patterns. For example, we do not say that “the action nominalization occurs frequently in legal texts”, or that “Polish uses the relational adjective more than German”. When talking generically about derivational patterns, we usually use the plural (“Polish makes extensive use of relational adjectives”), and we often refer to them using their shape (e.g., “-able adjectives” in English).

There are more differences, e.g., (i) that we often use the term “stem” for a segment sequence that is the base of inflected forms, but much more rarely for the base of a derived lexeme, and (ii) that we often talk about a language having “a lot of inflection” (or “rich inflection”), using the term as a kind of mass noun (we would be less likely to say that a language has “little derivation”, or “rich derivation”).

Where do these different ways of talking about inflectional and derivational patterns come from? This is a question for historians, but it seems clear that they are rooted in the tradition of Latin grammar going back to antiquity. Aelius Donatus’s influential grammars Ars Minor and Ars Major, written in the 4th century, treat all (and only) the inflectional features in (4) as “accidents” (or categories) of Latin grammar,[10] and partially, this old way of talking and thinking about such patterns seems to have persisted into modern times.

3 Dictionaries and exemplary paradigms

Both dictionaries and grammars have been written for many centuries in the Western (or European) tradition of linguistics, and they have always been two rather different genres of books. While from a general-theoretical point of view, a “grammar-lexicon continuum” has often been argued for (e.g., Broccias 2012; Berg 2015; Jackendoff and Jenny 2020: Section 1.3), linguists have always kept the two domains separate in practical terms (and there are even two different agent nouns for the two tasks: grammarian and lexicographer). From the beginning, dictionaries have been presented in the form of alphabetical word lists (e.g., Figure 1), and grammars have long presented inflectional patterns in terms of tables showing exemplary paradigms (e.g., Figure 2). In the dictionaries, both minimal nouns and verbs and derived nouns and verbs are typically listed (e.g., both faction and factious in Figure 1).

Figure 1: 
A section from an early English dictionary (Cawdrey 1604).
Figure 1:

A section from an early English dictionary (Cawdrey 1604).

Figure 2: 
A German nominal inflectional paradigm from Clajus (1578: 48).
Figure 2:

A German nominal inflectional paradigm from Clajus (1578: 48).

The logical alternatives have been employed very rarely if at all: There are very few (if any) dictionaries that list all the inflected forms, and very few (if any) grammars that present derivational families in tabular form.[11] In fact, until the 20th century, grammars usually disregarded derivational patterns entirely (ten Hacken 2014: 14).

Dictionaries are often used even by nonlinguists, and everyone who has studied a foreign language with Indo-European-style inflection patterns is familiar with tabular exemplary paradigms. Thus, it may well be that the way we learn about inflectional patterns on the one hand, and about lexemes (or dictionary words) on the other, may have had an influence over the way we think about them in general linguistics.[12]

4 The basic intuition: inflection is cell filling, derivation is lexicon enriching

Much discussion of inflectional patterns in the general-linguistics literature is based on the idea that inflection is characterized by paradigm schemas with cells that must be filled. By contrast, derivation is commonly said to serve the purpose of enriching the lexicon. As I noted, these two fundamental ideas may well have been based originally on the way linguistic data have been presented in grammars and dictionaries.

Now if inflectional patterns are primarily thought of as sets of realizations of an inflectional paradigm schema, then they can be “non-morphological” in two ways. They may be filled (i) by suppletive forms, or (ii) by periphrastic forms.

Suppletive forms, as illustrated by Lezgian ‘eat’ in (9), are not really morphological in that they lack the defining criterion of parallels in both shape and meaning. The Lezgian stems ne- and t’ü- both mean ‘eat’, but they are not formally similar, i.e. they are different roots. However, the infinitive cell of ‘eat’ can only be filled by ne-, and the past-tense cell can only be filled by t’ü-. So if the situation is viewed from a cell filling perspective, then they can be thought of as “inflected forms of the same lexeme”, but this is an extended sense of “morphology”.

(9)
Lezgian verb forms (Haspelmath 1993: 123, 126)
‘beat’ ‘be silent’ ‘eat’
infinitive gata-z kis-iz ne-z
past tense gata-na kis-na t’ü-na

Periphrastic forms are not really morphological either. They are more like syntactic phrases in that they consist of several grammatical words, as illustrated in (10). In this paradigm, the phrase more intelligent fills the comparative degree cell of the lexeme intelligent.

(10)
English adjective forms
warm’ nice’ intelligent’
positive warm nice intelligent
comparative warm-er nic-er more intelligent

Again, since it is a defining criterion of morphology that it concerns the internal structure of “words”, periphrastic (or “analytic”) forms can be included only in an extended (and fairly unclear) sense of “morphology”.

Because of the cell filling intuition of inflection, it has been a widespread view that suppletive morph sets that express the same inflectional meanings are “allomorphs” of the same “morpheme”. For example, the different Latin plural suffixes (-i, -ae, -a) illustrated in (11) have often been treated as allomorphs of a single abstract morpheme {nominative plural}.

(11)
Latin inflectional number forms (nominative)
‘garden’ ‘table’ ‘word’
singular hort-us mens-a verb-um
plural hort-i mens-ae verb-a

In views of inflection that do not build directly on Bloomfieldian morpheme decomposition, it is often said that morphosyntactic feature values are realized by exponents (e.g., Matthews 1974; Stump 2001; Zwicky 1985). Thus, instead of talking about grammatical meanings being expressed, morphologists have often come to prefer to use these more abstract terms (feature value, realization, exponent), which are felt to be more adequate because the relationship between meanings and forms is not simple (for a recent survey of the complexities, see Anderson 2015).

By contrast, derivational morphology is often said to be lexicon enriching, e.g.,[13]

Derivational morphology has the function of lexical enrichment (lexical function), i.e. of forming new words, inflectional morphology does not (a very old criterion). (Dressler 1989: 6)

But is there any substantive claim involved in the treatment of inflection as cell filling, and of derivation as lexicon enriching? If inflection were by nature cell filling and thus crucially different from derivation, we would expect suppletion, periphrasis and “allomorphy” to be restricted to particular kinds of patterns, of the sort we call “inflectional”. But this does not seem to be the case, as we will see in the remainder of this section.

