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BY-NC-ND 3.0 license Open Access Published by De Gruyter Open Access August 2, 2016

Iatrogenic splenic injury: review of the literature and medico-legal issues

  • Alessandro Feola , Massimo Niola , Adelaide Conti , Paola Delbon , Vincenzo Graziano , Mariano Paternoster EMAIL logo and Bruno Della Pietra
From the journal Open Medicine



Iatrogenic splenic injury is a recognized complication in abdominal surgery. The aim of this paper is to understand the medico-legal issues of iatrogenic splenic injuries. We performed a literature review on PubMed and Scopus using iatrogenic splenic or spleen injury and iatrogenic splenic rupture as keywords. Iatrogenic splenic injury cases were identified. Most cases were related to colonoscopy, but we also identified cases related to upper gastrointestinal procedures, colonic surgery, ERCP, left nephrectomy and/or adrenalectomy, percutaneous nephrolithotomy, vascular operations involving the abdominal aorta, gynecological operation, left lung biopsy, chest drain, very rarely spinal surgery and even cardiopulmonary resuscitation. There are several surgical procedures that can lead to a splenic injury. However, from a medico-legal point of view, it is important to assess whether the cause can be attributed to a technical error of the operator rather than being an unpredictable and unpreventable complication. It is important for the medico-legal expert to have great knowledge on iatrogenic splenic injuries because it is important to evaluate every step of the first procedure performed, how a splenic injury is produced, and whether the correct treatment for the splenic injury was administered in a judgment.

1 Introduction

Iatrogenic splenic injury is a recognized complication in abdominal surgery that results in an increased risk of morbidity and mortality, increased operation time, and a longer hospitalization [1,2]. Numerous risk factors are associated with iatrogenic splenic injury, such as previous surgeryadhesions, underlying pathology, morbid obesity, advanced age and location of primary incision (exposure of the left upper quadrant) [3]. It is also important to know how this type of injury is produced to evaluate medical professional liability. Therefore, in many cases, a splenectomy is required after an injury and can cause permanent impairment. The aim of this review is to evaluate cases of iatrogenic injury of the spleen and analyze the related medico-legal cases.

2 Methods

A review of the literature on iatrogenic splenic injuries was conducted. The research was performed using PubMed and Scopus with the following keywords:

  1. iatrogenic AND spleen OR splenic AND injuries OR injury

  2. iatrogenic AND splenic OR spleen AND rupture

Furthermore, scientific articles were identified using the reference lists of eligible studies or articles citing the eligible studies.

To include papers in our review, we decided to employ the subsequent criteria:

  1. papers written in English;

  2. full text available;

  3. papers that report clinical data of the case under examination.

3 Results

We identified 55 papers reporting 88 cases according our criteria. Colonoscopy was the procedure most related to spleen injury, but cases related to upper gastrointestinal procedures, colonic surgery, ERCP, left nephrectomy and/ or adrenalectomy, percutaneous nephrolithotomy, vascular operations involving abdominal aorta, gynecological operation, left lung biopsy, chest drain, very rarely spinal surgery and even cardiopulmonary resuscitation were also described. The management of splenic injury included splenectomy (n.=57) and conservative treatment (n.=30). The cases are summarized in Table 1.

