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Publicly Available Published by De Gruyter September 16, 2015

Different patterns of 5-HT receptor and transporter dysfunction in neuropsychiatric disorders – a comparative analysis of in vivo imaging findings

  • Susanne Nikolaus EMAIL logo , Hans-Wilhelm Müller and Hubertus Hautzel

Abstract

Impairment of serotonin receptor and transporter function is increasingly recognized to play a major role in the pathophysiology of neuropsychiatric diseases including anxiety disorder (AD), major depressive disorder (MDD), bipolar disorder (BD) and schizophrenia (SZ). We conducted a PubMed search, which provided a total of 136 in vivo studies with PET and SPECT, in which 5-HT synthesis, 5-HT transporter binding, 5-HT1 receptor binding or 5-HT2 receptor binding in patients with the primary diagnosis of acute AD, MDD, BD or SZ was compared to healthy individuals. A retrospective analysis revealed that AD, MDD, BD and SZ differed as to affected brain region(s), affected synaptic constituent(s) and extent as well as direction of dysfunction in terms of either sensitization or desensitization of transporter and receptor binding sites.

Introduction

In Europe, anxiety disorder (AD) is the most frequent affective disorder with a 1-year prevalence of 12%. The prevalence of major depressive disorder (MDD) and psychotic disorders including schizophrenia (SZ) amounts to 8% and 3%, respectively (Wittchen and Jacobi, 2005). Despite these incidences and their socioeconomic impact, pathophysiological mechanisms of psychiatric disorders are still not fully understood.

Among the neurotransmitters implicated in AD, MDD and SZ are catecholamines (AD, Stein et al., 2002; MDD, Willner, 1983; SZ, Seeman and Lee, 1975), glutamate (AD, Carlsson, 2001; MDD, Mitchell and Baker, 2010; SZ, Konradi and Heckers, 2003), acetylcholine (AD, Graef et al., 2011; MDD, Mineur and Picciotto, 2010; SZ, Hajós and Rogers, 2010) and γ-aminobutyric acid ([GABA]; AD, Nuss, 2015; MDD, Pehrson and Sanchez, 2015; SZ, Taylor and Tso, 2014).

A major role has also been ascribed to dysfunctions of the serotonin (5-HT)ergic system (AD, Lowry et al., 2005; MDD, Di Giovanni et al., 2006; SZ, Di Pietro and Seamans, 2007). 5-HTergic neurons arise in mesencephalic/pontine regions (MB) including dorsal, median and rostral raphe nucleus, caudal linear nucleus, interpeduncular nucleus, B9 5-HTergic cell group and reticular formation and project to virtually every part of the brain including prefrontal (PFC), frontal (FC), parietal (PC) and occipital cortex (OC), cingulate (CING), septum, hippocampus (HIPP), parahippocampal gyrus (PHG), amygdala (AMYG), entorhinal cortex (EC), neostriatum (STR), ventral striatum (VS), substantia nigra, ventral tegmental area, thalamus (THAL), hypothalamus (HT), locus caeruleus and tuberomammillary nucleus (for review, see Hale and Lowry, 2011).

In recent surveys of all in vivo imaging studies, which, so far, had been conducted on 5-HTergic neurotransmission in acute AD, MDD, bipolar disorder (BD) and SZ (Nikolaus et al., 2010, 2012, 2014a), we found (1) a significant reduction of SERT in the MB of patients with AD relative to controls; (2) significant reductions of SERT in THAL and MB and a significant elevation of SERT in the insula (INS) of patients with MDD relative to controls; (3) significant elevations of SERT in CING and INS of depressed patients with BD relative to controls; (4) significant reductions of 5-HT1A receptors (5-HT1R) in MB and CING of patients with AD relative to controls; (5) a significant reduction of 5-HT1R in the MB of patients with MDD relative to controls; (6) significant reductions of 5-HT1R in MB and temporal cortex (TC) of patients with SZ relative to controls; (7) significant reductions of 5-HT2A receptors (5-HT2R) in prefrontal (PFC), frontal (FC), occipital cortex (OC) and CING of patients with MDD relative to controls; and (8) significant reductions of 5-HT2R in FC and TC of patients with SZ relative to controls.

In these surveys, however, AD, MDD, BD and SZ had been considered separately, and no comparison of regional SERT, 5-HT1R and 5-HT2R binding had been performed between disorders. Thus, for the present study, a new PubMed search was conducted in order to update the pool of investigations. Since the number of available publications on SERT, 5-HT1R and 5-HT2R binding in AD, MDD, BD and SZ had increased by a total of 27 investigations (AD: SERT, n=4, 5-HT1R, n=1; 5-HT2R, n=2; MDD: SERT, n=10, 5-HT1R, n=3, 5-HT2R, n=3; BD: 5-HT1R, n=2; SZ: SERT, n=1, 5-HT2R, n=1), a novel analysis was performed comparing (A) regional 5_HT synthesis as well as SERT, 5-HT1R and 5-HT2R binding separately in patients with AD, MDD, BD (depressive state [BDdep], manic state [BDman]) and SZ relative to healthy controls; and (B) regional SERT, 5-HT1R and 5-HT2R binding between patients with AD, MDD, BDdep, BDman and SZ.

Method

Selection of studies

A PubMed search was performed using the keywords ‘anxiety disorder’, ‘depression’, ‘bipolar disorder’, ‘schizophrenia’, ‘schizoaffective disorder’ and ‘schizophreniform disorder’ in combination with either ‘SERT’, ‘5-HT1 receptor’, ‘5-HT2 receptor’ or ‘5-HT synthesis’ and either ‘PET’ or ‘SPE(C)T’.

The search provided a total of 25 investigations on acute AD [277 patients, age: 36±10 years (mean±standard deviation), duration of disease: 13±6 years, Yale-Brown Obsessive-Compulsive score (Ybocs): 24±5; Hamilton Anxiety (HAMA) Rating Scale score: 17±9; 360 controls, age: 36±10 years], 74 investigations on acute MDD [1295 patients, age: 38±8 years, duration of disease: 10±7 years, Hamilton Depression Rating Scale (HDRS) score: 24±6; 1375 controls, age: 36±10 years], 12 investigations on acute BD [BDdep, n=10; BDman, n=2, 174 patients, age: 34±6 years, duration of disease: 14±8 years, HDRS score: 20±6; Young Mania Rating Scale (YMRS) score: 11±9; 211 controls, age: 33±3 years] and 25 investigations on acute SZ [345 patients, age: 25±10 years, duration of disease: 5±3 years, Positive and Negative Syndrome Scale (PANSS) score: 62±12; 286 controls, age: 28±10 years] published in peer-reviewed journals between 1991 and January 2015, in which patients with the primary diagnosis of AD [obsessive-compulsive disorder (OCD), generalized anxiety disorder (GAD), panic disorder (PD), phobia], MDD, BDdep, BDman or SZ were compared to healthy individuals, and in which quantitative data were communicated (Tables 14). Studies on subjects with post-traumatic stress disorder (PTSD; Bonne et al., 2005; Sullivan et al., 2013) were not included in this analysis, because – in contrast to endogenous AD such as OCD, PD, GAD or phobia – patients with PTSD per definition are exposed to a single or long-term extrinsic trauma (see the Discussion section). Rating scale scores, employed radioligand, comorbidities, smoking habits, medication prior to the investigation, disease duration, medication state at the time of the in vivo investigation and withdrawal times are listed in Tables 14, if specified in the individual scientific reports.

Table 1

All in vivo investigations of synaptic constituents (SERT, 5-HT1A receptor, 5-HT2A receptor, 5-HT synthesis) on patients with acute anxiety disorder (AD) with either PET or SPECT.

StudySubtypeMean anxiety score±SDConstituentLigandComorbidityPremedicationSmokingPatients (m/f)Mean age±SD (years)Controls (m/f)Mean age±SD (years)Mean duration±SD (years)Medication at the time of scanningDuration of withdrawal (days)
Adams et al., 2005OCDYBOCS: 29±7

HDRS: n.s.
5-HT2A[18F]altanserinNone, MDD, GAD, phobia, migraine, personality disorderNone, psychotropicsn.s.7/838±167/839±n.s.1±0.8n28
Cannon et al., 2006OCDYbocs: n.s.

MADRS: n.s.

HAMA: n.s.

IDS-c: n.s.
SERT[11C]DASBBDNone, psychotropics, incl. sodium channel blockers, lithiumn.s.9 (gender n.s.)30±n.s.37 (gender n.s.)32±n.s.n.s.n21
Hasselbalch et al., 2007OCDYbocs: 22±6

HDRS: 1±2

HAMA: 1±2
SERT[123I]β-CITNone, MDDNone, psychotropicsn.s.4/532±113/633±814±10n28
Hesse et al., 2005OCDYbocs: 25±9

BDI: 7±4
SERT[123I]β-CITNoneNone, psychotropicsn.s.8/732±127/340±1316±9n168
Hesse et al., 2011OCDYbocs: 21±4

BDI: 13±2
SERT[11C]DASBNoneNonen.s.11/836±1310/1138±1313±8nn.a.
Lanzenberger et al., 2007Social phobiaTSC: 51±9

SPS: 47±8
5-HT1A[11C]WAY-10635None, agoraphobiaNone, psychotropics, incl. SSRIs12/030±618/027±10n.s.n21
Marksteiner et al., 2003OCDYbocs: 29

HDRS: 9

MMS: 17
SERT[123I]β-CITM. AlzheimerPsychotropics, incl. SARI, bezodiazepinesn.s.0/1825 (gender n.s.)76±42n8
Maron et al., 2004bPDHAMA: 17±5

PDSS: 9±3

VAS: 49±25
SERT[123I]β-CITNone, agoraphobiaNone, psychotropicsn.s.1/735±161/734±712±13n14
Maron et al., 2004aGADMADRS: 12±3

HAMA: 25±6

VAS: n.s.
SERT[123I]β-CITNoneNone, psychotropicsn.s.4/339±124/337±12n14
Maron et al., 2011PDHAMA: 22±5

PDSS: 14±5
SERT[11C]MADAMNone, MDD, social anxiety disorderNone, psychotropics, incl. benzodiazepinesy/n5/631±912/1237±74±3n14
Matsumoto et al., 2010OCDYbocs: 22±7SERT[11C]DASBNoneNone, psychotropics, incl. SSRIs and SRIsn.s.4/630±87/1130±n.s.10±9n35
Müller-Vahl et al., 2005OCDSTSS: 3±1

TSGSSMT: 3±1

TSGSCMT: 2±1

TSGSSVT: 2±1

TSGSCVT: 2±1

Customary rating scale: 2±1
SERT[123I]β-CITTSSSRIs, neurolepticsn.s.12/035±n.s.37 (gender n.s.)32±n.s.n.s.y/n0
Nash et al., 2008PDHAMA: 21±7

HDRS: 10±4

BDI: 14±9
5-HT1A[11C]WAY-100635None, agoraphobia, MDDNone, psychotropicsn.s.9/038±1119/041±135±5n21
Neumeister et al., 2004PDMADRS: 19±10