Suppletion is stereotypically associated with inflection, but even Corbett (2007: 12), who mostly restricts his rich discussion of suppletive patterns to classical inflection, admits that one may identify suppletion also in derivational pairs as in (12), where byk ‘bull’ and korov(a) ‘cow’ are a suppletive set (similarly Mel’čuk 2006: 405–467).

(12)
Russian animal nouns
‘bear’ ‘tiger’ ‘bull/cow’
male medved’ tigr byk
female medved-ic(a) tigr-ic(a) korov(a)

If one includes kinship terms in the discussion,[14] then many or most languages must have derivational suppletion of this sort, so it is not a marginal pattern at all. We do not often call it suppletion, but this is only because we do not normally think of these patterns in terms of filling cells.

Likewise, there is of course “derivational periphrasis”, even though we do not often give it this label. An example comes from French nouns for game practitioners, where some games have corresponding practitioner nouns with suffixes (-eur, -iste), while others require an “analytic” expression (Bonami and Strnadová 2019: 176).[15]

(13)
French game nouns and practitioner nouns
‘bridge’ ‘boule’ ‘go (game)’
game bridge boules go
practitioner bridg-eur boul-iste joueur de go ‘player of go’

Finally, what about “allomorphs of the same morpheme”? Recall that the Latin plural suffixes -i/-ae/-a are often treated as “belonging to the same morpheme”. Again, we find parallel phenomena with derivational patterns, e.g., English suffixes for inhabitant nouns like those in (14) (Carstairs-McCarthy 2005: 18).

(14)
English city and inhabitant nouns[16]
city London Rome Vienna
inhabitant London-er Rom-an Vienn-ese

Carstairs-McCarthy notes:

At first sight, [this] set of nouns … seems eminently suitable for analysis in terms of an ‘inhabitant’ morpheme with allomorphs -er, -ite, -ian, -an, -ese and perhaps others, in complementary distribution … Yet this sort of analysis is much more seldom suggested than the parallel analysis of the inflected forms. (Carstairs-McCarthy 2005: 18).

Instead of saying that -er, -an and -ese are “allomorphs” of an abstract “morpheme”, it is much more usual to call such situations “rule competition” or “rivalry” (Dressler 1989: 6; Gardani et al. 2019), but there does not seem to be any difference in substance (see also Haspelmath (2020a: Section 89) for some discussion of suppletive morph sets and “allomorphy”). Aronoff (2019: 40) formulates the explicit goal to “provide a uniform account of both allomorphic variation and the rivalry between affixes”.

Thus, it is quite possible that some (of what appear to us as) salient differences between inflectional and derivational patterns are merely due to the way we have traditionally been speaking about them, and not due to anything in the phenomena. Now there may, of course, be very good reasons for these differences, and Carstairs-McCarthy (2005: 18) claims that “the reason for this is the looser structure of derivation by comparison with inflection”, by which he apparently refers to the completeness and uniqueness criteria that I will discuss in the next section (Section 5.25.3). So the question is ultimately empirical, but it is in any way worth examining the way in which our traditional habits of speaking may have influenced how we think about the two types of patterns.

Finally, can we say that only derivation is lexicon enriching? This is certainly not true in the sense that inflected forms are not stored in the mental lexicon, because all psycholinguists agree that at least some inflected forms are stored (e.g., Fábregas and Penke 2020; Stemberger and MacWhinney 1986). On the one hand, it is true that stereotypically inflected forms do not often have the function of providing “names” for nameworthy concepts such as specific types of objects, institutions, or culturally salient actions (cf. Corbett 2010: Section 3.7). Typical name-creating derivational markers are agent nominalizers (for specialized professions such as bak-er), instrument nominalizers (for implements such as comput-er), and derived place nouns (e.g., Indonesian pen-cuci-an ‘place for washing, laundry’ from (men-)cuci ‘wash’; Sneddon 1996: 41). So perhaps one can say that some derivational morphology is “name-creating” in some sense that would need to be clarified further. But this is surely not true for all derivational patterns, as event nominalizations and deadjectival abstract nouns (such as discover-y or warm-th) do not have the same “naming” flavor as patterns that derive names for kinds of people, things or places. The issue of nameworthiness deserves more consideration than it is typically given, but it is certainly not a sufficient criterion for singling out derivational patterns.[17]

5 Some differences that are mentioned repeatedly in the literature

In this section, I briefly go over the well-rehearsed potential distinguishing features that have been discussed again and again since Scalise (1988) and Dressler (1989), mainly as a reminder that none of them really work to delimit inflection and derivation as two distinct domains. This conclusion is not new, but as there is no full consensus yet about abandoning this architectural division, the phenomena need to be revisited here briefly. I will consider seven criteria (Section 5.15.7).

5.1 Inflection preserves word class, derivation can be transpositional

That derivational patterns typically change the word class (e.g., from noun to verb: hospital → hospitalize, or from verb to adjective: read → readable) has often been observed,[18] and it has sometimes been regarded as a sufficient criterion.

But in Haspelmath (1996), I pointed out that “transpositional inflection” would seem to exist if one does not rule it out by definition, and Spencer (2013; 2017 has made this point even more forcefully, providing many additional examples and rich discussion. My favorite example is the Lezgian event noun (Masdar), which is transpositional in that it inflects exactly like a noun (and has the external syntax of a noun) but is always treated as a member of the inflectional paradigm of the verb (e.g., kis-un ‘to be silent’, gatu-n ‘to beat’, t’ü-n ‘to eat’; Haspelmath 1993: Section 9.9.1).

5.2 Inflection is complete, derivation can be incomplete

As inflection is expected to be cell filling, it needs to be complete, whereas derivation can be “gappy” (Carstairs-McCarthy 2005: 19). For example, there must be a genitive case form for all nouns, but there need not be a derived event noun for all verbs (e.g., English lacks a derived event noun for the verbs follow, draw and hear; Bauer et al. 2013: 203). This criterion is called “generality” by Bybee (1985: 87; 99): Derivational patterns need not be fully general.