Table 1

Cases selected from the literature

AuthorPublication YearPatient (age; sex)ProcedureSpleen InjuryTreatment
Zappa etal. [4]201673 Mcolonoscopygrade III subcapsular hematomasplenectomy
Lahat etal. [5]201661 Fcolonoscopysplenic injury grade IIIsplenectomy
Lahat etal. [5]201668 Fcolonoscopysplenic injury grade IIconservative
Lahat etal. [5]201685 Mcolonoscopysplenic injury grade IIIsplenectomy
Lahat etal. [5]201654 Fcolonoscopysplenic injury grade IIIsplenectomy
Lahat etal. [5]201665 Fcolonoscopysplenic injury grade IIIsplenectomy
Lahat etal. [5]201661 Fcolonoscopysplenic injury grade IIconservative
Bogner et al. [6]201538 Mthoracoscopic corpectomy andrupturesplenectomy
replacement of the vertebral
Girietal. [7]201567 Mopen left nephrectomy2 cm long, 1 cm deep splenicconservative
Girietal. [7]201558 Mopen left nephrectomy3 cm long, 1 cm deep splenicconservative
Girietal. [7]201554 Mopen left nephrectomy3 cm long, 1 cm deep splenicsplenectomy
Girietal. [7]201564 Fopen left nephrectomy2 cm long, 2 cm deep splenicconservative
Riddetal. [8]201569 Fcolonoscopylarge hematoma surrounding thesplenectomy
spleen with capsular avulsion
Mulkerin etal. [9]201564 Mcolonoscopylarge subcapsular hematomasplenectomy
Voore[10]201552 Fcolonoscopyhematomasplenectomy
Angelietal. [11]201563 FcolonoscopyLaceration and decapsulation ofsplenectomy
the upper pole
Angelietal. [11]201562 Fcolonoscopysubcapsular hematomaconservative
Grammatopoulos et al.[12]201464 MERCPrupture at the hilumsplenectomy
Sevincetal. [13]201457 Mcolonoscopyrupturesplenectomy
Brennan etal. [14]201475 Fcolonoscopylower pole splenic lacerationconservative
Gremida etal. [15]201474 Mcolonoscopy and polypectomysub-capsular splenic hematomasplenectomy
Weaver etal. [16]201366 MERCPrupturesplenectomy
Chow etal. [17]201384 Fcolonoscopygrade III or IVsplenic lacerationconservative
Malik etal. [18]201361 McolonoscopyGrade III splenic lesionsplenectomy
Malik etal. [18]201346 FcolonoscopyGrade III splenic lesionsplenectomy
Zandonà etal. [19]201280 Mcolonoscopy follow-up andrupture of the splenic capsulesplenectomy
biopsies for colorectal neoplastic
Asnisetal. [20]201228 Melective splenectomy for massivefollowing incision, huge abdom-splenectomy
enlarged spleeninal bleeding due to splenic
Elessawy et al. [21]201240 Flaparoscopic excision of uterinesuperficial tear of the capsulesplenectomy
Gaffneyetal. [22]201248 MERCPLaceration with subcapsularconservative
Henneman et al201244 Flaparoscopic Roux-en-Y gastricsubcapsular splenic hemorrhageconservative
Garancini et al. [24]201177 Mcolonoscopycomplete laceration of splenicsplenectomy
Darraghetal. [25]201158 Fchest drain fora thick walledchest drain traversing the spleenconservative
empyema in the left lungwith associated hemorrhage
Pothulaetal. [26]201064 Mscreening colonoscopy withsplenic lacerationsplenectomy
Binning etal. [27]201060 MT12 corpectomy and fusion usingrupturesplenectomy
a thoracoscopic approach
Arruabarrena etal201061 Mlaparoscopic left nephrectomyrupturesplenectomy
Murariuetal.[29]201055 Fcolonoscopyrupturesplenectomy
Desaietal. [30]201062 Mpercutaneous nephrolithotomyNephrostomy tube through theconservative
Wind etal. [31]200949 Mmechanical cardiopulmonaryrupture found at the autopsynone
Kiosoglous etal200947 Fcolonoscopysplenic tearsplenectomy
deVriesetal. [33]200981 Mcolonoscopylarge hematoma in the spleensplenic
deVriesetal. [33]200966 Fcolonoscopyhemorrhagesplenectomy
Kamathetal. [34]200970 Mcolonoscopysplenic tearsplenectomy
Kamathetal. [34]200956 Mcolonoscopysplenic lacerationsplenectomy
Kamathetal. [34]200946 Fcolonoscopysplenic injury with hemoperito-splenectomy
Kamathetal. [34]200940 Fcolonoscopysplenic injury with hemoperito-splenectomy