PDSS: 14±5
5-HT1A[18F]FCWAYNone, MDDNone, psychotropicsn.s.6/1035±105/1035±10n.s.n84
Perani et al., 2008OCDYBOCS: 29±4

YBOCSobs: 14±2

YBOCScomp: 15±n.s

NIMHgocs: 11±1

CGI:5±1
5-HT2A[11C]MDL100907NoneNone, benzodizepinesy/n6/331±712/321–752±0.05n5 half-lives
Pogarell et al., 2003OCDHDRS: 23±8SERT[123I]β-CITNoneNone, psychotropicsn5/434±129/128±512±n.s.n84
Reimold et al., 2007aOCDYbocs: 21±9

BDI: 15±12
SERT[11C]DASBNoneNone, SSRI, D3/4/ 5-HT2A/2B/2C/6/7/ M1/4/H1 antagonisty/n5/444±911/844±1022±8n70
Simpson et al., 2003OCDYbocs: 20±4

HDRS: 6±4
SERT[11C]McN5652None, MDD, PTSD, phobia, anorexia, substance abusePsychotropics, incl. SSRIsn.s.6/531±126/531±1014±n.s.n21
Stengler-Wenzke et al., 2004

same subjecs as Stengler-Wenzke et al., 2006 (see below)
OCDYbocs: 32±3

BDI: 7±4
SERT[123I]β-CITNoneNone, psychotropicsn.s.4/629±97 (gender n.s.)30±1014±4n168
Stengler-Wenzke et al., 2006

same subjecs as Stengler-Wenzke et al., 2004 (see above)
OCDYbocs: 32±3

BDI: 7±4
SERT[123I]β-CITNonen.s.n.s.4/629±97 (gender n.s.)30±1014±4n168
Van der Wee et al., 2004OCDYbocs: 23±4

Ybocsobs: 12±2

Ybocscomp: 11±3

HDRS: 8±4

LSAS: 74±14
SERT[11C]β-CITNoneNone, psychotropicsy/n11/431±911/432±1012±7nn.a.
Van der Wee et al., 2008GADHDRS: 8±2SERT[11C]β-CITNonen.s.y/n7/539±137/533±1024±15nn.s.
Wong et al., 2008

same subjects
OCD

OCD
Ybocs: 17±7

BPRS: 23±3

YGTSSmt: 14±8

YGTSSpt: 10±7

Ybocs: 17±7

BPRS: 23±3

YGTSSmotor: 14±8

YGTSSphonic: 10±7
SERT

5-HT2A
[11C]McN5652

[11C]MDL100907
TS

TS
None, psychotropics

None, psychotropics
n.s.

n.s.
9 (gender n.s.)

9 (gender n.s.)
34±9

34±9
9 (gender n.s.)

9 (gender n.s.)
32±8

32±8
n.s.

n.s.
n

n
168

168
Zitterl et al., 2007OCDYbocs: 25±5SERT[123I]β-CITNoneNone, psychotropicsn.s.13/1138±1213/1136±1416±11n168

Given are the reference (in alphabetical order), the assessed disorder, mean rating scale scores (±SD), employed radioligands comorbidities, premedication, cigarette smoking habits, numbers of (male and female) patients and controls, mean age of patients and controls (±SD; years), mean duration of disease (±SD; years), medication state at the time of the investigation and duration of withdrawal (days).

BD, bipolar disorder; BDI, Beck’s Depression Inventory; BPRS, Brief Psychiatric Rating Scale; CGI, Clinical Global Impression Scale; D3/4, dopamine D3/4 receptor subtype; GAD, generalized anxiety disorder; H1, histamine H1 receptor subtype; HAMA, Hamilton Anxiety Rating Scale; HDRS, Hamilton Depression Rating Scale; IDS-c, Inventory of Depressive Symptoms-Clinician Rated; LSAS, Liebowitz Social Anxiety Scale; M1/4, muscarinic M1/4 receptor subtype; M., Morbus; MADRS, Montgomery Asberg Depression Rating Scale; MDD, major depressive disorder; MMS, Mini-Mental State Inventory; n, no; n.a., not applicable; n.s., not specified in the original investigation; NIMHgocs, NIMH Obsessive-Compulsive Rating Scale; OCD, obsessive-compulsive disorder; PD, panic disorder; PDSS, Shears Panic Disorder Severity Scale; PTSD, post-traumatic stress disorder; SARI, 5-HT receptor antagonist plus 5-HT transporter inhibitor; SERT, Serotonin Transporter; SPS, State Spielberger Scale; SRI, serotonin reuptake inhibitor; SSRI, selective serotonin reuptake inhibitor; STSS, Shapiro Tourette Syndrome Severity Scale; TS, Tourette syndrome; TSC, Trait Spielberger Scale; TSGSCMT, Tourette Syndrome Global Scale – Complex Motor Tics; TSGSCVT, Tourette Syndrome Global Scale – Complex Vocal Tics; TSGSCVT, Tourette Syndrome Global Scale – Simple Vocal Tics; TSGSSMT, Tourette Syndrome Global Scale – Simple Motor Tics; VAS, Visual Analogue Scale of Anxiety; y, yes; y/n, yes as well as no; Ybocs, Yale-Brown Obsessive-Compulsive Score; Ybocscomp, Yale-Brown Obsessive-Compulsive Score – Compulsive Score; Ybocsobs, Yale-Brown Obsessive-Compulsive Score – obsessive score; YGTSSmotor, Yale Global Tic Severity Scale – Motor Tics; YGTSSphonic, Yale Global Tic Severity Scale – Phonic tics; 5-HT1A, serotonin 5-HT1A receptor; 5-HT2A, serotonin 5-HT2A receptor; 5-HT2A/2B/2C/6/7, serotonin 5-HT2A/2B/2C/6/7 receptor subtype.

Table 2

All in vivo investigations of synaptic constituents (SERT, 5-HT1A receptor, 5-HT2A receptor, 5-HT synthesis) on patients with acute major depressive disorder (MDD) with either PET or SPECT.

StudySubtypeMean depression score±SDConstituentLigandComorbidityPremedicationSmokingPatients (m/f)Mean age±SD (years)Controls (m/f)Mean age±SD (years)Mean duration±SD (years)Medication at the time of scanningDuration of withdrawal (days)
Agren et al., 1991

partly the same subjects as Agren et al., 1992 (see below)
MDDHDRS: 21±45-HTsyn[11C]HTPn.s.None, TCAs, SSRI, lithiumn.s.3/239±48/033±6n.s.n10
Agren et al., 1992

partly the same subjects as Agren et al., 1991 (see above)
MDDn.s.5-HTsyn[11C]HTPn.s.n.s.n.s.6 (n.s.)40±98 (n.s.)35±7n.s.n.s.n.s.
Agren et al., 1993MDDHDRS: 23±65-HTsyn[11C]HTPn.s.TCAs, TeCA, lithiumn.s.5/338±611/033±6n.s.n23
Agren and Reibring, 1994MDDn.s.5-HTsyn[11C]HTPn.s.n.s.n.s.8 (n.s.)n.s.11 (n.s.)n.s.n.s.n.s..n.s.
Attar-Lévy et al., 1999

same subjects
MDD

MDD
HDRS: 54±6

MDRS: 34±7

BPRS: 45±10

HDRS: 34±2

BDI: 10±6
5-HT2A

5-HT2A
[18F]setoperone

[18F]setoperone
n.s.

n.s.
Antidepressants (incl. benzodiazepines)

TCAs for 21–39 days
n.s.

n.s.
3/4

3/4
40±11

40±11
16/16

16/16
39±10

39±10
11±n.s.

n.s.
y/n

y
0

0
Amsterdam et al., 2013 partly the same subjects as Newberg et al., 2012 (see below)MDDHDRS: 20±3SERT[123I]ADAMNone, substance abuseAntipsychoticsn.s.15/541±137/345±1120±n.s.n365
Audenaert et al., 2001 partly the same subjects as van Heeringen et al., 2003, (see below)self-harmHDRS: 16±105-HT2A[123I]5-I-R91150MDD, brief psychotic disorder, adjustment disorderPsychotropics (incl. benzodiazepines, barbiturates, anticonvulsants)n.s.7/232±126/629n.s.n180
Baeken et al., 2011

partly the same subjects as Baeken et al., 2012 (see below)
MDDHDRS: 26±45-HT2A[123I]5-I-R91150n.s.SSRIs, SNRIs, benzodizepinesn.s.8/1345±128/1342±13n.s.y/n0
Baeken et al., 2012

partly the same subjects as Baeken et al., 2011 (see above)
MDD

MDD
HDRS: 27±3

HDRS: 22±7
5-HT2A

5-HT2A
[123I]5-I-R91150

[123I]5-I-R91150
n.s.

n.s.
TCAs, SNRIs, benzodiazepines

n.s., presently medication-free
n.s.

n.s.
6/9

6/9
39±10

36±10
6/9

6/9
36±10

36±10
5±3

n.s.
y

n
0

n.s.
Bah et al., 2008

partly the same subjects as Ryding et al., 2006 (see below)
Self-harmBSIC: >18SERT[123I]β-CITNone, MDD adjustment disorderAntidepressants, antipsychoticsy/n9/041±159/041±15n.s.n180
Biver et al., 1997MDDHDRS: 32±75-HT2A[18F]altanserinNone, melancholiaAntidepressants (incl. benzodiazepines)n.s.2/648±1012/1038±12n.s.n10
Cannon et al., 2007MDDMADRS: 26±7

IDS-C: 33±9

SERT[11C]DASBNone, PD, substance abuseAntidepressants (incl. SSRI and herbal preparations)y/n5/1335±99/2533±819±10n21
Catafau et al., 2006MDDHDRS: >18SERT[123I]ADAMNoneAntidepressants (incl. benzodiazepines)n.s.4/636±117/336±11n.s.nn.a.
Dahlström et al., 2000MDDn.s.SERT[123I]β-CITNone, dysthymia, psychosis, separation anxiety disorder, GAD, OCD, ADHD, CD, PDD,TS, BPD, GID, anorexiaNone, enhancers of DA and/or NA releasen.s.22/914±35/512±3n.s.n900
D’haenen et al., 1992MDDHDRS: 23±55-HT2A[123I]ketanserinn.s.Psychotropicsn.s.6/1345±145/536±11n.s.n21
Drevets et al., 1999MDDHDRS: 25±75-HT1A[11C]WAY-100635None, BD, substance abusePsychotropics (incl. SSRIs)y/n8 (n.s.)n.s.4/435±14n.s.n14
Drevets et al., 2000MDDHDRS: 27±75-HT1A[11C]WAY-100635None, BD, substance abusePsychotropics (incl. SSRIs)y/n5/736±104/435±14n.s.n14
Drevets et al., 2007MDDHDRS: 21±8