However, inflection may show gaps, too. In some cases, linguists call the paradigms “defective” when there is no standard way to fill the cells (see Sims 2019), but in others, a gap can be filled standardly by a “periphrastic form” (Chumakina and Corbett 2012; Haspelmath 2000). This is just as with derivational patterns, as we saw in (13) above (joueur de go is a periphrastic way to fill the gap of a ‘go player’). Linguists do not call paradigms like the French game practitioner paradigm “defective”, but this seems to be merely a way of speaking. Moreover, some patterns that are usually called derivational are not “gappy”. All English adjectives seem to have a corresponding derived abstract noun (warm/warmth, rough/roughness, washable/washability), as well as a corresponding -ly adverb, as long as they have the right meaning.

5.3 Inflection provides a unique form, derivation may offer a range of forms

A cell needs to be filled by a form, and it is usually implied that there is only a single form. When an inflected form is not created by a rule but must be stated separately, we often find that the corresponding regular form does not occur. For example, the irregular comparative of Latin magnus ‘big’ is major ‘bigger’, and the form that would be created by the regular rule (*magn-ior) is not possible. This can be explained by a “morphological blocking” mechanism if an inflectional cell can only be filled by a single form. By contrast, synonymous derivational forms seem not to be blocked in the same way, so alongside warm-th, we may also have warm-ness.

However, this picture is greatly oversimplified, and in fact, we do not know whether there is a general tendency for synonymy blocking to occur preferentially in inflectional morphology. On the one hand, many languages have overabundant cells which are filled by two different forms. Thus, English has the irregular past tense form dreamt, but the regular form dreamed is not blocked by it. Thornton (2019) provides an overview of the phenomena and theoretical assessments of overabundance in inflection.

On the other hand, it has been observed that in derivational morphology, too, frequently occurring forms can block the formation of productive alternatives. Thus, Rainer (1988) observed that Italian -ità (corresponding to English -ity) is blocked from occurring on adjectives ending in -oso (corresponding to English -ous) when the corresponding simple abstract noun is highly frequent (e.g., coraggio, pietà), but not when it is rare (malizia, acrimonia):

(15)
Italian
adjective abstract in -ità simple abstract
coraggioso *coraggios-ità coraggio ‘courage’
pietoso *pietos-ità pietà ‘pity’
malizioso malizios-ità malizia ‘malice’
acrimonioso acrimonios-ità acrimonia ‘acrimony’

Thus, the uniqueness that is stereotypically found in inflection is characteristic of some derivational patterns, too, and some inflectional patterns show the kind of rivalry or competition that is seemingly characteristic of derivation.

5.4 Inflection is productive, derivation need not be productive

Productivity (the possibility of creating novel forms) is often mentioned as characteristic of inflectional patterns,[19] and it is indeed a necessary prerequisite of completeness (Section 5.2) for open lexeme classes such as nouns and verbs: If a form must be available for every cell for all nouns and the class of nouns is open, there must be at least one productive pattern. For example, Arabic has a variety of unproductive plural-forming patterns (Ryding 2005: 132–155), but since new nouns can be added, there must be at least one productive way of forming plurals (and indeed, there are several; e.g., talifuun ‘telephone’, plural talifuun-aat; Ryding 2005: 138).

Spencer (2016: 38) draws a distinction between the productivity of a particular inflectional pattern (e.g., the productivity of the -ity abstract noun) and “the more abstract properties of lexical relatedness, independent of the morphological means used to express it” (see also Gaeta 2007). So we might say that the Arabic plural pattern CuCuC (e.g., kitaab ‘book’, kutub ‘books’) is unproductive, but plural formation, in general, is productive in Arabic. In Haspelmath (1996: 47), I understood productivity in the latter (“more abstract”) sense, but this was a mistake: In this sense, it really means the same as completeness or generality (Section 5.2). Thus, the term productivity should be used only for the former sense, i.e. for a particular construction. In this sense, there are of course many unproductive inflectional patterns (e.g., English past tense formation with vowel shortening and a -t suffix: keep/kept, dream/dreamt, sleep/slept).

And when a lexeme class is not open, there need not be any productive pattern to achieve completeness of inflectional patterns. For example, the Australian language Jaminjung has only 33 Inflecting Verbs showing somewhat different inflecting patterns, and none of the patterns need to be productive because the class of Inflecting Verbs is closed (Schultze-Berndt 2000). Completeness without productivity can be observed in many languages in small closed classes like personal pronouns. In German, one will probably want to say that there is an accusative suffix -ch (ich/mi-ch ‘I/me’, du/di-ch ‘you(sg)’, ihr/eu-ch ‘you(pl)’), but it is not productive. Thus, inflectional constructions may be productive or unproductive, just like derivational constructions.

5.5 Inflection is semantically regular, derivation need not be regular

That lexemes formed by derivational patterns are often semantically unpredictable is well known.[20] For example, the Italian prefix ri- usually has the sense of repetition or reversal (ri-leggere ‘reread’, ri-spedire ‘send back’), but a few ri- verbs have idiosyncratic meanings (e.g., chiedere ‘ask’, ri-chiedere ‘request’) (Gaeta and Ricca 2005: 102). This property has often been associated with listing in the lexicon. According to Stump (1998: 17), the fact that derived lexemes are listed in the lexicon frees their meanings to “drift” idiosyncratically, while the fact that regularly inflected forms are not listed requires their meanings to remain rule-regulated.