Kamathetal. [34]200945 Fcolonoscopysplenic injurysplenectomy
Kamathetal. [34]200964 Fcolonoscopysplenic injurysplenectomy
Kamathetal. [34]200959 Fcolonoscopysplenic injurysplenectomy
Kelly [35]200973 Mchest drain for a left-sidedbleeding point in the spleen withconservative
empyema thoracissurrounding hematoma
Skipworth etal200971 Fcolonoscopyshattered spleensplenectomy
Petersen et al. [37]200865 Mcolonoscopylacerationsplenectomy
Petersen etal.[37]200870 Fcolonoscopylacerationsplenectomy
Petersen et al. [37]200838 Msigmoidoscopyhilar lacerationsplenectomy
Petersen et al. [37]200872 Fcolonoscopylacerationsplenectomy
Petersen et al. [37]200866 Fcolonoscopycapsule avulsionsplenectomy
Petersen et al. [37]200880 Fcolonoscopycapsule avulsionsplenectomy
Petersen et al. [37]200868 Fcolonoscopycapsule avulsion and tear in thesplenectomy
lower pole
Petersen et al. [37]200867 Fcolonoscopycapsule avulsion and tearsplenectomy
Choetal. [38]200863 FERCPLacerationsplenectomy
Khan etal. [39]200848 Mleft lung biopsyruptured subcapsular splenicunavailable
Gayer et al. [40]200881 Fleft hemicolectomy and oment-one infarct containingtiny airconservative
Gayer et al. [40]200866 Ftotal colectomya subcapsular collectionconservative
Gayer et al. [40]200881 Fleft hemicolectomytwo infarctsconservative
Gayer et al. [40]200870 Manterior resection and subse-a subcapsular collectionconservative
quent repair of an anastomotic
Gayer et al. [40]200867 Mabdominoperineal resection ofone infarctconservative
colon and colostomy
Gayer et al. [40]200821 Fleft adrenalectomy and nephrec-one infarctconservative
Gayer et al. [40]200857 Fbilateral salpingooophorectomylacerationconservative
and omentectomy
Heyworth et al. [41]200844 Fthoracolumbar spinal fusionintracapsular hematoma withsplenectomy
extracapsular extension
Duarte [42]200850 Fcolonoscopy4 x 10 cm perisplenic hematomaconservative
Laloretal. [43]200782 Fcolonoscopyrupturesplenectomy
Di Lecceetal. [44]200764 Mcolonoscopyrupturesplenectomy
Sin etal. [45]200752 Manterior L1-L2 corpectomy andlacerationsplenectomy
fusion of osteomyekutus of the
lumbar spine
Carey eta l. [46]200652 Mpercutaneous nephrostolitho-transsplenic percutaneous renalconservative
Prowda et al. [47]200548 Fcolonoscopysubcapsular and perisplenicconservative
Prowda et al. [47]200585 Fcolonoscopysubcapsular and perisplenicconservative
Goitein etal. [48]200439 Fcolonoscopycapsular tearsplenectomy
Rinzivilloetal. [49]200371 Mcolonoscopyapproximate 6-cm tear towardssplenectomy
the diaphragmaticface
Kingsleyetal. [50]200154 FERCPrupturesplenectomy
Chang etal. [51]200031 Flaparoscopic salpingoplasty toa small tear (3 cm long and 1 cmconservative
correct bilateral hydrosalpingesdeep) with active bleeding in the
and reform the fimbriated tubalinferior splenic tail
Tse et al. [52]199967 FcolonoscopyCapsular lesionsplenectomy
Santiago etal. [53]199820 Fpercutaneous renal surgerysplenic hematomaconservative
Ahmed etal. [54]199672 Fcolonoscopyrupturesplenectomy
Levineet al. [55]198762 Fcolonoscopysubcapsular and perisplenicsplenectomy
hematomas and splenic lacer-
Sagaretal. [56]198774 Mbenign esophageal stricturesplenic hematomaconservative
Castelli [57]198671 Fcolonoscopyrupturesplenectomy
Mearns et al. [58]197350 Fpleural biopsysubcapsular hematoma with rupture near the upper pole and 1to 4 cm track passing into the pulpsplenectomy
Mearnsetal. [58] 197333 Fchest drain to aspire a pleural effusionsubcapsular hematomaconservative
Mearns et a l. [58] 197366 Fchest aspiration in the seventh left intercostal space in the mid-axillary linelarge subcapsular hematoma extending over the entire convex aspect of the surface and an enveloping perisplenic hematomasplenectomy