STAI: 23±10
5-HT1A[11C]WAY-100635None, substance abusePsychotropicsy/n5/631±84/432±12n.s.n21
Frey et al., 2010MDDHDRS: 26±55-HTsyn[11C]MTNoneAntidepressantsn12/1340±1012/1336±11n.s.n14
Hammoud et al., 2010MDDn.s.SERT[11C]DASBHIVSSRIsn.s.9 (n.s.)42±69 (n.s.)47±4n.s.n365
Hasler et al., 2007MDDBDI: 14±135-HT1A[18F]FCWAYEpilepsy, GAD, PD, phobia, OCD, substance abusen.s.n.s.7/939±1215/635±12212n.s.n.s.
Herold et al., 2006MDDHDRS: 28±10SERT[123I]ADAMn.s.Antidepressants, benzodiazepinesn.s.15/642±125/836±13n.s.n60
Hesse et al., 2009MDDBDI: n.s.SERT[123I]FP-CITM. ParkinsonAntiparkinsonian medication, SSRIsn.s.13/1764±108/1062±11n.s.y0
Hirvonen et al., 2008

partly the same subjects as Karlsson et al., 2010 and Karlsson et al., 2011 (see below)
MDDHDRS: 18±3

BDI: 23±7
5-HT1A[11C]WAY-100635NoneBenzodiazepines, nonbenzodiazepine, GABAA agonistsn.s.8/1340±97/833±8n.s.n120
Ho et al., 2013MDDHDRS: 29±7SERT[123I]ADAMNoneNone, antidepressants, benzodiazepiney/n13/2736±138/432±10n.s.y/n0
Ichimiya et al., 2002MDDHDRS: 19±8

BDI: 19±14
SERT[11C]McN 5652NoneTCAsn.s.7/044±1421/0n.s.n.s.n42
Joensuu et al., 2007MDDHDRS: 19±6

MADRS: 28±7
SERT[123I]nor-β-CITNonen.s.y/n5/2428±93/1631±9n.s.y0
Karlsson et al., 2010

partly the same subjects as Karlsoon et al., 2011 (see below) and Hirvonen et al., 2008 (see above)
MDDHDRS: 18±3

BDI: 23±7
5-HT1A[11C]WAY-100635n.s.SSRIsn.s.10/1340±911/926±6n.s.n1825
Karlsson et al., 2011 same subjects as Karlsoon et al., 2010 (see above)and Partly the same subjects as Hirvonen et al., 2008 (see above)MDDHDRS: 18±3

BDI: 23±7
5-HT1A[11C]WAY-100635n.s.None, SSRIn.s.10/1340±911/926±6n.s.n1825
Kraus et al., 2014MDDHDRS: 20±4SERT[11C]WAY-100635n.s.n.s.n.s.4/1244±816/932±11n.s.n.s.n.s.
Lehto et al., 2006MDDHDRS: 30±8SERT[123I]nor-β-CITNoneNonen.s.5/2429±92/1631±9n.s.nn.a.
Lehto et al., 2008MDDHDRS: 19±5SERT[123I]nor-β-CITNone, dysthymiaNoney/n2/1727±53/1631±9n.s.n.a.
Liik et al., 2013MDDBDI: 15±4

EST-q: 16±3
SERT[123I]ADAMEpilepsyNonen.s.4/338±103/234±6n.s.nn.a.
Lothe et al., 2012MDDn.s.5-HT1A[11C]WAY-100635n.s.Nonen.s.1/537±83/1523–48 yearsn.s.nn.a.
Lundgren et al., 2009MDDHDRS: 16±n.s.

CGIS: 4–6
SERT[123I]ADAMNoneNone, SSRIsn.s.3/438±93/338±11.8±n.s.n21
Malison et al., 1998MDDYDI: >17SERT[123I]β-CITNone, dysthymia, PD, ADHD substance abuseNone, TCAs, SSRIs, 5-HT2A antagonists, NA/DA reuptake inhibitorsn.s.7/844±107/845±11n.s.n21
Meltzer et al., 1999 partly the same subjects as Meyer et al., 2001 (see below)MDDHDRS: 20±45-HT2A[18F]altanserinEpilepsy, GAD, PD, phobia, OCD, substance abuseNonen.s.4/766±64/670±5n.s.nn.a.
Messa et al., 2003MDDHDRS: 23 ±65-HT2A[18F]FESPn.s.Nonen.s.7/123911/9362±n.s.nn.a.
Meyer et al., 1999

partly the same subjects as Meyer et al., 2001 (see below)
MDDHDRS: 23±45-HT2A[18F]setoperoneNoneNone, antidepressants, psychotropicsn.s.12/232±68/1132±7n.s.y/n180
Meyer et al., 2001

partly the same subjects as Meyer et al., 1999 (see above)
MDDHDRS: 22±45-HT2A[18F]setoperoneNoneNone, antidepressants, psychotropicsn.s.12/731±68/1132±7n.s.n180
Meyer et al., 2003

different patient cohorts
MDD

self-harm
HDRS: >17

n.s.
5-HT2A

5-HT2A
[18F]setoperone

[18F]setoperone
n.s.

BPD, MDD
None, antidepressants

n.s.
n.s.

n.s.
22 (n.s.)

18 (n.s.)
31±6

31±7
29 (n.s.)

29 (n.s.)
31±7

31±7
n.s

n.s.
n

n
28

28
Meyer et al., 2004aMDDHDRS: 20±4SERT[11C]DASBNoneNone, antidepressantsn9/1135±1110/1035±11n.s.n180
Meyer et al., 2004bMDDn.s.SERT[11C]DASBNone,OCDPDNone, antidepressantsn.s.45 (n.s.)n.s.37 (n.s.)n.s.n.s.n30
Miller et al., 2008MDDHDRS: 24±9SERT[11C]McN 5652None, ADn.s.n.s.2/1042±1521/2039±16n.s.n14
Miller et al., 2009a

partly the same subjects as Parsey et al., 2006a (see below)
MDDHDRS: 26±8

BDI: 27±8

GAS: 53±13

BHS: 10±6
5-HT1A[11C]WAY-100635Dysthymia, PD, PTSD, phobiaNonen.s.3/1036±1222/2937±15n.s.nn.a.
Miller et al., 2009bMDDHDRS: 25±7

BDI: 23±11

GAS: 50±13
SERT[11C]McN 5652AD,PTSDSSRIs, neuroleptics (incl. benzodiazepines)n.s.6/1739±1422/2139±16n.s.n3
Miller et al., 2013aMDDHDRS: 26±6

BDI: 26±9
SERT[11C]DASBNone, AD, anorexia nervosa, bulimia nervosa, substance abuseAntidepressants, antipsychotics (incl. benzodiazepines)n.s.23/2840±1115/1633±1121±n.s.n3
Miller et al., 2013bMDDHDRS: 25±5

BDI: 16±3

GAS: 60±6
5-HT1A[11C]WAY-100635None, AD, anorexia nervosa, bulimia nervosa, substance abuseAntidepressants (incl. 5-HTergic compounds, benzodiazepines)n.s.7/1735±1422/2937±140.9±n.s.n3
Mintun et al., 2004

partly the same subjects as Sheline et al., 2004 (see below)
MDDHDRS: 23±45-HT2A[18F]altanserinNoneAntidepressants (incl. SNRIs)n.s.16/3050±169/2046±15n.s.n28
Murrough et al., 2011MDDMADRS: 24±55-HT1B[11C]P943Nonen.s.y/n5/531±105/531±1114±n.s.n.s.n.s.
Newberg et al., 2005MDDHDRS: >16SERT[123I]ADAMNoneNone, antidepressants (incl.MAOIs,SSRIs)n.s.3/4382/437±n.s.10±n.s.n14
Newberg et al., 2012

partly the same subjects as Amsterdam et al., 2013 (see above)
MDDHDRS: 20±2SERT[123I]ADAMNone, substance abuseAntipsychoticsn.s.15/539±126/345±12n.s.n168
Nye et al., 2013MDDHDRS: 18±4SERT[11C]ZIENTSelf-harm, substance abuseNone, antidepressants (incl. SSRIs and TCAs), neuroleptics (incl. D2 antagonists and α1/2/D1–4/5-HT1/2/M1/2/H1 antagonists), St. John’s wortn.s.7/438±136421±2n.s.n42
Parsey et al., 2006a

partly the same subjects as Miller et a., 2009a (see above)
MDDHDRS: 26±7

BDI: 27±9

GAS: 52±11
5-HT1A[11C]WAY-100635None, melancholic depression, PD, PTSDNone, benzodiazepines, SSRIs, SNRIs, TCAs, NA/DA reuptake inhibitors, MAOIsn.s.7/2138±1319/2438±1515±n.s.n3
Parsey et al., 2006bMDDHDRS: 24±7

BDI: 23±12

GAS: 53±11
SERT[11C]McN 5652None, melancholic depression, dysthymia, PD, PTSD, GAD, phobia, BEDNone, benzodiazepines, antidepressantsn.s.7/1838±1322/2139±1617±n.s.n14
Parsey et al., 2006cMDDHDRS: 23±95-HT1A[11C]WAY-100635None,melancholic depression, PD, PTSDAntidepressantsn.s.2/1542±1519/2438±15n.s.n14
Politis et al., 2010MDDHDRS: 17±3

BDI: 19±1
SERT[11C]DASBM. Parkinsonn.s.n.s.6/461±920/467±710±5n.s.n.s.
Reimold et al., 2008MDDBDI: 24±8

STAI: 58±14
SERT[11C]DASBNoneAntidepressants (incl. TCAs, SSRIs, TeCAs)y/n5/548±1011/844±10n.s.n5
Reivich et al., 2004MDDHDRS: >16SERT[11C]McN 5652NonePsychotropics (incl. SSRIs, MAOIs)n.s.3/145±161/344±18n.s.n14
Rosa-Neto et al., 2004MDDHDRS: 27±6

BDI: 30±9
5-HTsyn[11C]MTrpNone, BDn.s.n.s.8/941±118/935±13n.s.n14
Ruhé et al., 2009MDDHDRS: 24±5SERT[123I]β-CITAD, dysthymia, Substance abuseNone, antidepressantsn.s.17/3243±817/3243±87±n.s.n28
Ryding et al., 2006

partly the same subjects as Bah et al.,2004 (see above)
Self-harmBSIC: >18SERT[123I]β-CITNone, MDD adjustment disorder, substance abuseAntidepressants, antipsychoticsn.s.10/239±1410/239±14n.s.n180
Saarinen et al., 2005MDDHDRS: 18

MADRS: 21
SERT[123I]nor-β-CITDysthymiaNonen.s.0/12010 (n.s.)269±n.s.nn.a.
Sargent et al., 2000MDDHDRS: 17±3

BDI: 23
5-HT1A[11C]WAY-100635NoneNone, antidepressantsn.s.15/038±1417/136±85±n.s.n441
Sheline et al., 2004

partly the same subjects as Mintun et al., 2004 (see above)
MDDHDRS: 23±45-HT2A[18F]altanserinNoneAntidepressants (incl. SNRIs, 5-HT2A antagonists)n.s.7/966±102/765±9n.s.n14
Smith et al., 2009MDDHDRS: 25±6