However, inflected forms may also “drift”, both phonologically and semantically. It has long been well known that high-frequency forms tend to become phonologically irregular (apparently because they are stored and not each time recreated on the fly, Bybee 1985: Ch. 5); an example is Luxembourgish kommen ‘come’, which has 2nd and 3rd person singular forms kënn-st, kënn-t (instead of regular *komm-st, *komm-t, Nübling 2011: 145; the corresponding verb in German happens to be regular). And examples of semantic drift of inflected forms are also widely cited, e.g., Russian čas-y ‘clock’ (plural of čas ‘hour’), Germans Abend-s ‘in the evening’ (genitive of Abend ‘evening’), Russian leto-m ‘in the summer’ (instrumental of leto ‘summer’; Spencer 2016: 38).

It is probably true that such cases of semantic drift are more isolated in inflectional patterns, while they tend to be very common with certain derivational patterns, at least in the European languages where such patterns have been studied extensively. But until we have a way of quantifying the differences, it is best not to make strong general claims.

5.6 Inflection is determined by the syntax, but derivation is not

According to Štekauer (2015: 222), “while inflectional morphology is obligatory in a syntactic construction, derivational morphology is not.” Baerman (2015: Section 1.1) expresses the same idea as follows:

With inflection, the set of word forms is predetermined, in that a member of a given word class has certain duties to perform … Derivation for its part has no present list of job duties, and thus no binding obligations. (Baerman 2015: 2,3)

Baerman exemplifies the contrast with contexts such as She often X 1 and He X 2 yesterday, and notes that in these contexts, if X = ski, then ski-s is required for X1 and ski-ed for X2, and all verbs must have corresponding forms for these contexts in order to be able to fill the cells of the paradigm schema.

Another way of putting it is that “inflection, but not derivation, is determined by syntax” (Aronoff and Fudeman 2011: 168), and Spencer (2016: 37) calls this criterion “syntactic determinism”.[21] It was originally proposed and highlighted by Anderson (1982: 587), but Booij (1996) noted that it applies only to a subset of inflectional patterns, which he called contextual inflection. Inflectional meanings such as nominal number and verbal tense are not syntactically determined, and in many languages, they are not involved in agreement relations at all.

Conversely, derivational patterns may be “syntactically determined” in that they are required for particular propositional-act functions. Thus, when the concepts ‘sincere’ and ‘discover’ are used in contexts of reference, derived nouns are syntactically required (sincer-ity, discover-y):

(16)
a.
I admire Kim’s sincerity. (*Kim’s sincere)
b.
The discovery of Polonium made Marie Curie famous. (*the discover)

Syntactic “determination” is also characteristic of voice (or “valency-changing”) markers such as causative or applicative markers. Consider the contrast in (17a)–(17b), where the second sentence shows a comitative applicative with ‘wife’ as the object argument (absolutive-marked).

(17)
Yidiñ (Dixon 1977: 303)
a.
Wagu:ḍa ɲinaŋ waga:l-di.
man(abs) sit wife-com
‘The man is sitting with his wife.’
b.
Waguḍa-ŋgu wagal ɲina:-ŋal.
man-erg wife(abs) sit-appl
‘The man is sitting with his wife.’

Bickel and Nichols (2007: 187) mention this example and say that it must be an inflectional form by their criteria because “its occurrence is an obligatory response to at least some syntactic environments”. A similar pattern that is traditionally regarded as derivational but has been found to be syntactically relevant is Dutch be-verbs (Booij 2000: 365).

5.7 Inflection is obligatory, but derivation is not

In addition to being required by certain syntactic contexts, inflectional meanings are also sometimes said to be obligatory simply in the sense that we are forced by a language to express them. Bybee (1985: 81) says that “the most successful criterion is obligatoriness” (citing Greenberg 1960): Obligatory features force certain choices upon the speaker. In English, every noun phrase must be either definite or indefinite, and every finite clause either past or present. Derivational patterns are said not to be obligatory in this sense. A very similar idea was expressed famously by Jakobson (1959), who attributed it to Boas, citing the following passage from Boas (1938: 132):[22]

When we say, “The man killed the bull”, we understand that a definite single man in the past killed a definite single bull. We cannot express this experience in such a way that we remain in doubt whether a definite or indefinite person or bull, one or more persons or bulls, the present or past time are meant. We have to choose between aspects and one or the other must be chosen. The obligatory aspects are expressed by means of grammatical devices.

But these examples from English are not representative of what happens in the world’s languages. Definite articles are often optional so an articleless nominal is not necessarily indefinite. Past tense markers are often optional so that their absence does not necessarily imply non-past meaning. Plural markers, too, are often optional (Haspelmath 2005), so when they are not present we cannot always infer singular meaning. Likewise, accusative, ergative or locative markers are often optional (e.g., Lestrade 2013), and object indexing is frequently optional as well (e.g., Just 2022). Thus, while it may be typical of inflectional meanings in European languages to be expressed obligatorily, it is not at all clear that this is true (even as a tendency) from a worldwide perspective.

It is well-known that there is often a zero-marked member in an inflectional paradigm, and in many situations, we want to say that there is a specific “zero meaning” associated with it. For example, the Russian word form ruk-Ø ‘of the hands’ (an inflected form of ruk-a ‘hand’) is clearly associated with a genitive plural meaning, and the English Present tense they play-Ø is clearly associated with a habitual meaning (Bybee 1994: 239). In such cases, we can indeed say that the relevant feature values are obligatorily expressed, even if there is no overt marker that codes them. However, this mechanism is not restricted to inflection in the narrow sense: For example, the English Present Progressive construction, which is obligatory (they are playing right now, *they play right now), restricts the Present tense forms to habitual sense. And the creation of a new marker does not have to lead to a new meaning, even if it becomes obligatory. For example, the Persian accusative-case suffix -râ is obligatory with definite objects, but this is the only case suffix in the language, and we would not want to say that it has led to the creation of a “non-accusative” grammatical meaning (Arkadiev 2016). Even for the English contrast book versus books, Booij (2000: 362) says that it may be that book simply lacks a specification for number, rather than having a specified meaning.

Thus, we cannot say that inflectional patterns are characterized by their general obligatoriness. On the contrary, one might perhaps say that it is typical for inflectional markers to be optional because they tend to express meanings that can be easily inferred from the context (Dahl 1985: 13), whereas this is not the case for lexicon enriching derivational meanings.