4 Discussion

The spleen is situated in the left upper quadrant running along the 9th rib, and it is surrounded by a peritoneal capsule [59]. The spleen’s function is not fully understood; however, it is important in circulatory filtration, immune responses, hemopoiesis, iron reutilization, and blood and immune cell reservoir function [59]. The spleen represents the largest accumulation of lymphoid tissue in the body [59]. Cassar, defined iatrogenic splenic injury as any unintentional damage caused to the spleen by the surgeon or the assistant(s) during a surgical procedure [1]. The true incidence of iatrogenic splenic injuries is difficult to assess due to variability in reporting and documentation [1,60]. In the literature, iatrogenic splenic injuries have been reported after various surgical procedures, such as upper gastrointestinal procedures, colonic surgery, colonoscopy, ERCP, left nephrectomy and/or adrenalectomy, percutaneous nephrolithotomy, vascular operations involving abdominal aorta, gynecological operation, left lung biopsy, chest drain and very rarely spinal surgery [4-59,61-64] .These injuries are also described in cases of cardiopulmonary resuscitation [31,65-67]. As noted in Table 1, the procedure most related to iatrogenic splenic injury is colonoscopy; however, splenic injury is not a frequent complication of colonoscopy [34]. The risk factors for splenic injury during colonoscopy are categorized as patient and operator dependent. Patient associated risk factors include splenomegaly, adhesions between spleen and colon from prior surgery, neoplasm, and inflammation, such as diverticular disease, pancreatitis, inflammatory bowel disease, endometriosis, and infection (malaria, typhoid fever, Epstein-Barr virus-induced mononucleosis, anticoagulation) [68]. Operator-dependent risk factors include supine position, inexperienced operator, biopsy polypectomy, excess tractions, direct injury, and multiple previous colonoscopies [68]. In addition, various maneuvers during colonoscopy, such as hooking the splenic flexure to straighten left colon, applying external pressure on the left hypochondrium, slide by advancement and alpha maneuver, are risk factors for splenic injury [19,68]. The significance of splenic injury and subsequent splenectomy during colon surgery has been well documented [69]. Merchea et al. performed a study on 13,897 colectomies and reported a total of 71 splenic injuries (0.42%), of which 44 (76%) required a splenectomy [60]. Masoomi et al., analyzed data from 975,825 individuals who underwent colorectal resection during the period of 2006 to 2008 and found that the rate of splenic injury was 0.96%, of which 84.75 were treated with splenectomy [2]. These iatrogenic injuries account for approximately 20% of all spleen procedures performed in the US [70]. According to Masoomi et al., the most common procedure associated with splenic injury is transverse colectomy [2]. During colectomy, the majority of splenic injuries are capsular tears due to traction [60]. An important risk factor is previous abdominal operations, which contribute to the presence of adhesions in the splenic region [60]. Finally, it must be highlighted that colonic surgery performed laparoscopically is less associated with splenic injury compared with laparothomic procedures [2,71,72]. Cases of splenic injury have also been described in upper gastrointestinal surgery [56]. Splenic injury is also a rare complication of ERCP [12,38,50]. The mechanism by which the injury is produced remains unclear, but it postulated that bowing of the endoscope in the long position with torsion on the greater curvature of the stomach plays a key role [12,16]. In particular, this maneuver may cause splenic capsular tears or vascular avulsion by traction on the short gastric vessels [22,38]. In addition, increased manipulation resulting from difficulty accessing the ducts and a prolonged procedure resulting from activities, such as obtaining biopsies or brushings, are also potentially associated with increased risk of injury [16]. Furthermore, positioning a chest drain can produce splenic injury. This complication is typically related to a malpositioning of the intercostal chest drain [73] or percutaneous procedures, such as lung biopsy or nephrolithotomy. Kong et al. evaluated visceral injuries produced by misplaced intercostal chest drains and found that 6 out of 58 patients experienced a splenic injury (3 isolated splenic injuries and 3 combined splenic and diaphragmatic injuries) [73]. Splenic injuries during left nephrectomy are also