BDI: 7±8
H1,α2,

5-HT2A
[11C]mirtazepinen.s.TCAs, TeCAs, SSRIs, SNRIs, MAOIs, anticonvulsants, DA reuptake inhibitors, NA reuptake inhibitors, NA/DA reuptake inhibitors, 5-HT2A antagonists, HT2A/D2 antagonists, enhancers of DA and/or NA release, lithiumn.s.4/1141±138/1031±10n.s.n450
Staley et al., 2006MDDBDI: 28±7

YDI: 25±5
SERT[123I]β-CITn.s.None, benzodiazepinesy/n16/1639±1016/1639±1011±n.s.n.s.n.s.
Theodore et al., 2007MDDBDI: 10±105-HT1A[18F]FCWAYEpilepsyAnticonvulsantsn.s.30/1535±117/332±9n.s.n1
Tolmunen et al., 2004MDDHDRS: 15SERT[123I]nor-β-CITn.s.n.s.n.s.0/627±610 (n.s.)26±60.9±0.6n.s.n.s.
Uebelhack et al., 2006MDDHDRS: 25±11SERT[123I]ADAMSADAntidepressants, antipsychotics (incl. benzodizepines, antihypertensivesn.s.18/1244±146/837±21n.s.n60
van Heeringen et al., 2003

partly the same subjects as Audenaert et al., 2001 (see above)
Self-harmHDRS: 16±105-HT2A[123I]5-I-R91150MDD, brief psychotic disorder, adjustment disorderPsychotropics (incl. benzodiazepines, barbiturates, anticonvulsantsn.s.7/232±117/629±8n.s.n180
Viinamäkki et al., 1998MDDHDRS: 27SERT[123I]β-CITBPD, substance abuseBenzodiazepinesn.s.1/0335/034±1n.s.yn.s.
Willeit et al., 2000SADGSS: 16±72SERT[123I]β-CITNoneNone, SSRIsn.s.2/931±82/929±6n.s.n180
Yatham et al., 2000MDDHDRS: 27±65-HT2A[18F]setoperonen.s.None, SSRIs, SARIs, SNRIs, NA/DA reuptake inhibitorsn.s.9/1140±108/1237±13n.s.n14
Yeh et al., 2014MDDHDRS: 25±5

BSIC: 14±11
SERT4-[18F]ADAMNone, self-harmNoney/n8/935±88/935±75±n.s.nn.a.

Given are the reference (in alphabetical order), the assessed disorder, mean rating scale scores (±SD), employed radioligands comorbidities, premedication, cigarette smoking habits, numbers of (male and female) patients and controls, mean age of patients and controls (±SD; years), mean duration of disease (±SD; years), medication state at the time of the investigation and duration of withdrawal (days).

AD, anxiety disorder; ADHD, attention-deficit hyperactivity disorder; BD, bipolar disorder; BDI, Beck Depression Inventory; BED, binge eating disorder; BPD, borderline personality disorder; BSIC, Beck Suicidal Intent Scale; CD, conduct disorder; CGIS, Clinical Global Impression Scale; D1–5, dopamine D1–5 receptor subtype; D2, dopamine D2 receptor; DMSloc, Depressive Mood Scale – loss of control subscale score; EST-q, Emotional State Questionnaire; GABA, μ-amino butyric acid; GAD, generalized anxiety disorder; GAS, Endicott’s Global Assessment Scale; GID, gender identity disorder; GSS, Global Seasonality Score; H1, histamine H1 receptor; HDRS, Hamilton Depression Rating Scale; HIV, human immunodeficiency virus; IDS-C, Inventory of Depressive Symptoms Clinician Rated; M1/2, muscarinic M1/2 receptor subtype; M., Morbus; MADRS, Montgomery-Asberg Depression Rating Scale; MAOI, monoamine oxidase inhibitor; MDD, major depressive disorder; n, no; n.a., not applicable; n.s. not specified; NA, noradrenaline; OCD, obsessive-compulsive disorder; PD, panic disorder; PDD, pervasive developmental disorder; PTSD, posttraumatic stress disorder; SAD, schizoaffective disorder; SARI, 5-HT receptor antagonists plus SERT inhibitors; selective serotonin reuptake inhibitors; SERT, serotonin transporter; SNRI, 5-serotonin/noradrenaline reuptake inhibitors; SSRI; STAI, Spielberger State-Trait Anxiety Inventory; TCA, tricyclic antidepressants; TeCA, tetracyclic antidepressants; TS, Tourette syndrome; y, yes; y/n, yes/no; YDI, Yale Depression Inventory; α1/2, noradrenaline α1/2 receptor; 5-HT, serotonin; 5-HT1A, serotonin 5-HT1A receptor; 5-HT1B, serotonin 5-HT1B receptor; 5-HT2A, serotonin 5-HT2A receptor; 5-HTsyn, serotonin synthesis.

Table 3

All in vivo investigations of synaptic constituents (SERT, 5-HT1A receptor, 5-HT2A receptor, 5-HT synthesis) on patients with acute bipolar disorder in depressive (BDdep) or manic (BDman) state with either PET or SPECT.

StudyDisorderMean depression score±SDConstituentLigandComorbidityPremedicationSmokingPatients (m/f)Mean age±SD (years)Controls (m/f)Mean age±SD (years)Mean duration±SD (years)Medication at the time of scanningDuration of withdrawal (days)
Cannon et al., 2006BDdepMADRS: 27±10

YMRS: 7±6
SERT[11C]DASBNone, OCDNone, lithiumn.s.6/1230±913/2432±9n.s.n.s.n.s.
Cannon et al., 2007BDdepMADRS: 27±10

IDS-C: 33±12
SERT[11C]DASBNone, PD, psychosis, substance abuseAntidepressants (incl. SSRI and herbal preparations)y/n6/1230±99/2533±817±10n21
Drevets et al., 1999BDdepHDRS: 25±75-HT1A[11C]WAY-100635None, substance abusePsychotropics, incl. SSRIsn.s.8 (gender n.s.)n.s.4/435±14n.s.n14
Drevets et al., 2007BDdepHDRS: 21±8

STAI: 23±10
5-HT1A[11C]WAY-100635None, substance abusePsychotropicsy/n1/436±144/432±12n.s.n21
Ichimiya et al., 2002BDdepHDRS: 8±8

BDI: 6±7
SERT[11C] (+)-McN 5662NoneNone, TeCAs, D2 antagonist, DA/5-HT, antagonist plus NA reuptake inhibitor, SARIn.s.6/042±921/0n.s.n.s.n14
Lan et al., 2013BDdepHDRS: 28±7

YMRS: 7±8
5-HT1A[11C]WAY-100635NoneAntidepressants, incl. SSRIs, benzodiazepinesy/n14/2739±451 (gender n.s.)n.s.n.s.n3
Moses-Kolko et al., 2008BDdep/PPDHDRS: 22±8

EPDS: 13±3
5-HT1A[11C]WAY-100635None, PMDD, PD, GAD, OCDNone, psychotropics (incl. SRRIs)y/n0/927±80/733±4n.s.y/nn.s.
Nugent et al., 2013BDdepMADRS: 23±10

YMRS: 7±5

HAMA: 13±6
5-HT1A[18F]FC-WAYn.s.Antidepressantsn.s.7/1933±1011/2633±1016±n.s.y21
Oquendo et al., 2007BDdepHADRS: 24±6

BDI: 29±10

GAS: 49±10
SERT[11C] (+)-McN 5662NoneNone, MAOIs, DA reuptake inhibitors, 5-HT2A antagonists, anticonvulsants, atypical antipsychotics, neuroleptics, antiepileptics, benzodiazepines, GABA, analogues, lithiumn.s.10/839±1622/1938±1020±n.s.n1
Sullivan et al., 2009BDdepHDRS: 18±5

BDI: 26±11

YMRS: 6±7

GAS: 48±11
5-HT1A[11C]WAY-100635NoneAntidepressants, mood stabilizers (incl. SSRIs, benzodiazepines)n.s.13/1938±1020/2738±1518±10n3
Tolmunen et al., 2004BDmanHDRS: 15SERT[123I]nor-β-CITn.s.n.s.n.s.0/12510 (n.s.)26±6n.s.n.s.n.s.
Yatham et al., 2010BDmanYMRS: 27±85-HT2A[18F]setoperoneNoneAnticonvulsants for 6 weeksn.s.3/734±123/734±6n.s.n14

Given are the references (in alphabetical order), the assessed disorder, mean rating scale scores (±SD), employed radioligands, comorbidities, premedication, cigarette smoking habits, numbers of (male and female) patients and controls, mean age of patients and controls (±SD; years), mean duration of disease (±SD; years), medication state at the time of the investigation and duration of withdrawal (days).

BDdep, bipolar depression – depressive state; BDI, Beck’s depression inventory; BDman, bipolar depression – manic state; DA, dopamine; GABA, μ-amino butyric acid; GAD, generalized anxiety disorder; GAS, Endicott’s Global Assessment Scale; HAMA, Hamilton Anxiety Rating Scale; HDRS, Hamilton Depression Rating Scale; IDS-C, Inventory of Depressive Symptoms Clinician Rated; MADRS, Montgomery-Asberg Depression Rating Scale; MAOI, monoamine oxidase inhibitor; n, no; n.s.. not specified; NA, noradrenaline; OCD, obsessive-compulsive disorder; PD, panic disorder; PMDD, premenstrual dysphoric disorder; PPD, post partum depression; SARI, 5-HT receptor antagonists plus SERT inhibitors; TeCA, tetracyclic antidepressants; y, yes; y/n, yes/no; YMRS, Young Mania Rating Scale; 5-HT, serotonin; 5-HT2A, serotonin 5-HT2A receptor.

Table 4

All in vivo investigations of synaptic constituents (SERT, 5-HT1A receptor, 5-HT2A receptor) on patients with acute psychosis with either PET or SPECT.

StudySubtype of PsychosisMean rating scale score±SDConstituentLigandComorbidityMedicationSmokingPatients (m/f)Mean age±SD (years)Controls (m/f)Mean age±SD (years)Mean duration±SD (years)Medication at the time of scanningDuration of withdrawal (days)
Bantick et al., 2004

same controls
SZ, SFD

SZ, SAD
BPRS: 26±7

BDI: 9±7

STAI: 41±14

BPRS: 37±13

BDI: 15±6

STAI: 51±14
5-HT1A

5-HT1A
[11C]WAY-100635

[11C]WAY-100635
None

None
None, typical and atypical neuroleptics

Current: clozapine
n.s.

n.s.
11/0

11/0
42±12

37±11
11/0

11/0
37±8

37±8
11±11

14±9
y/n

y
0

0
Catafau et al., 2011SZn.s.5-HT2A[123I]R91150n.s.Previous: n.s.

Current: SB-773812 for 16–days
n.s.10/433±727/026±5n.s.y0
Erritzoe et al., 2008SZPANSS: 77±n.s.

