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Publicly Available Published by De Gruyter April 12, 2018

Estimating chemical footprint: contamination with mercury and its compounds

  • Natalia Tarasova , Anna Makarova EMAIL logo , Peter Fantke and Pavel Shlyakhov

Abstract

Chemical pollution is a problem of global importance. However, there are currently no agreed approaches for integrated environmental impact assessment (EIA) of chemical effects at global scale. We present a new systems-based approach to EIA of chemicals. Our methodology considers propagation of chemical pollutants in the environment, in conjunction with the approach followed in the Russian regulatory system. To estimate chemical footprints related to environmental contamination by potentially toxic substances, measured environmental concentrations were combined with results from the UNEP-SETAC scientific consensus model USEtox, which is recommended for and widely applied in life cycle impact assessment. Our approach was tested using the example of mercury, which has been shown to be a hazardous pollutant at regional and global scales. Results show that the main contribution to the overall chemical footprint of mercury and its compounds is related to releases into aqueous bodies from human activities. Estimations of Maximum Available Concentration overrun show that calculated and experimental data agree to a good extent, particularly for mercury contamination in freshwater bodies. Discrepancies between calculated and actual data are mainly due to extrapolated data used for model validation, averaged data applied to entire Russian Federation districts, the omission of industrial soil as a separate model compartment, and not accounting for cumulative damage from emissions in previous years. These aspects will inform future efforts to refine the methodology. The results of this study were presented to the Ministry of the Natural Resources and Environment of the Russian Federation. It is planned to use these results as one basis for prioritizing action on sources of environmental mercury contamination and as a benchmark for minimizing such impacts.

Introduction

The development of contemporary societies has been accompanied by increasing negative impacts on the environment and human health [1]. Estimating the limits of these impacts is one of the systemic technological problems that researchers from diverse disciplines jointly aim to address [2], [3]. In 2009, the “planetary boundaries” concept was proposed Rockström et al. [3], [4]. Subsequently, Steffen et al. [5] made some modifications to this concept; in particular, in addition to the boundaries themselves, areas with moderate and extraordinary risk of negative impact beyond the carrying capacities (i.e. boundaries) of our planet were identified. One of the nine planetary boundaries suggested by Rockström et al. [3] is directly related to the impact of anthropogenic chemical releases into the environment. However, specific numerical parameters and tools have not been fully elaborated for a systems-based approach to integrated assessment for quantifying the environmental impacts of the various chemicals currently in use. Nevertheless, a few studies have investigated approaches for estimating this boundary [6]. In particular, it has been suggested that planetary boundaries be estimated from pressures associated with the release of toxic chemicals using the ecological footprint concept [7], an emerging concept applied in first estimates of environmental impacts [8]. This concept reflects the consumption of biosphere resources by human societies [9]. It is quantified in “global green hectares”, i.e. areas of biologically productive territories and water needed for production of resources used by humans, and for assimilation and conversion of resulting wastes (both household and industrial).

Currently, a number of researchers are engaged in developing methods for estimating chemical footprints (ChF) [10]. Panko and Hitchcock [11] suggest that ChF should incorporate the risks of adverse environmental impacts by a chemical throughout its entire life cycle. The Clean Production Action company [12] suggests determining ChF as the total amount of hazardous chemicals embedded in a company product and/or the chemicals used by a company in its production activities, which would also inform efforts to phase-out harmful chemicals and replace them with fundamentally more sustainable alternatives [13]. In practice, other researchers determine ChF as the volume of pure water theoretically required for the dilution of chemicals that are released to aquatic environments, down to concentrations that are safe for freshwater ecosystems [14]; that definition was used as the basis for the present study, and modified taking into consideration the specific characteristics of mercury contamination of the environment.

Mercury is a well-known hazardous chemical and studies estimating its ecological impacts are ongoing (e.g. Liang et al. [15], [16]). Emissions and dumping of mercury and its compounds create considerable risks for the environment and for human health. The necessity of ensuring protection of the environment and human health from exposure to mercury has been well described [17] and the dangers of mercury contamination have received worldwide recognition, resulting in the Minamata Convention on Mercury [18].