5.8 Difference in “lexical meaning”

Finally, it has often been suggested that inflectional and derivational patterns express different kinds of meanings. Aronoff and Fudeman (2011: 170) say:

Inflectional morphology does not change the core lexical meaning or the lexical category of the word to which it applies. Derivation does the former and may do the latter.

Similarly, Baerman (2015) says that “inflection preserves the lexical meaning while derivation changes it”, and Corbett (2010: 146) says that “a derived word includes an additional semantic predicate in comparison with its base” (see also Spencer 2013: 60).

But what exactly is meant by “lexical meaning” is rarely said explicitly, and it is not clear why “plural reference” or “future time reference” cannot be considered as additional semantic predicates (‘plural’ is treated as a semantic predicate by authors such as Jackendoff and Jenny 2020: 30). Bybee (1985: Section 4.1.1) and Wurzel (1996: Section 2) distinguish between two types of derivational patterns: those that have a lexicon enriching function (called “naming function” by Wurzel), and those that have a “recategorizing” (or transpositional) function (see also Aronoff 2019: Section 7). As we already saw in Section 4 above, the naming or lexicon enriching function is indeed somewhat special, but many traditional derivational patterns are transpositional or valency-changing, and thus cannot be said to be “lexical” (as opposed to “grammatical”) in any clear sense.

A reviewer suggests that the main difference between inflectional and derivational paradigms is that inflected forms are actual words while derivational forms may be actual or potential (cf. Bauer 1997). But it is not clear what it means for a possible word to be “non-actual”, and it appears that this notion is strongly influenced by our habits of recording derived words in dictionaries (making unrecorded possible words seem “non-actual”).

In a distributional-semantic corpus study of French inflectional and derivational patterns, Bonami and Paperno (2018) found that inflectional and derivational patterns are significantly different, in that inflectional forms are much more closely related to each other than derivational forms. However, they did not find any discrete difference, but rather a continuous distribution. If they had not classified their patterns as inflectional and derivational in advance, they would not have detected a bifurcation in their data.

6 Inflection versus derivation as an architectural difference?

We have seen that there are few if any clear substantive differences that can justify a binary subdivision of patterns into “inflection” and “derivation”, but the idea that they have different places in the architecture of grammar seems to be still fairly widespread.

Most notably Anderson (1982; 1992 has proposed that inflectional morphology is part of the syntactic component, while derivational morphology is part of the lexical component of the language system. This idea has sometimes been called the Split Morphology Hypothesis (Booij 1996; Perlmutter 1988). Another prominent author who has emphasized the split is Aronoff:[23]

derivation and inflection are not kinds of morphology but rather uses of morphology: inflection is the morphological realization of syntax, while derivation is the morphological realization of lexeme formation. (Aronoff 1994: 126)

If one thinks of inflection in terms of filling the cells of a pre-established grid (as in Section 4), then this view is almost inevitable, because we do not think of derivational patterns as realizations of the cells in a grid.

The grid itself is typically called a “lexeme”, and it is often noted that the notions of “inflection” and “lexeme” are closely related. Stump (1998) and Bonami et al. (2018) are explicit about this, though they differ in which concept they take as foundational. According to Stump (1998: 13), “the notion of inflection rests on the more basic notion of lexeme” (see also Stump 2019: Section 4.1). Bonami et al. (2018: vi–vii) put it the other way around:

Because the definition of a lexeme derives from that of an inflectional paradigm (lexemes abstract away from inflection), using the notion commits one to a particular view of morphology. It presupposes the existence of a split between inflectional and derivational morphology (Matthews 1965: 140, note 4; Anderson 1982; Perlmutter 1988).

Thus, to the extent that there is no good reason to make a substantive distinction between inflection and derivation, we lack a substantive motivation for the “lexeme” concept.

Just as the notions of “inflection” and “lexeme” are intimately bound up with each other, they are closely connected to the notion of a “paradigm”. Textbooks often define “paradigm” as “the set of all the inflected forms that a lexeme assumes” (Aronoff and Fudeman 2011: 44). But again, this seems to be no more than a way of speaking. Derivational relationships can be conceptualized in terms of paradigms if one wants, and the parallels between inflectional paradigms and derivational paradigms have in fact been highlighted repeatedly (e.g., Bauer 1997; Fernández-Domínguez et al. 2020; Štekauer 2014). Bonami and Strnadová (2019: 172) give the French examples in (18a)–(18b) to illustrate the parallels:

(18)
a.
‘equal’ ‘old’
m.sg égal vieux
f.sg égale vieille
m.pl égaux vieux
f.pl égales vieilles
b.
‘wash/washer/washing’ ‘form/former/forming’
verb laver former
agent n. laveur formateur
event n. lavage formation

Thus, we have seen that inflectional patterns and derivational patterns are very similar in most respects and that there are few if any substantive differences that can be associated with these two classical types of patterns.

This means that we have little support from language systems for the view that inflectional and derivational patterns are distinct in the cognitive architecture. Indeed, we may suspect that the main reason why linguists often assign them different architectural places is the old habit of talking differently about them, and of describing them in tabular form in grammars or in list form in dictionaries.

7 Inflectional and derivational constructional schemas

For further illustration of the similarities between derivation and inflection, I will now give a few examples of formal representations of such patterns, using the notational conventions of Jackendoff and Jenny (2020).