PANSSpos: 19±5

PANSSneg: 21±7

PANSSgen: 37±7

5-HT2A[18F]altanserinNone, substance abuseNone, SSRIs, benzodiazepinesn.s.11/428±511/429±6n.s.n1
Frankle et al., 2005SZ, SADSAPS: 23±26

SANS: 42±18

HDRS: 14±12
SERT[11C]DASBNoneNone, antipsychotics, incl.SSRI and benzodiazepinen.s.9/134±109/131±8n.s.y/n0
Frankle et al., 2006SZ, SADPANSS: 60±14

PANSSpos: 16±5

PANSSneg: 15±7

HDRS: 14±7
5-HT1A[11C]WAY-100635NoneNone, antipsychotics, incl. SSRI and benzodiazepinen.s.16/632±1015/332±87±n.s.y/n0
Gefvert et al., 1998SZ, SFDPANSS: 56±n.s

CGI: 4±n.s
5-HT2A[11C]MSPn.s.Previous: neuroleptics, incl. clozapine, benzodiazepines; current: quetiapine for 29 daysn.s.11/034±n.sn.s.n.s.n.s..n1
Jones et al., 2000SZ, SADn.s.5-HT2A[123I]5-I-R91150Orofacial dyskinesia, akathisiaPrevious: typical neuroleptics; current: quetiapine for at least 7 weeksn.s.2/029±114/132±5n.s.y0
Jones et al., 2001SZSAPS: 16±25

SANS: 45±27

MADRS: 8±6

AIMS: 7±8

SA: 5±5
5-HT2A[123I]5-I-R91150NonePrevious: none, typical antipsychotics; current: quetiapine for at least 5 weeksn.s.5/129±65/1n.s.n.s.y0
Kim et al., 2015SZPANSSpos: n.s.

PANSSneg: n.s.

PANSSgen: n.s.

CDSS: n.s.

SWN: n.s.
SERT[11C]DASBn..s.None, antipsychotics, incl. benzodiazepinesn.s.9/330±1010/531±83±2n14
Laruelle et al., 2000SZPANSSpos: 18±6

PANSSneg: 17±7

SERT[123I]β-CITNoneNone, antipsychotics, benzodiazepinesn.s.22/241±820/239±8n.s.n142
Lerond et al., 2013

same controls
SZ

SZ
PANSS: 67±11

PANSSpos: 17±6

PANSSneg: 19±5

PANSSgen: 32±5

PANSS: 75±17

PANSSpos: 17±7

PANSSneg: 20±4

PANSSgen: 37±8
5-HT1A

5-HT1A
[18F]MPPF

[18F]MPPF
n.s.

n.s.
Current: risperidone, olanzapine for >3 months

Current: aripiprazole for >3 months
n.s.

n.s.
6/3

4/6
29±8

26±5
10/9

10/9
27±7

27±7
5±5

5±3
y

y
0

0
Lewis et al., 1999SZn.s.5-HT2A[18F]setoperonen.s.None, neuroleptics, benzodiazepinesn.s.10/331±711/1531±7±4y/n0
Mamo et al., 2007

same patients and controls
SZ, SAD

SZ, SAD
PANSS: 51±12

AIMS: 1±5

SA: 0±1

BAS: 0±1

CGI: 3±1

PANSS: 51±12

AIMS: 1±5

SA: 0±1

BAS: 0±1

CGI: 3±1
5-HT1A

5-HT2
[11C]WAY-100635

[18F]setoperone
n.s.

n.s.
Previous: typical and atypical neuroleptics; current: aripiprazole for at least 14 days

Previous: typical and atypical neuroleptics; current: aripiprazole for at least 14 days
n.s.

n.s.
9/3

9/3
31±7

31±7
60 (gender n.s.)

60 (gender n.s.)
n.s.

n.s.
8±n.s.

8±n.s.
y

y
0

0
Ngan et al., 2000SZSAPS: 8±n.s.

SANS: 10±n.s.
5-HT2A[18F]setoperonen.s.None, benzodiazepinesn.s.5/122±n.s.4/323±n.s.1±2y0
Okubo et al., 2000SZn.s.5-HT2[11C]MSPn.s.None, neurolepticsn.s.17/027±618/028±66±n.s.n14
Reimold et al., 2007a,bSZ, SADPASS: 50±10

PANSSpos: 11±3

PANSSneg: 14±4

PANSSgen: 26±5

EPS: 0±0
5-HT2A[11C]MSPNonePrevious: psychotropics, SSRIs; current: flupenthixol, haloperidol or risperidone for at least 14 days; co-medication: benzodiazepines, anticholinergicsn.s.20/1540±926 (gender n.s.)n.s.n.s.n.s.n.s.
Rasmussen et al., 2011SZPASS: 80±3

PANSSpos: 20±1

PANSSneg: 22±1

PANSSgen: 39±1
5-HT2A[18F]altanserinNone, substance abuseNone, SSRIs, benzodiazepinesy/n30 (gender n.s.)26±630 (gender n.s.)26±66±n.s.n1
Tauscher et al., 2002SZn.s.5-HT1A[11C]WAY-100635NoneNone, benzodiazepinesn.s.8/626±56/828±5n.s.y/n0
Travis et al., 1998SZPANSS: 67±18

SANS: 45±20

AIMS: 5±3

SA: 4±3

BAS: 3±4

GAF: n.s.
5-HT2A[123I]5-I-R91150n.s.Current: clozapine or haloperidol for at least 6 weeks; co-medication: anticholinergicsn.s.10/128±75/130±38±7y0
Trichard et al., 1998SZ, SFDn.s.5-HT2A[18F]setoperonen.s.None, neuroleptics, benzodiazepinesn.s.10/427±97/829±52±n.s.n.s.n.s.
Verhoeff et al., 2000SZPANSS: n.s.5-HT2A[18F]setoperoneNoneNone, antipsychotics, benzodiazepinesn.s.11/231±715/2030±7n.s.n210
Yasuno et al., 2004SZ, SFDPANSS: 47±11

PANSSpos: 15±5

PANSSneg: 21±7
5-HT1A[11C]WAY-100635NoneNone, antipsychotics, benzodiazepinesn.s.9/231±918/431±90.1–5 yearsn30

Given are the reference (in alphabetical order), the assessed disorder, mean rating scale scores (±SD), employed radioligand(s), comorbidities, premedication, cigarette smoking habits, numbers of (male and female) patients and controls, mean age of patients and controls (±SD; years), mean duration of disease (±SD; years), medication state at the time of the investigation and duration of withdrawal (days).

AIMS, Abnormal Involuntary Movement Scale; BAS, Barnes Scale for Drug-induced Akathisia; BDI, Beck’s Depression Inventory; BPRS, Brief Psychiatric Rating Scale; CDSS, Calgary Depression Rating Scale for Schizophrenia; CGI, Clinical Global Impression Scale; EPS, Extrapyramidal Symptoms Scale; HDRS, Hamilton Depression Rating Scale; MADRS, Montgomery Asberg Depression Rating Scale; n, no; n.s., not specified in the original investigation; PANSS, Positive and Negative Syndrome Scale; PANSSgen, Positive and Negative Syndrome Scale – general psychopathology score; PANSSneg, Positive and Negative Syndrome Scale – negative syndrome scale; PANSSpos, Positive and Negative Syndrome Scale – positive syndrome scale; SAD, schizoaffective disorder; SANS, Andreasen’s Scale for Assessment of Negative Symptoms; SAPS, Andreasen’s Scale for Assessment of Positive Symptoms; SFD, schizophreniform disorder; SSRI, selective serotonin reuptake inhibitor, STAI, State-Trait Anxiety Inventory; SWN, Subjective Well-being under Neuroleptics Scale; SZ, schizophrenia; y, yes; y/n, yes/no; 5-HT1A, serotonin 5-HT1A receptor; 5-HT2A, serotonin 5-HT2A receptor.

Our analysis included all available in vivo investigations on patients with AD, MDD, BDdep, BDman and SZ in the acute stage of disease irrespective of the medication state (Tables 14). Data were evaluated as previously described (Nikolaus et al., 2010, 2012, 2014a,b). Percentual differences of SERT binding, 5-HT1R binding, 5-HT2R binding or 5-HT synthesis to the respective control groups of healthy individuals were computed for the following brain regions: STR (nucleus caudate, putamen), VS, globus pallidus (GP), THAL, HT, PFC (Brodmann areas 9–12, 46, 47 and 49), FC (PFC plus Brodmann areas 4 and 6), PC (Broadmann areas 3, 5, 7, 8, 39 and 40), TC (Brodmann areas 20–22, 38, 41 and 42), OC (Brodmann areas 17–19), CING, HIPP, PHG, AMYG, INS, EC, fusiform gyrus (FG), periaqueductal gray (PAG), MB (midbrain, pons) and cerebellum (CER). Left and right radioactivity accumulations were pooled if given separately in the original publication. If the authors had analyzed more than one area within STR, PFC, FC, PC, TC, OC and CING, the mean values of these data were computed for patients with AD, MDD, BDdep, BDman and SZ and the respective controls before calculating percentual differences.

Statistic calculations were performed using IBM SPSS Statistics 22 (IBM Germany, Ehningen, Germany). In the majority of cases, the Kolmogorov-Smirnov test for the normal distribution could not be performed, since the sum of weighted cases per disorder and brain region fell short of 5. Therefore, medians of percentual differences of SERT binding, 5-HT1R binding, 5-HT2R binding or 5-HT synthesis in the individual brain regions relative to controls were computed for patients with AD, MDD, BDdep, BDman and SZ. Differences between patients with AD, MDD, BDdep, BDman and SZ and the respective controls were assessed with the non-parametric Wilcoxon signed-rank test (α=0.05) for paired samples. Differences between the individual disorders (AD vs. MDD, AD vs. BDdep, AD vs. BDman, AD vs. SZ, MDD vs. BDdep, MDD vs. BDman, MDD vs. SZ, SZ vs. BDdep, SZ vs. BDman) were assessed with the non-parametric Mann-Whitney U-test (α=0.05) for unrelated samples. No corrections were made for multiple comparisons. As implied by the outcome of our previous surveys on AD, MDD and SZ (Nikolaus et al., 2009, 2010, 2012, 2014a,b), significance tests were performed one-sidedly.

Results

Comparison between patients and controls

AD

Significant reductions of SERT (Figure 1) were observed in THAL (-10%, p, 0.0265), AMYG (-7%, p, 0.0185) and MB (-13%, p, 0.014) relative to healthy individuals. In the TC, a decrease was detected, which marginally failed to reach statistical significance (-21%, p, 0.0605). 5-HT1R (Figure 2) were significantly lowered in FC (-13%, p, 0.051), CING (-24%, p, 0.0185), HIPP (-15%, p, 0.051), AMYG (-22%, p, 0.051), INS (-23%, p, 0.051) and MB (-29%, p, 0.0185). In turn, 5-HT2R (Figure 3) were significantly elevated in the TC (+8%, p, 0.051).