reported in literature. In 1996, Cooper et al. reported that 4.3% of left nephrectomies resulted in splenectomy [74]. In more recent papers, the rate was between 4.2% and 5.13% [7,75]. In the case of thoracoscopic spinal surgery, the spleen can be vulnerable to iatrogenic injury due to its proximity to the thoracolumbar junction [6]. According to the American Association for the Surgery of Trauma (AAST), splenic injuries are classified as grade I) subcapsular hematoma <10% of surface area, capsular laceration <1 cm depth; grade II) subcapsular hematoma 10-50% of surface area; intraparenchymal hematoma <5 cm in diameter, laceration 1-3 cm depth not involving trabecular vessels; grade III) subcapsular hematoma >50% of surface area or expanding, intraparenchymal hematoma >5 cm or expanding, laceration >3 cm depth or involving trabecular vessels, ruptured subcapsular or parenchymal hematoma; grade IV) laceration involving segmental or hilar vessels with major devascularization (>25% of spleen); grade V) shattered spleen, hilar vascular injury with devascularized spleen [76]. The management of an iatrogenic splenic injury can be conservative or a splenectomy can be performed. The decision to attempt splenic salvage depends on the severity of the injury, the patient’s hemodynamic stability, and the surgeon’s experience [3]. The techniques used in conservative treatment include splenorrhaphy, topical hemostasis, suture repair, mesh repair and segmental resection [3]. Conservative management during laparoscopy can occasionally be arduous; therefore, recent advancements in surgical hemostatic agents have provided beneficial therapeutic alternatives [77]. In addition, radiofrequency fulguration has been used to achieve hemostasis to the spleen [78]. When it is not possible to salvage the spleen, a splenectomy must be performed. Splenectomy can be performed using either an open or laparoscopic method [79]. In many cases, as reported in table 1, a splenectomy is required. As described by Falsetto et al., splenectomy has its own early complications, such as 1) acute gastric dilatation, collapse of the left lung base and thromboembolic events; 2) blood loss requiring transfusions at an increased rate compared with patients who did not have a splenectomy; 3) infections [80]. After the surgical procedure, it should be noted that splenectomized patients are more susceptible to infections [postsplenectomy overwhelming infection (OPSI)] [81]. Finally, there are several surgical procedures that can lead to a splenic lesion; however, from a medico-legal point of view, it is important to assess whether the cause can be attributed to a technical error of the operator rather than an unpredictable and unpreventable complication of a particular surgical procedure. These considerations are important in the management of litigation for an iatrogenic splenic injury. To reduce claims, it is very important to correctly inform the patient of the risk of a splenic injury during a procedure and to describe every maneuver in the operation report.

5 Conclusions

Colonoscopy is the procedure most often associated with these injuries. However, these injuries may be observed in cases of upper gastrointestinal procedures, colonic surgery, ERCP, left nephrectomy and/or adrenalectomy, percutaneous nephrolithotomy, vascular operations involving the abdominal aorta, gynecological operation, left lung biopsy, chest drain, very rarely spinal surgery and even cardiopulmonary resuscitation. From a medico-legal point of view, iatrogenic splenic injury can represent a source of litigation. In the assessment of the possible liability of the physician, it is critical to evaluate the eligibility for the first intervention, the clinical status and patient characteristics before the intervention, and the technical execution of the procedure. Finally, in cases where a splenic injury has been determined, the indication for splenectomy or conservative treatment must be assessed because the treatment itself can determine some functional consequences for the life of the subject in addition to the risks and complications related with the splenectomy intervention itself.

  1. Conflict of interest statement: Authors state no conflict of interest.


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Received: 2016-6-27
Accepted: 2016-6-27
Published Online: 2016-8-2
Published in Print: 2016-1-1

© 2016 Alessandro Feola et al.

This work is licensed under the Creative Commons Attribution-NonCommercial-NoDerivatives 3.0 License.

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