Abstract
By codesigning a metaoptical front end in conjunction with an image-processing back end, we demonstrate noise sensitivity and compactness substantially superior to either an optics-only or a computation-only approach, illustrated by two examples: subwavelength imaging and reconstruction of the full polarization coherence matrices of multiple light sources. Our end-to-end inverse designs couple the solution of the full Maxwell equations—exploiting all aspects of wave physics arising in subwavelength scatterers—with inverse-scattering algorithms in a single large-scale optimization involving
1 Introduction
Computational imaging and computer vision plays an increasingly important role in modern technology, ranging from simplest image de-noising routines to state-of-the-art object recognition, robotic vision and machine intelligence algorithms with widespread demand in defense, medical as well as emerging Internet-of-Things (IoT) industries. Traditional computer vision is exclusively driven by innovating the computational back end, and more recently, via deep learning and AI software. Little attention has been paid to the optical hardware at the front end beyond conventional lenses and diffraction gratings, in which light propagation is designed only by geometric optics [1], [2], [3]. The full potential of wave physics has yet to be exploited for imaging device design in conjunction with computational reconstruction, especially for extracting spectral and polarization information that is mostly discarded by geometric optics. The last decade has seen explosive advances in understanding and manipulation of light waves and light–matter interactions at the most profound level of nanomaterials, abetted by the development of efficient numerical modeling/design techniques as well as the advent of sophisticated nanofabrication machinery. Those capabilities have been exploited for purely optical designs, such as metasurface lenses, that involve little or no computational post-processing [4], [, 5]. In this paper, we demonstrate the potential of 3D nanophotonics in the development of next-generation computer-vision technologies, in which conventional optics hardware is replaced by exquisitely designed nanophotonic structures; in particular, we propose to bring deeper and richer physics to computer vision by optimally tailoring a nanophotonic front end for a computational-imaging back end using a fully coupled inverse-design process, offering ultracompact form factors as well as unprecedented capabilities for physical data acquisition and manipulation.
A conventional all-optical imaging system (Figure 1a) maps each point in a “target” space onto a separate sensor pixel, directly producing a faithful spatial image but requires bulky optics, and also typically fails to capture detailed spectral or polarization content without additional filters. In another extreme, a compact lens-free system (Figure 1b) would directly detect a blurry image of the target and attempt to solve the subsequent “inverse scattering” problem (target reconstruction by, e.g., least square fitting), which is typically very ill-conditioned and hence sensitive to noise [6], [7], [8], [9], [10]. In this paper, we introduce an end-to-end approach for inverse scattering (Figure 1c), in which a compact metaoptical structure is generated by large-scale inverse design of the full Maxwell equations coupled with signal processing for target recovery, both for conventional spatial imaging and for spectral polarimetry. First, we show that noise-tolerant subwavelength (0.2λ) far-field reconstruction of a collection of point sources is possible even with an ultracompact (2λ-thick) imaging device. Second, we demonstrate a “multidimensional” polarimeter that can resolve the full polarization states of multiple point sources at multiple frequencies. Specifically, we design metaoptical structures that generate well-conditioned (noise-robust) inverse-scattering problems, while exploiting a simple Tikhonov-regularization method (Section 3) to obtain subwavelength resolution without subwavelength focusing, or to enable multidimensional information extraction from a single-shot measurement. Accomplishing this requires that the optical “inverse” design problem, involving large-scale optimization over ≈104 degrees of freedom, be coupled with the reconstruction algorithms (Section 2). That is, we perform “end-to-end” design in which the error L(ε, p) of the reconstructed targets is jointly minimized as a function of both the microstructure (ε) and the reconstruction parameters (p). Applying this approach to a two-dimensional (2D) example problem (Section 3), we obtain 0.22λ spatial resolution with a robust condition number (noise sensitivity) of only ≈10, an improvement of 102–103 over the condition numbers for lens-free or random (diffusing [1]) scattering structures. Applying similar techniques to the polarimetry problem (Section 4), we obtain a full-3D inverse-designed probe with a robust condition number of ≈6 that can reconstruct nine-parameter polarization-coherence matrices of two point sources emitting at two frequencies.

Comparison of three imaging modalities.
(a) In traditional all-optical imaging, a bulky optical system focuses each point of the target on a different sensor pixel to directly produce a physical image; however, refractive or diffractive lenses are not designed for capturing the polarization or spectral content of the target. (b) In a compact lens-free system, the sensor directly records a blurry image while signal processing attempts to solve the resulting ill-posed (noise-sensitive) reconstruction problem; in this way, a spatial intensity profile of the target may be accurately reconstructed under sufficiently low noise conditions but polarization and spectral information cannot be retrieved. (c) In this work, we present an end-to-end inverse design approach, which optimizes a nanophotonic structure alongside the signal-processing algorithm leading to an ultracompact, noise-robust “all-in-one” system which may be used for not only imaging but also extracting polarization (small black arrows) and spectral information (color-coded).