It should be noted that the extremely high saturation vapor pressure of mercury is mainly responsible for the easy transfer of elementary mercury to the gas phase and hence plays an important role in atmospheric migration of mercury over long distances [19]. Additionally, water-soluble forms of mercury have enhanced sorptivity and can hence accumulate in biota. Therefore, starting from the ChF approach proposed by Bjørn et al. [14] for heavy metals, and adopting the standpoint of systems analysis and computer-aided integrated environmental impact assessment (EIA) methods, we suggest for the first time that not only the hydrosphere but also the atmosphere and soil (as part of the lithosphere) should be taken into account in ChF calculations. Based on these aspects, it is the aim of the present study to quantify a mercury chemical footprint (comprising the chemical footprint of mercury and its compounds), ChFHg, with a focus on the territory of the Russian Federation, adopting the concept of ecological footprint as a quantitative approach that describes the ecological space required to dilute chemical pollution resulting from social and economic activities of humans to levels below predefined, desirable limits.

Materials and methods

Mercury enters the environment and its subsystems through various pathways – via emissions to atmospheric air of populated areas, via waste discharged into water bodies, and via disposal of industrial and consumer waste in soil. Accordingly, the present study suggests a systems analysis methodology for estimating ChFHg as a maximum of the three possible relative (specific) concentrations of mercury in the atmosphere, hydrosphere, and soil as part of the lithosphere:

(1)ChFHg=max{VaHgVasys;VwHgVwsys;MsHgMssys}

where VaHg is the volume of air required to dilute mercury and its compounds discharged into the atmosphere to safe (i.e. below set, acceptable thresholds) concentrations; Vasys is the volume of air in the system; VwHg is the volume of water required to dilute mercury and its compounds discharged into surface freshwater bodies of the hydrosphere to safe concentrations; Vwsys is defined as the volume of freshwater in the system; MsHg is the mass of soil required for dilution of mercury and its compounds released to soil to safe concentrations; and MsHg is defined as available bulk soil mass. The values of Vasys, Vwsys, and Mssys used in Eq. 1 were calculated as follows:

(2)Vasys=Asys×ha

where ha is the atmospheric mixing height relevant for mercury in meters (1000 m was used as a default value); and Asys is the system area of the Russian Federation (RF) district (m2);

(3)Vwsys=Vlakesys+Vressys+Vrivsys

where Vlakesys is the total volume of water in lakes (m3); Vressys is the total volume of water in dammed freshwater bodies (m3); and Vrivsys is the total volume of water in rivers (m3) within the territory considered. The values of Vlakesys, Vressys, and Vrivsys were calculated using the algorithm described by Helmes et al. [20]

(4)Mssys=As×hs×ρ

where hs is the average soil depth in cm (10 cm was used as default value); As is the soil area of the RF district (m2); and ρ is the bulk soil density (g/cm3).

We calculate VaHg using the following equation:

(5)VaHg=maHg/(LimaHg×106)

where maHg is the mass of mercury and its compounds (with respect to mercury) present in the atmosphere above the area in question (kg); LimaHg is the maximum allowable concentration (MAC) of mercury and its compounds in the air of populated areas (mg/m3); and 10−6 is a conversion factor from mg to kg. Analogously, the value of VwHg was calculated using the following equation:

(6)VwHg=mwHg/(LimwHg×103)

where mwHg is the mass of mercury and its compounds contained in water bodies within the area being studied (without consideration of cumulative damage in previous years), (kg); and LimwHg is the MAC of mercury and its compounds in fishery waters (mg/l); and 10−3 is a conversion factor from mg to kg and l tо m3. Finally, the value of MsHg was calculated using the following equation:

(7)MsHg=msHg/(LimsHg×106)

where msHg is the total mass of mercury contained in soil (kg) in the area being studied (without considering damage accumulated in previous years); and LimsHg is the mass-based MAC of mercury in soil (mg/kg); and 10−6 is a conversion factor from mg to kg.

The following officially established hygienic regulations for mercury and its compounds were used for values of LimaHg, LimwHg, and LimsHg in Eqs. 5–7: in atmospheric air, daily average MAC=0.0003 mg/m3 [21]; in fisheries (water within water bodies of commercial fishing importance, including marine water), MAC=0.00001 mg/l [22]; and in soil, MAC=2.1 mg/kg [23].