The first example covers adjective derivations such as English wid-en ‘become wide’, black-en ‘become black’. The derivational pattern consists of two schemas, one for the base (in 19a) and one for the derived word (in 19b).[24]

(19)
semantics: a. property α b. [become ([property]α)]x
syntax: Aα [Vα aff1]x
phonology: /…/α /…α ən1/x
(e.g., wide) (e.g., wid-en)

The two constructions which are linked in a “horizontal relation” are called sister schemas. The first schema is the schema for adjectives (wide, black, etc.), and consists of a schematic meaning (‘some property’), a schematic syntax (an element of syntactic category A(djective)), and a schematic phonology (here one can further specify that the pattern concerns only monosyllabic adjectives). The second schema is the schema for the derived inchoative verbs: They have the meaning ‘become’, they are syntactically composed of a verb stem and an affix, and phonologically they end in [ən]. There are three types of subscript indices that indicate links: Number subscripts are used to link specific phonological elements to their syntactic properties (thus [ən] is said to be an affix), and Latin letter subscripts are used as interface links for abstract schemas: Thus, the subscript x says that the entire phonological element / … α ən1/ is linked to the entire syntactic element [Vα aff1], and both have the entire meaning [become ([property]α)]. Greek letter subscripts are used to show relational links across two related schemas: The subscript α links the semantic component property in the verb schema (19b) to the corresponding component in the adjective schema (19a), and this index is also attached to the relevant parts of the verb schema.

The next example shows how bidirectional derivational patterns (Becker’s 1993 cross-formations) can be represented in this notation, e.g., pacifism/pacifist, pessimism/pessimist.

(20)
sem: a. ideology β b. [adherent (ideology β)]z
syn: [N – aff2]β [N – aff3]z
phon: /… α ɪzəm2/β /… α ɪst3/z

Again there are three types of subscript indices that show the links: Number subscripts for the suffixes [ɪzəm] (subscript 2) and [ɪst] (subscript 3), the Latin letter subscript z for the second schema, and the Greek letter subscript β that links between the two schemas. While this subscript is linked only to the semantic part of the second schema, it is linked to the entire word in the first schema – this is what we want, because pacifism and pessimism are the ideologies, so that the affix -ism has no independent meaning here.

The final example shows how inflectional patterns are represented. Like derivational cross-formations, they are sister schemas. For example, the partial verb paradigm of German machen ‘make’ in (21a) exemplifies the general schema in (21b).

(21)
a. 1sg mach-e b. [Ve]
2sg mach-st [Vst]
3sg mach-t [Vt]

This paradigm of machen can be represented more formally as in (22a)–(22c) (Jackendoff and Jenny 2020: Section 5.4.2).

(22)
sem: a. [make (speaker4,5)]6 b. [make (addressee7,5)]8 c. [make (anaphor9,5)]10
syn: [V 14 sg5]6 [V 27 sg5]8 [V 39 sg5]10
phon: /max ə4,5/6 /max st7,5/8 /max t9,5/10

The abstract inflectional paradigm, corresponding to the short version in (21b), is shown in (23).

(23)
sem: a. [do (speaker4,5)]6 b. [do (addressee7,5)]8 c. [do (anaphor9,5)]10
syn: [V 14 sg5]6 [V 27 sg5]8 [V 39 sg5]10
phon: /… ə4,5/6 /… st7,5/8 /… t9,5/10

Thus, in the notation proposed by Jackendoff and Audring, there is no essential difference between typical derivational patterns like wide/widen, derivational sister constructions in cross-formations like pacifism/pacifist, and inflectional sister constructions like mache/machst/macht. In all cases, we have words and schemas which are instantiated by several words.

Traditionally, derivational relationships of the type wide/widen are not treated as sister constructions, but as a base and a derived lexeme in an asymmetric relation, unlike inflected forms in a paradigm, which tend to be thought of as on an equal footing. However, there is no essential difference between the two. On the one hand, many languages lack zero forms of verbs and nouns, so derived forms cannot be based on actual forms of the base and must be cross-formed like pacifist (e.g., Greek hippó-dromos ‘hippodrome’ cannot be based on any form of híppos ‘horse’, because there is no form *hippo; Bloomfield 1933: 229). On the other hand, many inflectional patterns do include a zero form, just like stereotypical derivational patterns. In fact, Bybee (1985: 50–58) says that the “basic-derived” relation pervades morphological systems, independently of the inflection-derivation distinction.

8 Defining inflection, derivation and lexeme

We have seen that there is no clear basis in the phenomena of languages for an architectural distinction between inflection and derivation, so it may come as a surprise that in this section, I will propose definitions of these terms. The reason for this is that the terms will continue to be used anyway, even if the non-distinctness of the two kinds of constructions becomes a broad consensus among general linguists. These two terms are deeply entrenched in the discipline and will continue to be presented in textbooks and used in grammatical descriptions. It is thus best if we give clear and simple definitions, even if the concepts that are associated with the terms are not natural parts of languages.[25]

Here I would like to propose the definitions in (24) and (25).[26]

(24)
inflection:
An inflectional construction is a construction in which an inflectional meaning (role, person, number, gender, tense, mood, evidentiality, polarity) is expressed by an affix or nonconcatenatively.
(25)
derivation:
A derivational construction is a construction in which a meaning other than an inflectional meaning is expressed by an affix or nonconcatenatively.

Thus, instead of defining inflection on the basis of the lexeme, I propose that it should be defined on the basis of a fixed set of meaning domains, given in (26). Impressionistically, these are the meaning domains that are most commonly regarded as being expressed inflectionally in the world’s languages.[27]

(26)
inflectional meaning domains
a. role of participant (agent, patient, recipient, locative, …)
b. person of participant or possessor (1, 2, 3, …)
c. number (singular, plural, …)
d. gender of agreeing element (masculine, feminine, …)
e. tense (present, future, past, …)
f. mood (indicative, imperative, …)
g. evidentiality (visual, hearsay, …)
h. polarity (negative, affirmative)

This list is somewhat arbitrary, for example in that it excludes aspect and illocution type, which are sometimes included in inflectional paradigms, for good reasons: Many languages have not only highly general tense marking on verbs but also aspect marking; and some languages mark verbs for interrogative vs. declarative illocution type. But aspect markers are often treated as derivational (e.g., in Slavic languages, Dahl 1985), and markers of illocution type are more often associated with the entire clause or a range of different clause elements (Dryer 2005). The list of eight meaning domains in (26) seems to represent the core of the meanings that are generally included in inflection, so if the definition is based on these meanings, it corresponds fairly closely to the way in which the term inflection has generally been understood in the literature.[28]

Another type of construction that is excluded from inflection here is transpositional constructions (Spencer 2013, 2017), even though some of them have traditionally been included in inflection. Most notably, deverbal participial forms (e.g., (27a)), deverbal event nominalizations (e.g., (27b)), deadjectival adverbs (e.g., (27c)), and deverbal converbal forms (e.g., (27d)) have often been regarded as inflectional forms.