Recent work in end-to-end computational imaging achieved improved image quality using regularized least-square image reconstruction in conjunction with scalar diffraction theory (rather than the full Maxwell equations) to design a phase plate (i.e., treated as locally uniform and neglecting multiple scattering) [2]. Flat-optics metalenses [4], [5], [11], in contrast, have utilized more complete wave optics theory ranging from locally periodic [12], [, 13] or overlapping [14] domain approximations to full Maxwell calculations [15], [, 16] coupled with optimization-based inverse design [17], [18], [19], exploiting local resonances and multiple scattering to achieve diffraction-limited focusing [20], [, 21]. Four-parameter Stokes imaging has also been demonstrated using a metaoptics polarization sorter in combination with a refractive lens [22]. However, these works specified the focal point and/or the desired wavefront a priori, even with more complex focal patterns chosen to facilitate subsequent computational processing [23], [24], [25], [26], [27], rather than performing a fully coupled end-to-end design. There is also a vast body of work on computational image reconstruction [28], [, 29], but decoupled from the lens design (taking the optics as an immutable input rather than as design parameters). In contrast, we couple the full Maxwell equations with the post-processing reconstruction during the design process (Section 2), so that an optimal wavefront is determined for each source to maximize reconstruction accuracy. Specifically, we demonstrate imaging with subwavelength resolution and multidimensional information extraction in ultracompact form factors, a feat not possible using previously reported end-to-end computational imaging. In order to perform this optimization, we employ standard adjoint techniques from photonic inverse design [17], [18], [19] combined with automatic-differentiation tools [30] to obtain the sensitivity to changes in structural parameters ε and reconstruction parameters p.
2 End-to-end framework
Figure 2 shows a schematic of our proposed framework which can be applied to any wave-scattering problem including imaging, spectroscopy, polarimetry or any combination thereof. Here, the goal is to reconstruct a target u in a preselected region of interest by computationally analyzing the captured image v on a sensor. In between the sensor and the target region, we place a scattering structure, aka a photonic probe, ε(r) to be designed, at a “working” distance du from the target and an “image” distance dv from the sensor. The state of the target is specified by a vector

A schematic of the end-to-end inverse design framework. The target region of interest is characterized by an intensity vector u of length n, containing spatial, spectral and/or polarization information. The photonic probe has a dielectric profile ε(r) (to be determined via inverse design). The sensor, with m pixels, records the raw image v. u and v are related by the forward scattering model:
The raw image v is fed into a signal-processing algorithm to approximately reconstruct u [6], in our case by a regularized least-square fit. That is, we find
The end-to-end inverse design seeks optimal choices of ε and p, which are tightly coupled by the end-to-end work-flow, in order to minimize the difference between the reconstructed
Here, the PSF matrix G is extracted from the numerical solution of the Maxwell equations by any method.
In this paper, we consider the frequency-domain Maxwell equations with time-harmonic sources
solved by a finite-difference frequency-domain (FDFD) method [37]. For each voxel in the target region, J is chosen as a point-source situated at the center of the voxel and the corresponding PSF is obtained by simulating the integrated electric field intensities
3 Imaging at subwavelength resolutions
To demonstrate the capability of our framework, we consider an imaging problem at subwavelength resolutions. We consider a 2D problem

(a) Topology-optimized double-layer photonic probe
Although we have set m > n (a nominally “over-determined” inverse problem), it is important to note that not any ε(r) will lead to a well-conditioned (noise-robust) PSF matrix G. It is ill-advised to use a randomly chosen ε profile and directly invert G because not every probe can resolve two point sources separated by a distance of 0.22λ and project measurably-distinct noise-tolerant PSFs onto a coarse-resolution sensor
We show that our end-to-end framework can discover novel geometries ε(r) with greatly reduced
We employ stochastic gradient descent [44] for optimizing ε and α over
Like almost all computational imaging [50], this device is designed to reconstruct targets situated at a fixed grid (as in any camera with discrete pixels), but the accuracy degrades gracefully for sources deviating from this grid. As shown in Figure 3d, even for the worst case of a light source that lies halfway between two grid points, the reconstructed image mostly divides the intensity between the two closest points (the error intensity at further points could be reduced if an L1 “sparsifying” reconstruction algorithm [50] were used instead of L2 minimization). This degradation is known as “gridding error” in the computational-imaging community [51]. A number of supplementary algorithms have been proposed to further improve the reconstruction for off-grid sources, including atomic-norm minimization [52] and coherence-inhibition schemes [53], which could be incorporated into end-to-end optical design if desired. Yet another way to improve the reconstruction scenario would be to minimize the error over a collection of offset grids (instead of a single fixed grid of training data).