The amount of mercury in subsystems of the environment (maHg,mwHg, and msHg) in Eqs. 5–7 was calculated using the principles and methodology of product life cycle assessment (LCA), according to ISO 14040:2006 [24], whereby the processes leading to mercury fate and distribution in the environment can be represented by a simplified block diagram (Fig. 1).

Fig. 1: The transformation of chemicals in the environment. Sа, Sw, and Ss are sources of chemical ingress to the atmosphere, hydrosphere, and soil (as part of the lithosphere), respectively. The following represent rate constants: kmigrj-N, the migration of chemicals from environmental component j to N; ktransbj, transfer of chemicals from environmental component j being studied to beyond the system boundaries; kdegj, degradation of chemicals being studied in environmental component j.
Fig. 1:

The transformation of chemicals in the environment. Sа, Sw, and Ss are sources of chemical ingress to the atmosphere, hydrosphere, and soil (as part of the lithosphere), respectively. The following represent rate constants: kmigrj-N, the migration of chemicals from environmental component j to N; ktransbj, transfer of chemicals from environmental component j being studied to beyond the system boundaries; kdegj, degradation of chemicals being studied in environmental component j.

According to the pathways presented in Fig. 1, change of mercury content in environmental compartment j (atmosphere, hydrosphere, or soil as part of the lithosphere) can be estimated using the following equation:

(8)dmj(t)dt=sjn=1N1kjnmigr×mj+n=1N1knjmigr×mnkjtransb×mj

It should be noted that one goal of this study was to estimate the maximum total amount of mercury, so degradation was set to zero, such that (dmjdeg(t)/dt)=0. With that, Eq. 8 can be rewritten as a function of rate constants:

(9)0=sjn=1N1kjnmigr×mj+n=1N1knjmigr×mnkjtransb×mj

In estimating ChFHg, the boundaries of the system being studied are the predefined limits of changes in the environmental compartments or subsystems, i.e. atmosphere, hydrosphere, and soil. The boundaries of the systems being studied for estimating the impacts of mercury and the determination of ChFHg are set as the RF districts.

The following relationship is applied for environmental subsystems and geographic regions in question, provided that processes of mercury circulation in the environment (migration from one environment subsystem to another; transfer to areas beyond the boundaries of the system being studied) are in equilibrium, and that ingress of the compound into the system is mainly due to the existence of fixed technological sources of effluents, emissions, and formation of mercury-containing wastes [25]:

(10)m=K1s=FFs

where m is a column-vector describing the mass content of a chemical (kg) in environmental subsystems under steady-state conditions; K is a square matrix containing constant rate coefficients (day−1) describing the variation in the mass content of chemicals in the environment, and s is a column-vector of continuous emissions (kg/day) representing the capacity of the sources of mercury ingress to environmental subsystems. The main diagonal elements of K reflect the total rates of chemical removal from an environment subsystem (including migration to other subsystems and transfer to areas beyond the system boundaries), while the other elements in this matrix represent individual bulk transfer processes of chemicals from one subsystem to another. Finally, FF is the matrix of fate factors (day), whose elements account for multimedia migration, conversion, and degradation of chemicals in the environment at steady state. The values of the elements of FF depend on the physicochemical properties of chemicals, and are obtained by inversion of matrix K of rate coefficients.

Mathematical models describing the conversion and propagation of chemicals in various environmental subsystems and enabling calculation of the elements of FF have been developed since 1978 [26]. Examples of such mathematical fate and exposure models include Impact 2002 [27], USEtox [28], and others. A number of researchers have estimated ChF values using the UNEP-SETAC scientific consensus model USEtox, which is recommended for and widely applied in life cycle impact assessment and other comparative assessments [29], and which not only calculates the propagation and conversion of chemicals in the environment but also estimates their toxicological impacts on freshwater ecosystems and human health. In the present work, USEtox was used to calculate the elements of the matrix FF in estimating ChF for mercury adapted for the RF region.