Figure 1: State of in vivo findings on SERT binding in anxiety disorder (AD), major depressive disorder (MDD), the depressive state of bipolar disorder (BDdep), the manic state of bipolar disorder (BDman) and schizophrenia (SZ). Considered were 19 studies on AD (207 patients, age: 36±12 years; 269 controls, age: 37±11 years), 38 studies on MDD (694 patients, age: 38±9 years; 700 controls, age: 37±10 years), 4 studies on BDdep (60 patients, age: 35±6 years; 133 controls, age: 34±3 years), 1 study on BDman (1 patient, age: 25 years; 1 control, age: 26 years) and 3 studies on SZ (46 patients, age: 35±6 years; 47 controls, age: 34±5 years), in which SERT was assessed in neostriatum (STR), ventral striatum (VS), hypothalamus (HT), thalamus (THAL), prefrontal cortex (PFC), frontal cortex (FC), parietal cortex (PC), temporal cortex (TC), occipital cortex (OC), cingulate (CING), hippocampus (HIPP), amygdala (AMYG), insula (INS), entorhinal cortex (EC), midbrain/pons (MB), periaqueductal gray (PAG) and cerebellum (CER). The box plots give medians, 25-/75-percentiles and 5-/95-percentiles of the individual synaptic constituents in the investigated brain regions expressed as percentages of control values. The circles represent the percentages of control values in the individual investigations (white circles, percentual difference relative to controls not significant in the original investigation; black circles, percentual difference relative to controls significant in the original investigation with a probability of at least 0.05). Asterisks indicate significant differences of the pooled samples of AD, MDD, BDdep, BDman or SZ patients relative to the pooled samples of controls (Wilcoxon signed-rank test, one-sided, α=0.05) and significant differences between pooled samples of AD, MDD BDdep, BDman or SZ (Mann-Whitney U-test, one-sided, α=0.05).
Figure 1:

State of in vivo findings on SERT binding in anxiety disorder (AD), major depressive disorder (MDD), the depressive state of bipolar disorder (BDdep), the manic state of bipolar disorder (BDman) and schizophrenia (SZ). Considered were 19 studies on AD (207 patients, age: 36±12 years; 269 controls, age: 37±11 years), 38 studies on MDD (694 patients, age: 38±9 years; 700 controls, age: 37±10 years), 4 studies on BDdep (60 patients, age: 35±6 years; 133 controls, age: 34±3 years), 1 study on BDman (1 patient, age: 25 years; 1 control, age: 26 years) and 3 studies on SZ (46 patients, age: 35±6 years; 47 controls, age: 34±5 years), in which SERT was assessed in neostriatum (STR), ventral striatum (VS), hypothalamus (HT), thalamus (THAL), prefrontal cortex (PFC), frontal cortex (FC), parietal cortex (PC), temporal cortex (TC), occipital cortex (OC), cingulate (CING), hippocampus (HIPP), amygdala (AMYG), insula (INS), entorhinal cortex (EC), midbrain/pons (MB), periaqueductal gray (PAG) and cerebellum (CER). The box plots give medians, 25-/75-percentiles and 5-/95-percentiles of the individual synaptic constituents in the investigated brain regions expressed as percentages of control values. The circles represent the percentages of control values in the individual investigations (white circles, percentual difference relative to controls not significant in the original investigation; black circles, percentual difference relative to controls significant in the original investigation with a probability of at least 0.05). Asterisks indicate significant differences of the pooled samples of AD, MDD, BDdep, BDman or SZ patients relative to the pooled samples of controls (Wilcoxon signed-rank test, one-sided, α=0.05) and significant differences between pooled samples of AD, MDD BDdep, BDman or SZ (Mann-Whitney U-test, one-sided, α=0.05).

Figure 2: State of in vivo findings on 5-HT1R binding in anxiety disorder (AD), major depressive disorder (MDD), the depressive state of bipolar disorder (BDdep), and schizophrenia (SZ). Considered were 3 studies on AD (37 patients, age: 34±4 years; 52 controls, age: 34±7 years), 14 studies on MDD (245 patients, age: 37±3 years; 316 controls, age: 32±10 years), 5 studies on BDdep (95 patients, age: 35±6 years; 121 controls, age: 35±3 years), and 8 studies on SZ (100 patients, age: 32±5 years; 144 controls, age: 31±4 years), in which 5-HT1R were assessed in neostriatum (STR), globus pallidus (GP), prefrontal cortex (PFC), frontal cortex (FC), parietal cortex (PC), temporal cortex (TC), occipital cortex (OC), cingulate (CING), hippocampus (HIPP), amygdala (AMYG), insula (INS), parahippocampal gyrus (PHG), fusiform gyrus (FG), midbrain/pons (MB) and cerebellum (CER). The box plots give medians, 25-/75-percentiles and 5-/95-percentiles of the individual synaptic constituents in the investigated brain regions expressed as percentages of control values. The circles represent the percentages of control values in the individual investigations (white circles, percentual difference relative to controls not significant in the original investigation; black circles, percentual difference relative to controls significant in the original investigation with a probability of at least 0.05). Asterisks indicate significant differences of the pooled samples of AD, MDD, BDdep or SZ patients relative to the pooled samples of controls (Wilcoxon signed-rank test, one-sided, α=0.05) and significant differences between pooled samples of AD, MDD BDdep or SZ (Mann-Whitney U-test, one-sided, α=0.05).
Figure 2:

State of in vivo findings on 5-HT1R binding in anxiety disorder (AD), major depressive disorder (MDD), the depressive state of bipolar disorder (BDdep), and schizophrenia (SZ). Considered were 3 studies on AD (37 patients, age: 34±4 years; 52 controls, age: 34±7 years), 14 studies on MDD (245 patients, age: 37±3 years; 316 controls, age: 32±10 years), 5 studies on BDdep (95 patients, age: 35±6 years; 121 controls, age: 35±3 years), and 8 studies on SZ (100 patients, age: 32±5 years; 144 controls, age: 31±4 years), in which 5-HT1R were assessed in neostriatum (STR), globus pallidus (GP), prefrontal cortex (PFC), frontal cortex (FC), parietal cortex (PC), temporal cortex (TC), occipital cortex (OC), cingulate (CING), hippocampus (HIPP), amygdala (AMYG), insula (INS), parahippocampal gyrus (PHG), fusiform gyrus (FG), midbrain/pons (MB) and cerebellum (CER). The box plots give medians, 25-/75-percentiles and 5-/95-percentiles of the individual synaptic constituents in the investigated brain regions expressed as percentages of control values. The circles represent the percentages of control values in the individual investigations (white circles, percentual difference relative to controls not significant in the original investigation; black circles, percentual difference relative to controls significant in the original investigation with a probability of at least 0.05). Asterisks indicate significant differences of the pooled samples of AD, MDD, BDdep or SZ patients relative to the pooled samples of controls (Wilcoxon signed-rank test, one-sided, α=0.05) and significant differences between pooled samples of AD, MDD BDdep or SZ (Mann-Whitney U-test, one-sided, α=0.05).

Figure 3: State of in vivo findings on 5-HT2R binding in anxiety disorder (AD), major depressive disorder (MDD), the manic state of bipolar disorder (BDman), and schizophrenia (SZ). Considered were 3 studies on AD (33 patients, age: 34±4 years; 39 controls, age: 35±5 years), 19 studies on MDD (287 patients, age: 39±9 years; 279 controls, age: 37±10 years), 1 study on BDman (10 patients, age: 34±12 years; 10 controls, age: 34±6 years), and 14 studies on SZ (199 patients, age: 30±4 years; 216 controls, age: 28±3 years), in which 5-HT2R were assessed in neostriatum (STR), globus pallidus (GP), prefrontal cortex (PFC), frontal cortex (FC), parietal cortex (PC), temporal cortex (TC), occipital cortex (OC), cingulate (CING), hippocampus (HIPP), amygdala (AMYG), insula (INS), parahippocampal gyrus (PHG), fusiform gyrus (FG), midbrain/pons (MB) and cerebellum (CER). The box plots give medians, 25-/75-percentiles and 5-/95-percentiles of the individual synaptic constituents in the investigated brain regions expressed as percentages of control values. The circles represent the percentages of control values in the individual investigations (white circles, percentual difference relative to controls not significant in the original investigation; black circles, percentual difference relative to controls significant in the original investigation with a p of at least 0.05). Asterisks indicate significant differences of the pooled samples of AD, MDD, BDman or SZ patients relative to the pooled samples of controls (Wilcoxon signed-rank test, one-sided, α=0.05) and significant differences between pooled samples of AD, MDD, BDman or SZ (Mann-Whitney U-test, one-sided, α=0.05).
Figure 3:

State of in vivo findings on 5-HT2R binding in anxiety disorder (AD), major depressive disorder (MDD), the manic state of bipolar disorder (BDman), and schizophrenia (SZ). Considered were 3 studies on AD (33 patients, age: 34±4 years; 39 controls, age: 35±5 years), 19 studies on MDD (287 patients, age: 39±9 years; 279 controls, age: 37±10 years), 1 study on BDman (10 patients, age: 34±12 years; 10 controls, age: 34±6 years), and 14 studies on SZ (199 patients, age: 30±4 years; 216 controls, age: 28±3 years), in which 5-HT2R were assessed in neostriatum (STR), globus pallidus (GP), prefrontal cortex (PFC), frontal cortex (FC), parietal cortex (PC), temporal cortex (TC), occipital cortex (OC), cingulate (CING), hippocampus (HIPP), amygdala (AMYG), insula (INS), parahippocampal gyrus (PHG), fusiform gyrus (FG), midbrain/pons (MB) and cerebellum (CER). The box plots give medians, 25-/75-percentiles and 5-/95-percentiles of the individual synaptic constituents in the investigated brain regions expressed as percentages of control values. The circles represent the percentages of control values in the individual investigations (white circles, percentual difference relative to controls not significant in the original investigation; black circles, percentual difference relative to controls significant in the original investigation with a p of at least 0.05). Asterisks indicate significant differences of the pooled samples of AD, MDD, BDman or SZ patients relative to the pooled samples of controls (Wilcoxon signed-rank test, one-sided, α=0.05) and significant differences between pooled samples of AD, MDD, BDman or SZ (Mann-Whitney U-test, one-sided, α=0.05).

MDD

Significant reductions of SERT (Figure 1) were found in STR (-6%, p, 0.05), THAL (-12%, p, 0.002), PFC (-15%, p, 0.054), AMYG (-15%, p, 0.02) and MB (-8%, p, 0.0025) relative to healthy individuals, whereas in the INS (+9%, p, 0.0185), a significant elevation was detected. A significant increase of 5-HT1R (Figure 2) was observed in the GPH (+23%, p, 0.048), whereas in the MB (-17%, p, 0.038), HT1R were significantly diminished. Significant decreases of 5-HT2R (Figure 3) were detected in PFC (-6%, p, 0.0055), FC (-6%, p, 0.003), OC (-4%, p, 0.0145) and CING (-7%, p, 0.0045). No significant alterations of 5-HT synthesis were observed relative to controls (data not shown).