(27)
a.
Russian participle (deverbal adjective)
načina-juščij ‘beginning’
(Spencer 2018)
b.
Lezgian masdar (deverbal nominalization)
gatu-n ‘beating’
(Haspelmath 1993: Section 9.9.1; see Section 5.1 above)
c.
French deadjectival adverb
lente-ment ‘slowly’
(Dal 2018)
d.
Turkish converb (deverbal adverb)
gid-ip ‘having gone’
(Johanson 1995)

Forms such as these have been included in inflectional paradigms in these languages because they occur very generally (with all verbs and adjectives if the meaning allows it) and because they are formed very regularly. For this reason, they need not be included in dictionaries of these languages but can be treated in grammars. But generality and regularity cannot be a basis for distinguishing between inflection and derivation (as we saw in Section 5), so the defining criterion must be semantic. And while the eight semantic domains in (26) are virtually always expressed by constructions that are included in inflection, there are many languages where deverbal adjectives and event nouns are treated as derivational. Thus, transpositional constructions cannot be included in general and hence are best excluded.

This proposal will go against many readers’ intuitions, but there seems to be no way of defining inflection and derivation in a way that is clear and simple and at the same time corresponds fully to every linguist’s intuitions. Some authors have proposed that the terms should be seen as representing prototypes or poles on a continuum, an alternative view that I will briefly discuss in the next section (Section 9).

The proposal to define inflection and derivation in notional terms also means that it is not possible to say that a given meaning is expressed inflectionally in one language, but derivationally in another language (see Bauer and Bauer 2012: Section 4 for some discussion). Linguists have sometimes said this, e.g., that plurals are derivational in some languages but inflectional in others (e.g., Wiltschko 2008), or that aspect is derivational in some languages but inflectional in others (e.g., Lehmann 2004). But determining the inflectional or derivational character nonsemantically would be possible only if we had morphosyntactic criteria that could be applied uniformly across languages. As we saw, however, there are no such criteria, and it would be incoherent to use different criteria in different languages.[29]

Finally, we also need a definition of lexeme, because this term is very widely used in the literature, and it should be defined in terms of “inflectional meaning” (rather than the other way round). First, we need to recognize that a lexeme is generally understood as an abstract entity – not as a form that can be perceived and pronounced, but as a set of forms. That a lexeme is a set of forms is not always made clear, and textbooks often give informal characterizations rather than definitions, e.g.,

We have to make a distinction between the notion ‘word’ in an abstract sense (lexeme) and the notion ‘word’ in the sense of ‘concrete word as used in a sentence’. The concrete words walk, walks, walked, and walking can be qualified as word forms of the lexeme walk. Small capitals are used to denote lexemes when necessary to avoid confusion between these two notions ‘word’. (Booij 2005: 3)

Saying that “walk, walks … can be qualified as word forms of the lexeme walk” makes sense only if these forms are members of a set of forms, and if walk is the label for this set. This is made explicit by some authors, e.g., Mel’čuk (2006: 420) and Blevins (2016: Section 3.2.2).[30]

Thus, a lexeme is a set of forms that have something in common, but what exactly do they have in common? I propose that we define lexeme on the basis of the notion of a lexeme-stem, as defined in (28).

(28)
lexeme-stem:
A lexeme-stem is a root, or a compound, plus possibly derivational affixes, that can combine with inflectional affixes if the language has any but does not contain any inflectional affixes.

Informally, we can say that a lexeme-stem is something that we get when we strip an inflected form of its inflectional affixes. A few simple examples are given in (29). German Auto-bahn and Spanish juga-dor show that lexeme-stems may contain several roots or derivational affixes, but they do not contain inflectional affixes.

(29)
language lexeme lexeme-stem some word-forms in the set
English walk walk- walk-s, walk-ed
Latin lupus ‘wolf’ lup- lup-usnom.sg’, lup-inom.pl
German Autobahn ‘freeway’ Auto-bahn- Autobahn-en ‘freeways‘
Spanish jugador ‘player’ juga-dor- jugador-es ‘players’

Linguists often treat lexemes as if they were forms, not abstract entities,[31] and when they do this, they seem to have something like the notion of lexeme stem in mind. Informally, one can of course use lexeme in the sense of ‘lexeme-stem’, but it should be kept in mind that the more correct term for a kind of form that does not include (but could be combined with) inflectional affixes is lexeme-stem.[32]

On the basis of this notion of lexeme-stem, we can define a lexeme as in (48).[33]

(30)
lexeme:
A lexeme is the set of forms that minimally contain the same lexeme-stem, or one of its suppletive counterparts, and that may only contain inflectional affixes in addition.

Thus, the set of inflected English forms walk, walk-s, and walk-ed belongs to the lexeme walk, because they all contain the lexeme-stem walk-, and those forms that contain more elements (walk-s, walk-ed) only contain inflectional affixes. The form walk-er additionally contains a derivational affix, so it does not belong to the lexeme walk. Note that the definitions in (28) and (30) talk about inflectional affixes so that endophonic (stem-changing) expressions of inflectional meaning are ignored. This must be so because such constructions do not create new stems, but rather make use of stem variants. (A more complex formulation of the definitions might take into account reduplication, but this is left aside here.).

The definition in (30) contains the additional concept suppletive counterpart, which I will not define here (intuitively, suppletive form sets are characterized by the same semantico-syntactic content but a different morphosyntactic distribution). This concept is meant to accommodate the widespread view that lexemes may include forms based on suppletive stems, such as wen- in the English lexeme go (with its word forms go, go-es, go-ing, wen-t). It would take us too far afield here to attempt a simple definition of ‘suppletive counterpart’, but it must be clear that it cannot be defined on the basis of ‘lexeme’. Thus, we cannot say that wen-(t) is a suppletive counterpart of go because it belongs to the same lexeme; clearly, it must be the other way around.[34] Since suppletion is not a major phenomenon in inflectional patterns, it is not so important to pursue this matter here.