Data acquisition and processing for calculating mercury footprints

ChFHg was estimated separately for the eight districts of the Russian Federation (RF districts), namely for the North Caucasian, Central, Far Eastern, Siberian, Urals, North-Western, Privolzhsky, and Southern districts and for 78 regions of the Russian Federation. To calculate the elements of the FF matrix in USEtox, arrays of yearly average data from RF districts were collected and are summarized in Tables 1 and 2; wind speeds and soil densities were taken from respective maps for the year 2014.

Table 1:

Source data for calculation of elements of the [FF] matrix by RF District [34].

RF districtsArea land, thou. km2Average temperature, °CWind speed, m/sRain rate, mm/yearSoil specific density, g/cm3River runoff, km3/yearWater resources, km3/year
North Caucasian17010.1735471.228.061.4
Central6506.9846071.4126328.2
Far Eastern61696.2634171.31848.12459.7
Siberian5145−2.5134451.31975.71321.1
Urals1819−1.6444681.4597.31206.1
North-Western16872.3845581.5607.4867.7
Privolzhsky10374.945271.3271.31490.9
Southern42111.3844731.2288.9560.6
Table 2:

Source data on distribution of land reserves in RF Districts by land categories [34].

RF districtsAreas, km2 (fraction)
Water fund landsAgricultural landsNatural soilsOther soils
Land of specially protected natural areasForestry landsReserve landsIndustrial lands etc.Lands of inhabited localities
North

Caucasian
1070

(0.01)
135 702

(0.8)
2770

(0.02)
17 416

(0.1)
4633

(0.03)
1813

(0.01)
7035

(0.04)
Central7961

(0.01)
351 749

(0.54)
7025

(0.01)
209 139

(0.32)
12 315

(0.02)
12 763

(0.02)
49 253

(0.07)
Far Eastern38 628

(0.01)
656 484

(0.11)
181 504

(0.03)
4 947 640

(0.8)
312 690

(0.05)
17 193

(0.003)
15 190

(0.001)
Siberian65 146

(0.01)
967 001

(0.19)
166 078

(0.03)
3 505 402

(0.68)
382 063

(0.07)
32 054

(0.01)
27 209

(0.01)
Urals89 512

(0.05)
494 889

(0.27)
25 768

(0.01)
1 086 656

(0.6)
82 189

(0.05)
13 069

(0.01)
26 414

(0.01)
North-Western46 678

(0.03)
341 379

(0.2)
66 691

(0.04)
1 069 189

(0.63)
80 301

(0.05)
66 208

(0.04)
16 526

(0.01)
Privolzhsky17 038

(0.02)
576 238

(0.56)
12 134

(0.01)
362 801

(0.35)
12 630

(0.01)
13 260

(0.01)
42 874

(0.04)
Southern14 318

(0.03)
331 884

(0.79)
7782

(0.02)
27 236

(0.06)
8419

(0.02)
15 395

(0.04)
15 842

(0.04)

To calculate mercury releases from anthropogenic sources into environment subsystems (i.e. atmosphere, hydrosphere, and soil) of the studied RF districts and regions, we used data provided by various industrial plants as part of the national inventory of mercury emissions in Russia, conducted in 2012. Emissions of mercury and its compounds to the environment were estimated for the following sources: during recovery and use of coal, oil, and natural gas; from extraction and use of metals in industrial processes; and from mercury-containing industrial and household equipment.

It should be noted that industrial plants provided data for the mercury emission inventory on a voluntary basis, so required data were partially or entirely missing for a number of plants within regions considered. Where real data on mercury emissions, discharges, and mercury-containing waste disposal were unavailable, we used expert estimates and extrapolation methods to acquire additional data. For example, an integrated assessment of the emissions of mercury and its compounds during zinc production has shown that mercury enters the environment during enrichment of zinc ore to concentrate, and in the production of primary metal from zinc concentrate (e.g. [30]). Data on the production, export, and import of primary metals and concentrates were provided during inventory analysis [31].