BDdep

Significant elevations of SERT (Figure 1) were observed in CING (+19%, p, 0.051) and INS (+13%, p, 0.051) relative to healthy individuals. 5-HT1R were significantly augmented in HIPP (+21%, p, 0.051), AMYG (+19%, p, 0.051) and PHG (+32%, p, 0.051). No investigation of 5-HT2R was conducted on patients with BDdep.

BDman

In patients with BDman, SERT binding was assessed merely once yielding a significant 18% elevation in MB relative to controls. Also 5-HT2R binding was determined in merely one investigation showing significant 20% decreases in FC, PC, TC, OC, CING, INS and FG. No investigation of 5-HT1R was conducted in BDman.

SZ

SERT (Figure 1) was not significantly different between patients and controls. Significant decrements of 5-HT1R were observed in TC (-6%, p, 0.02), OC (-5%, p, 0.051), AMYG (-12%, p, 0.051) and MB (-5%, p, 0.0035). 5-HT2R (Figure 3) were significantly diminished in FC (-25%, p, 0.0005), TC (-19%, p, 0.0105) and OC (-5%, p, 0.0475).

Comparison between disorders

SERT

SERT (Figure 1) was reduced in the TC (-14%, p, 0.076) of patients with AD compared to patients with MDD; the difference, however, marginally failed to reach statistical significance. Further decrements were observed in the THAL (-28%, p, 0.078) of patients with AD compared to patients with BDdep and in the MB (-31%, p, 0.074) of patients with AD compared to patients with BDman, which also did not reach statistical significance. There was neither a significant difference of SERT binding between AD and SZ, nor between MDD and SZ and SZ and BDman.

5-HT1R

5-HT1R (Figure 2) were significantly diminished in FC (-11%, p, 0.0485), CING (-8%, p, 0.0385), AMYG (-49%, p, 0.0215) and INS (-21%, p, 0.02) of patients with AD compared to patients with MDD. The decrease in the PHG (-17%, p, 0.072) failed to reach statistical significance. Moreover, 5-HT1R were significantly lowered in FC (-16%, p, 0.023), CING (-6%, p, 0.025) and MB (-19%, p, 0.0195) of patients with AD compared to patients with SZ, while the decrease in the AMYG (-8%, p, 0.065) marginally failed to reach statistical significance. 5-HT1R were elevated in the TC (+7%, p, 0.067) of patients with AD compared to patients with SZ; the observed difference, however, did not reach statistical significance. 5-HT1R in the INS (-24%, p, 0.0415) of patients with AD were significantly decreased compared to those with BDdep, while decrements in HIPP (-32%, p, 0.0605) and AMYG (-39%, p, 0.0605) did not reach statistical significance. Furthermore, a decline of 5-HT1R was found in the AMYG (-31%, p, 0.065) of patients with SZ compared to those with BDdep, which, likewise, failed to reach statistical significance. There were no significant differences of 5-HT1R binding between MDD and SZ.

5-HT2R

5-HT2R (Figure 3) were significantly increased in the TC (+10%, p, 0.025) of patients with AD compared to those with MDD, while the elevation in the CING (+9%, p, 0.058) marginally failed to reach statistical significance. In patients with AD, 5-HT2R binding in FC (+27%, p, 0.026) and TC (+27%, p, 0.034) was significantly increased compared to patients with SZ. The elevation in the OC (+10%, p, 0.0715) did not reach statistical significance. Moreover, 5-HT2R binding in the FC (+20%, p, 0.025) was significantly augmented in patients with MDD compared to those with SZ.

Discussion

Summary of findings

SERT

The most extensive decline of SERT relative to controls was observed in MDD involving both neocortical (PFC) and subcortical regions (MB, STR, THAL, AMYG). In AD, SERT decline relative to controls was confined to MB, THAL and AMYG, whereas no decline of SERT binding was observed in SZ. Moreover, in contrast to AD and SZ, increases of SERT relative to healthy individuals were detected in the INS of patients with MDD and in CING and INS of patients with BDdep, while investigations on BDman yielded evidence of increased mesencephalic SERT.

A comparison between disorders yielded no significant differences of SERT binding. However, there was a trend towards a reduction of SERT in the TC of patients with AD compared to those with MDD, in the THAL of patients with AD compared to those with BDdep, in the MB of patients with AD compared to those with BDman, and in THAL and HIPP of patients with MDD compared to those with SZ.

5-HT1R

The most extensive decline of 5-HT1R relative to controls was observed in AD involving neocortex (FC), CING, MB and various limbic regions (HIPP AMYG, INS). In SZ, decreases of 5-HT1R relative to controls were observed in the MB. In contrast to AD, however, 5-HT1R were reduced in TC and OC, but not in the FC. Limbic reductions, moreover, were less extensive, merely affecting the AMYG. Similar to AD and SZ, mesencephalic 5-HT1R were lowered in MDD relative to controls. In contrast to AD and SZ, however, no reductions of limbic 5-HT1R were detected. Rather, 5-HT1R were found to be elevated in the PHG relative to controls. Augmentations of limbic 5-HT1R relative to normal subjects were more extensive in BDdep compared to MDD with increases additionally involving HIPP and AMYG. No investigations of 5-HT1R were conducted on BDman.

A comparison between disorders revealed significant reductions of 5-HT1R in the FC, CING, AMYG and INS of patients with AD compared to those with MDD, in the INS of patients with AD compared to those with BDdep and in the FC, CING, MB and AMYG of patients with AD compared to those with SZ, whereas 5-HT1R were elevated in the TC of patients with AD compared to those with SZ. Moreover, there was a trend towards a reduction of 5-HT1R in the PHG of patients with AD compared to those with MDD, in the HIPP of patients with MDD compared to those with BDdep and in the AMYG of patients with SZ compared to those with BDdep.

5-HT2R

The most extensive decline of 5-HT2R relative to controls was found in BDman involving the whole neocortex (FC, PC, TC, OC) as well as CING, INS and FG. Evidence, however, is limited, since findings were obtained in merely one study. In SZ, 5-HT2R reductions relative to normal subjects were confined to the neocortex (FC, TC, OC), while in MDD, no reductions were detected in the TC. In contrast to SZ, however, 5-HT2R, additionally, were diminished in PFC and CING. Contrary to MDD, BDman and SZ, an elevation of temporal 5-HT2R relative to controls was observed in AD. No investigations of 5-HT2R were available on BDdep.

A comparison between disorders revealed increases of 5-HT2R in the TC of patients with AD compared to those with MDD, in the FC and TC of patients with AD compared to those with SZ and in the FC of patients with MDD compared to those with SZ. Moreover, there was a trend towards the elevation of 5-HT2R in the CING of patients with AD compared to those with MDD and in the OC of patients with AD compared to those with SZ.

5-HT synthesis

5-HT synthesis was merely assessed in patients with MDD. No alterations were detected relative to healthy controls.

Role of 5-HT in neuropsychiatric disorders

AD

Patients with AD displayed significant reductions of SERT in THAL, AMYG and HIPP, reductions of 5-HT1R in FC, CING, MB, HIPP, AMYG and INS, and a significant elevation of 5-HT2R in TC. In addition, a previous analysis of DA and GABA function in AD had revealed significant decreases of D2R in STR and GABAAR in STR, FC, TC, OC, CING, AMYG and INS (Nikolaus et al., 2010, 2014b).

If we proceed from the assumption that regulatory mechanisms aim to maintain functional homeostasis throughout the central nervous system (Andrews et al., 2011), we may tentatively surmise the following interactions between 5-HT, DA and GABA in acute AD: first, DA is known to inhibit the release of GABA via D2R action (Girault et al., 1986). Consequently, the observed desensitization of inhibitory striatal D2R may lead to an increase of available GABA in the STR as well as in the projection areas of striatothalamocortical GABAergic neurons; this is consistent with the detected decreases of striatal, neocortical and limbic GABAAR in AD.

Secondly, GABA exerts inhibitory effects on both DA (Grace and Bunney, 1979) and 5-HT neurons (Luparini et al., 2004). The desensitization of GABAAR in STR, FC, TC, OC, CING, AMYG and INS, thus, will diminish the inhibitory GABAergic input to DA and 5-HT neurons leading to an elevation of both DA and 5-HT concentrations throughout the mesolimbocortical system.

The desensitization of (inhibitory) D2 heteroreceptors in striatal tissues of AD may be interpreted as an adaptive response to the increase of available DA. Likewise, the desensitization of 5-HT1 heteroreceptors in MB, FC, CING, HIPP, AMYG and INS can be conceived to compensate for the increase of 5-HT concentrations. Since 5-HT acts to facilitate DA release via several subtypes including 5-HT1AR, 5-HT1BR, 5-HT2AR, 5-HT3R and 5-HT4R (for review, see Alex and Pehek, 2007), the 5-HT1R desensitization in MB, FC, CING, HIPP, AMYG and INS is likely to elicit an adaptive decline of DA efflux in these regions. Moreover, the decrease of available inhibitory D2 in the STR and of 5-HT1 autoreceptors in FC, CING, HIPP, AMYG and INS can be presumed to entail a reduction of feedback inhibition resulting in a further enhancement of striatal DA and midbrain, frontal, cingulate and limbic 5-HT release, which is likely to fuel DAergic neurotransmission in the target regions of ascending DAergic striatothalamocortical fibers as well as 5-HTergic neurotransmission in both ascending and descending fibers of the mesolimbocortical system. Conversely, the decrease of (inhibitory) D2 and 5-HT1 heteroreceptors may be assumed to counterbalance the increase of DAergic/5-HTergic activity by reducing the inhibitory actions exerted by these binding sites. This is likely to result in a net overweight of excitatory input to the target regions of DAergic and 5-HTergic projections.

Taken together, 5-HTergic function in acute AD may be characterized by an abundance of 5-HT and a net overweight of excitatory input (due to the desensitization of inhibitory 5-HT1R binding sites) to the target regions of ascending and descending 5-HTergic projections. This is consistent with the 5-HT hypothesis of AD proposing increased 5-HTergic activity (for review, see Lowry et al., 2005). In particular, the Deakin/Graeff theory (Deakin and Graeff, 1991) surmises different pathways controlling behavioral responses to aversive stimuli. Thereby, the dorsal raphe periventricular tract is supposed to inhibit ‘fight-or-flight’ responses by stimulation of 5-HT1AR and/or 5-HT2AR. Disinhibition of this pathway is believed to result in bouts of sympathetic and behavioral arousal comparable to PD (for review, see Paul and Lowry, 2013). The mesencephalic 5-HT1R desensitization observed in the present analysis and the resulting disinhibition, thus, are in line with the hypothesized 5-HT1AR dysfunction in the dorsal raphe periventricular tract. Moreover, according to the Deakin/Graeff hypothesis, risk assessment and avoidance behaviors are facilitated by the dorsal raphe forebrain bundle tract via activation of the 5-HT2A/2CR and 5-HT3R binding sites, which is in agreement with the net overweight of excitatory input to the neocortical and limbic target regions of mesencephalic efferents.