Our results suggest that a low-index photonic microstructure with a highly complex geometry can faithfully reconstruct an image down to deeply subwavelength resolutions (albeit over a finite array of equispaced calibrated point sources), while maintaining a sufficiently high signal-to-noise ratio. From a fundamental-physics perspective, we note that even though the probe is close to the target, the former is clearly not in the near field of the latter (since
4 Spatial + spectral + polarization extraction
The ability to intimately manipulate the polarization states of light is a hallmark of vectorial Maxwell photonics [60], [, 61], which sets it apart from traditional geometric or diffractive optics. For example, in super-resolution microscopy with traditional lenses, the unresolved polarization state of a fluorescent molecule may affect localization accuracy and degrade the image recovery process, posing a nuisance in many imaging systems [62], [, 63]. Here, we show that end-to-end optimization can be used to design a nanophotonic polarimeter that can resolve the polarization coherence state of a fluorescent molecule, approaching theoretical upper bounds [64]. In particular, the instantaneous polarization state of a point-dipole source (e.g., a fluorescent molecule or a solid-state quantum emitter, such as a quantum dot or color center) is specified by the complex-valued 3-element polarization vector
Here,
The electric-field response
Hence, it should be possible to extract the full nine-element coherence state from a linear inverse-scattering problem with an appropriately PSF kernel:
In fact, an ultracompact single-piece nanophotonic structure should be able to resolve not only polarization states but also extract spatial and spectral information simultaneously from a single measurement. As a proof of principle, we present in Figure 4 an “all-in-one super-probe” which can extract polarization coherence information from up to two spatial points and up to two spectral lines, in which case the target vector u to be reconstructed consists of 36 entries (9 polarization × 2 spatial × 2 spectral). The nanophotonic probe has an ultracompact volume of

(a) Topology-optimized nanophotonic “all-in-one” probe for extracting spatial, spectral and polarization information. The probe can reconstruct the polarization coherence states of up to two point dipoles emitting at up to two spectral lines λ and 1.1λ. The dipoles must be positioned one λ away from the probe and diagonally separated by
We emphasize that although our proof-of-concept nanophotonic probe is only
5 Summary and outlook
The key conclusion of our paper is that optical metastructures designed in conjunction with signal processing result in nonobvious light-scattering patterns that greatly ease the computational reconstruction. These results in devices far more compact compared to optics-only solutions while being robust to noise compared to computation-only designs. By solving the full (Maxwell) wave equations during the design process, our optimized structure can exploit all available wave physics (nonparaxial scattering, near-field interactions, resonances, dispersion, etc.). We illustrated this idea in the context of examples involving subwavelength imaging and for polarization-state reconstruction, but the same essential ideas can be readily applied to many other systems and computational processing techniques. In contrast to the many previous metasurface designs that have attempted to mimic and compete with traditional curved lenses [5], our scattered fields look nothing like a focal pattern and represent a functionality that is fundamentally distinct from that of conventional optics. Fullwave end-to-end optimization is particularly powerful for problems requiring spectral and polarization information that is discarded by geometric optics, such as polarimetry or hyperspectral imaging.
There are many other sensing/imaging problems that could benefit from this approach. Our designs in this paper closely resemble lab-on-a-chip microscopy. Related situations arise in ultracompact optofluidic medical sensors, where the probe and sensor must be tightly integrated, the sample is situated only a few wavelengths away from the sensor, and scanning is naturally provided by sample flow [69]. Inverse design can easily be applied to broadband problems, and we are especially excited about using it for computational spectroscopy [70], hyper-spectral imaging [71], [, 72], and other broadband sensing applications. Our framework can straightforwardly scale to larger 3D freeform structures [13], accommodate complex high-dimensional objects such as plenoptic light-fields [73], facilitate nonlinear mechanisms such as high dynamic-range imaging [74], and generalize to other challenging problems in physics such as nonlinear pulse shaping [75] and quantum coherence engineering [76], [, 77]. Optimization can easily incorporate constraints arising from different fabrication processes [18].
In this paper, our computational-reconstruction stage consisted of Tikhonov-regularized least-squares fitting, but end-to-end optical design can be coupled with many other computational techniques. In under-determined systems (many more targets than sensor pixels), a common approach is compressed sensing [50] for sparse targets, and techniques for end-to-end optimization with compressed sensing may include differentiable unrolled approximations [78] or epigraph formulations of basis pursuit denoising [33]. One could also employ deep learning (neural networks) for imaging and other cognitive tasks (e.g. passive ranging, object recognition); from the perspective of deep learning, the Maxwell solver is simply a specialized “network stage” that is differentiable (via adjoint methods) and hence composable with deep-learning software.
Apart from numerical and experimental endeavors, an important theoretical question is to identify the absolute limits to achievable dispersion (spatial or spectral) and condition numbers, given a desired resolution, a design volume V, and a dielectric contrast
Award Identifier / Grant number: W911NF-18-2-0048
Funding source: MIT-IBM Watson AI Laboratory
Award Identifier / Grant number: 2415
Funding source: National Science Foundation
Award Identifier / Grant number: NSF-SNM-1825308
Author contributions: All the authors have accepted responsibility for the entire content of this submitted manuscript and approved submission.
Research funding: Z.L, C.R.C, R.P, M.S and S.G.J were supported in part by the U.S. Army Research Office through the Institute for Soldier Nanotechnologies under award number W911NF-18-2-0048. Z.L and R.P were partially supported by the MIT-IBM Watson AI Laboratory under Challenge 2415. A.M. was partially supported by a Sloan Fellowship and by the National Science Foundation under award NSF-SNM-1825308.
Conflict of interest statement: The authors declare no conflicts of interest regarding this article.
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