For mercury emissions during concentrate enrichment, there is insufficient information on ore amounts at particular mines, and available information is often provided by ore treatment plants rather than by mining companies, thereby introducing errors in determining mercury emissions into the environment. The calculation of mercury emissions to the environment during zinc extraction from concentrate takes into consideration that the majority of zinc plants comprise smelting units incorporating wet gas-cleaning and a sulfuric acid production unit, which predetermines a certain ratio of mercury in plant emissions, discharges, and wastes – 10% of mercury originally present in the concentrates is emitted to air, 2% to water bodies, 42% is found in by-products, primarily in sulfuric acid, and 46% goes into dumps and wastes [32]. The content of mercury in zinc concentrate was known only at one plant (Chelyabinsk Zinc Plant), and this value was taken as a proxy for all other plants. The results for mercury releases into various environment subsystems from various types of industrial plants were generalized by RF district and are shown in Table 3.

Table 3:

Mercury ingress rate s (kg/year) into various environment subsystems by RF district.

Mercury ingress rateRF district
North CaucasianCentralFar EasternSiberianUralsNorth-WesternPrivolzhskySouthern
Atmosphere (sa)36414746851114 7749373145811 7831575
Surface freshwater (sw)63982389356201956751495144
Natural and other soil (ss)14 21538 879128 135278 42090 5069374101 8595827

Results and discussion

Applying Eq. 1 for calculating ChFHg and using USEtox for the related steady-state mass of Hg in the different environmental compartments per RF district gave the results shown in Table 4, indicating that the maximum environmental impact derives from mercury and its compounds that enter aqueous bodies in the course of human activities. The impacts of mercury and its compounds, obtained using the ChF estimation methodology, are presented as a radar chart in Fig. 2.

Table 4:

Calculation results of ChFHg by RF district.

Environment subsystemsAtmosphereSurface freshwaterNatural and other soilsChFHg
RF districtsVaHg, km3Vasys, km3VaHgVasysVwHg, km3Vwsys, km3VwHgVwsysMsHg, tVssys, km3Mssys, tMsHgMssys
North Caucasian16.02.04*1050.00007819.84.34.68 639 35623.04 341 4141.994.6
Central34.37.80*1050.00004475.723.03.223 931 799543.039 100 0000.623.2
Far Eastern124.66.44*1060.000019178.6154.31.276 373 471400.0923 029 3020.081.2
Siberian200.45.40*1060.000037381.6130.03.0166 464 476120.0680 000 0000.243.0
Urals91.81.90*1060.000048634.1227.32.859 538 204121.5204 032 6030.292.8
North-Western14.72.02*1060.00000739.2126.50.314 816 47938.4206 481 7800.0230.31
Privolzhsky102.91.24*1060.000083264.951.85.183 235 3314.265 216 3131.285.1
Southern10.15.03*1050.00002026.231.50.83 700 74723.07 136 9110.520.8
Fig. 2: Radar chart showing estimated environmental impacts of mercury and its compounds in RF districts, calculated using ChF methodology.
Fig. 2:

Radar chart showing estimated environmental impacts of mercury and its compounds in RF districts, calculated using ChF methodology.

A more detailed estimate for the individual regions in the districts is presented in Fig. 3.

Fig. 3: Radar chart showing estimated environmental impacts of mercury and its compounds in RF regions, calculated using ChF methodology
Fig. 3:

Radar chart showing estimated environmental impacts of mercury and its compounds in RF regions, calculated using ChF methodology

RF regions where the value of ChFHg is close to or >1 include:

  • the Republic of Bashkortostan and the Orenburg Region in the Privolzhsky district;

  • the Republic of North Ossetia-Alania North Caucasian district;

  • the Amur Region in the Far Eastern district;

  • the Sverdlovsk Region and the Chelyabinsk Region in the Urals district;

  • the Oryol Region in the Central district; and

  • the Transbaikal Region, the Krasnoyarsk Region and the Irkutsk Region in the Siberian district.

These regions are hence estimated to likely lack the required ecological space (water resources and soil) for dilution of mercury pollution to levels below the assigned limiting conditions, thereby making it necessary to reduce emissions of mercury and its compounds to the environment (primarily to surface freshwater bodies).

To evaluate the results, the calculated impact levels in RF regions were compared with experimental data for mercury concentrations in environmental subsystems collected from various sources. For uniform presentation of data, experimental values were compared to MAC values [21], [22], [23]. Figure 4 presents data obtained for various regions of Russia, showing whether measured mercury concentrations exceed the MAC for fishery objects [22].