To conclude this section, let me remind readers that the definitions given in this section are meant as general definitions of inflection, derivation and lexeme, i.e. as definitions of these terms when they are used in a general or comparative sense. In language-particular descriptions, the terms can of course be used somewhat differently. It is quite commonly the case that language-particular terms which are homonymous with general terms have a specific language-particular meaning (cf. Haspelmath 2020b: Section 3), so if a description of Lezgian includes the Lezgian Masdar and the Lezgian Converbs in “Lezgian Inflection” (e.g., Haspelmath 1993: 71, 110, 122), this is not a problem. Ideally, the capitalization convention for language-particular terms will remove any ambiguity.

9 Against fuzziness, prototypes, and continua

That inflection and derivation do not fall into clearly delimitable classes has often been said before (perhaps most clearly by Plank 1994), but an idea that is found very widely is that these notions have a justifiable place in linguistics after all, in one of the three ways in (31).

(31)
a. Inflection and derivation exist as distinct classes, but with fuzzy boundaries.[35]
b. Inflection and derivation exist as prototypes so it makes sense to ask whether a pattern is more or less prototypically one or the other (e.g., Dressler 1989).
c. There is a continuum from extreme inflection to extreme derivation (e.g., Bybee 1985: Ch. 4; van Marle 1996: 69).

In fact, it may well be that in an informed opinion poll of linguists, a majority would prefer this view to the architectural-split view of Section 6, so I should briefly say here why I do not regard it as helpful.

I began this article by noting that our habit of making an inflection–derivation distinction is perhaps primarily due to the way we have traditionally organized our descriptions. This is not more than a suspicion, so how could we find out whether it is correct? Conversely, how could an advocate of an architectural split demonstrate that there is a real contrast between two types of morphological constructions? Clearly, to answer these questions, we need basic notions that do not already presuppose the concepts of inflection and derivation but that are completely independent of them. If we presuppose the relevance of these concepts but define them in a vague way, then we are bound to get fuzzy results (unless the concepts we started out with happened to correspond closely to real phenomena).

Zwicky (1994) discusses the general problem with “clines, squishes and continua”, in an article devoted to clitics (but where he also mentions other “cline hypotheses”, e.g., a scale between derivational affix and compound element). He focuses on two defects of such suggestions:

(i) that there is no independently definable dimension of variation, so that the cline is an ad hoc creation, and (ii) that there are many different ‘paths’ between the poles – not one dimension, but a number, along which different items can differ in different ways (Zwicky 1994: xiii–iv)

If a dimension is defined by a single measure and if this measure can take an indefinite number of ranked values, then a continuum would be well-defined, but this is not the case for the inflection–derivation contrast.

For this reason, it is generally better to define technical concepts of general grammar in a sharp (i.e., non-fuzzy and discrete) way, and to apply this principle also to retro-definitions (Haspelmath 2021b: 44). It may well be that the old terms that are retro-defined in this way will play no role in our future understanding, and this would, of course, be quite unsurprising (the history of science is littered with terms and concepts that were abandoned because they turned out to be unhelpful). But if we continue to use traditional terms without definitions, we may never find out whether they correspond to distinctions that exists in the phenomena.[36]

10 Conclusions

This article has drawn attention to the fact that the inflection–derivation distinction is associated with a striking difference in the way we talk about these patterns: Inflectional patterns are treated as “filling cells” in a grid that is defined by abstract dimensions and their values, but derivational patterns are treated as adding new items to the “lexicon”. But there is no corresponding clear contrast in the phenomena, as Joan Bybee noted some time ago:

While linguists seem to have an intuitive understanding of the distinction [between derivation and inflection], the objective criteria behind this intuition have proved difficult to find. (Bybee 1985: 81)

Here I suggest that the intuitions that are shared by linguists working in the Western tradition may be largely due to the way we talk about inflectional and derivational patterns (Sections 23), and not based on objective findings. I cannot claim, of course, that this has been demonstrated, because all I did in this article was to point out how we typically conceptualize and verbalize the phenomena, and that the expectations that are raised by this contrast are not evidently borne out by the data. Inflectional patterns are not always clearly cell filling in the idealized sense, and derivational patterns are often very similar to them in that they are “paradigmatic”, too (as seen in Section 5).

What I said in this article is not new, just as it was not new that the traditional habit of talking about “words” and a syntax-morphology division may not be rooted in the phenomena (Haspelmath 2011). The main reason for writing the present article was to point out that without further research that provides a basis for an architectural or other kind of distinction, we cannot rely on the reality of the inflection–derivation distinction. It is best to be conservative and not to assume more than we have evidence for. Thus, I would caution against formulations such as the following:

… it is not always clear where to draw the line between inflection and derivation, and indeed, in the eyes of some theorists, whether to draw such a line at all. Nevertheless, we will proceed on the assumption that the division makes sense (Lieber 2019: 35).

I am not denying that the division “makes sense”, but I would like to suggest that perhaps it makes sense to us for the same reason that word division “makes sense”: It has its roots in deeply entrenched conventions of notation and linguistic description. But whether there is a corresponding contrast in the phenomena of the world’s languages, or in people’s mental grammars, still needs to be seen.


Corresponding author: Martin Haspelmath, Max Planck Institute for Evolutionary Anthropology, Deutscher Platz 6, 04103, Leipzig, Germany, E-mail:

Acknowledgments

For useful comments on an earlier version of this article, I am indebted to Anna Thornton and Peter Arkadiev, as well as Volker Gast and two reviewers for Linguistics. This paper is dedicated to Thomas Berg on the occasion of his 65th birthday.

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Received: 2022-06-09
Accepted: 2023-02-18
Published Online: 2023-12-25
Published in Print: 2024-01-29

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