Fig. 4: Comparison of results with MAC values for fishery water bodies in Russian regions.
Fig. 4:

Comparison of results with MAC values for fishery water bodies in Russian regions.

Our systems analysis shows good agreement between estimated ChFHg (Fig. 3) and experimental data on MAC overrun (Fig. 4), particularly for freshwater bodies. In regions in which the chemical footprint is estimated to be >1, some territories have water bodies where mercury content exceeds the MAC several-fold. However, although the calculated ChFHg in other districts (North-Western and Southern) was <1, measurements still show that the MAC is exceeded in some regions (the Leningrad Region and the Volgograd Region) and other sub-regions of these districts.

The discrepancies between calculated and actual data may be related to the following:

  1. Imperfect and incomplete data used for validating the model. In some cases, actual mercury content was estimated from point measurements, which may introduce errors when extrapolated to an entire RF district/region;

  2. Calculations by RF districts and regions give rough approximations due to the large areas involved; the size of territories being assessed should therefore be decreased in future work to obtain more precise data for the respective regions;

  3. Natural soil in USEtox was used as an emission compartment for releases into soil, whereas it is usually industrial soils that are subject to mercury inputs from various industrial processes. However, industrial soils were not implemented as a separate emission compartment in the model, but could in future be considered separately, with their own specific characteristics;

  4. The model did not account for cumulative damage from emissions of previous years, which in some regions (especially where chloro-alkaline plants formerly existed) may also result in considerable errors. Examples include significant mercury contamination in the Irkutsk Region due to the mercury method of chlorine production at Sayanskkhimplast and Usol’ekhimprom. Subsequent calculations might consider including cumulative damage as an additional source of anthropogenic contamination.

Conclusion

Russia considers the Minamata Convention on Mercury as one of the key global environmental protection treaties developed under UNEP during the past decade [33]. Pursuant to Decree no. 1242-r “On Signing the Minamata Convention on Mercury”, Russia signed the Convention at the 69th session of the UN General Assembly. Russia’s interest in this Convention derives from the understanding that mercury contamination has dangerous ecological consequences, not only on a local, but also on a regional scale [32]. In Russia, mercury is released to all relevant environmental compartments including air, surface water and soil, largely through different industrial activities. Our results estimating the chemical footprint of mercury in different districts and regions of the Russian Federation (i.e. the environmental capacity in each region to dilute mercury releases to below levels that can lead to adverse effects on humans and ecosystems) emphasizes that most districts have sufficiently large environments, while some districts, most notably the Privolzhsky and North Caucasian districts, do not have sufficient water and soil resources to dilute the mercury released into these systems to safe levels. This has important implications for these regions, as mercury contamination threatens their ecosystems and life-supporting environment to an extent that might lead to long-term and irreversible damage, while having enormous economic implications in cases where remediation of contaminated water and soil bodies is required. It is also important to note that pressure from mercury releases into the environment in these rather large districts is not equally distributed over the entire studied areas, but is rather a local phenomenon, with large amounts of mercury released to water and soil close to industrial sites. These are the areas of highest concern, a conclusion also supported by measured mercury water and soil concentrations used to evaluate modeled results. To more accurately identify and assess these rather local phenomena, our chemical footprint method will in future have to be combined with more precise, spatially disaggregated data.

The chemical footprints of mercury and its compounds, estimated using the methodology described, were presented to the Ministry of the Natural Resources and Environment of the Russian Federation. It is planned to use these district-specific results as one of the criteria for prioritizing action on sources of environmental mercury contamination when designing Russia’s national action plans for ratifying the Minamata Convention.

Acknowledgements

This research was supported by the Russian Science Foundation (grant 18-17-00219) and by the Marie Curie project Quan-Tox (grant agreement no. 631910), funded by the European Commission under the Seventh Framework Programme.

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Received: 2017-11-20
Accepted: 2018-3-13
Published Online: 2018-4-12
Published in Print: 2018-4-25

©2018 IUPAC & De Gruyter. This work is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License. For more information, please visit: http://creativecommons.org/licenses/by-nc-nd/4.0/

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