In the present analysis, SERT binding was found to be decreased in MB, THAL and AMYG. This implies that SERT dysfunction in these regions at least may add to the increased availability of 5-HT caused by the desensitization of the D2R and GABAAR binding sites. Moreover, 5-HT2R binding was unaltered throughout most part of the neocortex with a significant elevation in the TC. Although the latter finding must be viewed with caution, since it was obtained on a pool of merely two studies, it may not be dismissed that sensitization/desensitization mechanisms of 5-HT2R binding sites are basically disturbed impeding adaptation to altered neocortical 5-HT levels. This possibility is underlined by the results of several experiments indicating an association between HTR2A gene variants and psychiatric disorders including AD (for review, see Serretti et al., 2007).

As follows from Table 1, all but one study had been conducted on patients who were drug-free at the time of scanning. Withdrawal times had not always been specified; according to the reports in which they had been given, they lay between 8 and 168 days. Thus, the effect of precedent anxiolytic treatment on the outcome of the present analysis is difficult to gauge. Further in vivo investigations are needed, in which SERT, 5-HT1R and/or 5-HT2R binding are measured before, under and after acute medication with anxiolytic compounds in order to assess the effect of treatment(s) on receptor/transporter regulation states and to relate it to the acute or remitted stage of the disease.

MDD and BD

Patients with MDD displayed significant reductions of SERT in STR, THAL, PFC, MB and AMYG, a significant elevation of SERT in the INS, a significant reduction of 5-HT1R in the MB, a significant elevation of 5-HT1R in the PHG and significant reductions of 5-HT2R in CING, PFC, FC and OC. Previous analyses had revealed no alterations of DA and GABA receptor binding sites in any of the investigated brain regions but an increase of DA synthesis in the FC (Nikolaus et al., 2012, 2014b). Patients with BDdep showed significant increases of cingulate and insular SERT as well as hippocampal, amygdalar and parahippocampal 5-HT1R binding sites, whereas in patients with BDman, 5-HT2R were significantly diminished in FC, PC, TC, OC, CING, INS and FG. Previous analysis of both BDdep and BDman, in addition, had shown a trend towards elevated striatal D2R and reduced frontal D1R binding (Nikolaus et al., 2012). GABAAR binding has so far neither been assessed in patients with BDdep nor in those with BDman.

In the present study, 5-HT synthesis did not differ between patients with MDD and healthy controls. Moreover, since no impairment of D2R or GABAAR function was detected, no elevation of 5-HT release due to D2R and GABAAR desensitization can be inferred. Still, however, SERT binding was reduced in MB as well as STR, THAL, PFC and AMYG of patients with MDD. Given the known association between MDD and variations of the SERT gene SLC6A4 (for review, see Serretti and Mandelli, 2008), it is not unlikely that SERT hypofunction constitutes the initial deficit in MDD leading to an abundance of 5-HT throughout the mesolimbocortical system.

First, the observed desensitization of mesencephalic 5-HT1 heteroreceptors may be conceived to compensate for the increase of 5-HT levels by reducing inhibitory neurotransmission, which – as in AD – is likely to result in a net overweight of excitatory input to the target regions of ascending 5-HTergic projections. Secondly – as in AD – the desensitization of mesencephalic 5-HT1 autoreceptors can be assumed to lead to a reduction of feedback inhibition resulting in an enhancement of 5-HT release and a further elevation of mesencephalic 5-HT levels. In contrast to AD, however, the resulting net overweight of excitatory 5-HTergic input to the neocortical and cingulate projection areas causes an adaptive desensitization of 5-HT2R in PFC, FC, OC and CING leading to a compensatory reduction of excitatory neocortical and cingulate neurotransmission.

As mentioned above, 5-HT stimulates DA release via several subtypes including the 5-HT2AR (for review, see Alex and Pehek, 2007). Since 5-HT2R are desensitized in PFC, FC, OC and CING, it may be concluded that DA efflux is diminished in these regions in acutely depressed patients. Given the higher expression of D1R relative to D2R in neocortical tissues (Palacios et al., 1988), the reduction of available DA can be inferred to induce a net reduction of excitatory action in the descending corticothalamostriatal fibers, which may be conceived to reflect an additional adaptation to the elevation of excitatory neurotransmission.

Our previous analysis of in vivo imaging studies on patients with BDdep had revealed an elevation of striatal D2R as well as a reduction of frontal D1R binding sites. Moreover, muscarinic M2R were found to be diminished in PFC, FC, OC as well as CING (Nikolaus et al., 2012). DA inhibits 5-HT efflux via the D2R binding site (Ferré et al., 1994), whereas acetylcholine facilitates 5-HT release via both muscarinic and nicotinic receptors (Marchi et al., 1988). Thus, it may be concluded that the striatal increase of D2R and the neocortical and cingulate decrease of M2R jointly act to decrease 5-HT concentrations throughout the mesolimbocortical system.

In the CING and INS of patients with BDdep, SERT binding was elevated relative to controls, which, for one, may be interpreted in terms of the increased availability of 5-HT in these regions. If this be the case, the reduction of 5-HT efflux effected by the decrease of the D2R and M2R binding sites would reflect an adaptive mechanism compensating for the abundance of 5-HT. This is unlikely, however, since the sensitization of hippocampal, amygdalar and parahippocampal 5-HT1 auto- and hetereoreceptors, rather, indicates a shortage of available 5-HT. The sensitization of limbic 5-HT1 heteroreceptors, for one, may be conceived to counteract this shortage by increasing inhibitory neurotransmission, which is likely to result in a net reduction of excitatory input to the target regions of ascending and descending 5-HTergic fibers. Secondly, however, the sensitization of limbic 5-HT1 autoreceptors may enhance feedback inhibition entailing a reduction of 5-HT release and a further decline of limbic 5-HT levels. As a matter of fact, this effect is likely to be aggravated in the INS by the observed elevation of SERT binding sites. Since 5-HT action stimulates DA release, and 5-HT1R binding sites are sensitized in HIPP, AMYG and PHG, it, furthermore, may be surmised that DA efflux is increased in these regions leading to an augmentation of DAergic activity in ascending limbocortical fibers. This conjecture is supported by the desensitization of D1R in the FC of patients with BDdep.

Strikingly, in MDD, the desensitization of mesencephalic 5-HT1A auto- and heteroreceptors was accompanied by a sensitization of parahippocampal 5-HT1R binding sites. This corresponds to the increase of 5-HT1R, which was observed in the limbic system of patients with BDdep. Thus, the same line of events – sensitization of parahippocampal 5-HT1 heteroreceptors leading to an increase of inhibitory input and sensitization of parahippocampal 5-HT1 autoreceptors leading to a decline of 5-HT levels – also may be assumed to take place in MDD. Altogether, this implies an interaction of limbic and mesencephalic 5-HT function in MDD, which is not present in BDdep. Thereby, it can be hypothesized that, in MDD, the net excitatory influence of 5-HTergic projections ascending from the MB to limbic and neocortical target regions counterbalances the inhibitory influence of 5-HTergic fibers projecting from the limbic system to the neocortex. Thereby, it remains inconclusive, to which degree the net excitation exerted by the MB on the neocortex counteracts the inhibition exerted by the limbic system, and to which degree the excitatory effects exerted by the MB on the limbic system, rather, enhance the inhibitory actions of the limbocortical efferents. Possibly, the mesencephalic-limbic loop even acts in conjunction with the desensitization of neocortical 5-HT2R binding sites resulting in a net inhibition of the neocortex.

In contrast to BDdep, where mesencephalic SERT binding was unaffected, patients with BDman displayed an increase of SERT in this region. Although this finding must be viewed with caution, since it was obtained in merely one investigation, it may be tentatively interpreted in terms of an increased availability of 5-HT in the MB resulting in an augmentation of 5-HTergic activity in the neocortical and limbic target regions of 5-HTergic efferents. This is also reflected by the (compensatory) desensitization of 5-HT2R in both neocortical and limbic areas. Unfortunately, no in vivo investigations have been conducted, so far, on 5-HT1R binding in BDman, while in BDdep no investigations are available on 5-HT2R. Thus, at present, it may only be hypothesized that mesencephalic and neocortical 5-HT levels are increased in BDman, whereas BDdep is characterized by a shortage of limbic 5-HT.

As mentioned above, a previous analysis of BDman had revealed a trend towards elevated striatal D2R and reduced frontal D1R binding sites (Nikolaus et al., 2012). Since 5-HT stimulates DA release, and 5-HT2R binding sites are desensitized in neocortex, CING and limbic regions, it may be surmised that DA efflux is decreased in these areas and in the target regions of corticothalamostriatal projections. This conjecture is supported by the sensitization of D2R in the STR but not by the desensitization of D1R in the FC of patients with BDman. Since, however, findings on D1R and D2R binding were obtained in merely three studies (D1R: n=1, D2R: n=2), future investigations are needed to shed further light on this matter.

Taken together, it may be hypothesized that acute MDD and BDman are associated with abundance of 5-HT, whereas BDdep may be characterized by a shortage of this neurotransmitter. In MDD, the net overweight of excitatory 5-HTergic input (due to the desensitization of mesencephalic 5-HT1R) – in contrast to AD – is compensated by a desensitization of 5-HT2R binding sites in the target regions of ascending 5-HTergic projections. This also holds for BDman, with the constraint that, presently, information on the regulation state of HT1R is lacking. In BDdep, the sensitization of limbic 5-HT1 heteroreceptors counteracts the decrease of available 5-HT by increasing inhibitory neurotransmission, which is likely to result in a net reduction of excitatory input to the target regions of ascending and descending 5-HTergic projections. Moreover, in both MDD and BDdep, limbic 5-HT1R are sensitized, which may be hypothesized to enhance the inhibitory action of limbocortical efferents. In MDD, however, the inhibitory actions exerted by the limbic system may be balanced by net excitatory influence from the MB.

The 5-HT hypothesis of MDD proceeds from the notion of reduced activity in the 5-HTergic system (for review, see Di Giovanni et al., 2006) and is supported by the antidepressant effects of selective 5-HT reuptake inhibitors (SSRIs) and 5-HT1AR agonists (for review, see Stein et al., 2002; Savitz et al., 2009). At first glance, the outcome of the present analysis does not seem to agree with this hypothesis, since the observed desensitizations of both mesencephalic 5-HT1R and neocortical and cingulate 5-HT2R binding sites, rather, reflect an increased availability of 5-HT. On the other hand, 5-HT1AR sensitization in the PHG of patients with MDD and in the HIPP, AMYG and PHG of the patients with BDdep argues in favor of lowered 5-HT levels in the limbic system. Conversely, the reduction of SERT in the MB, STR, THAL, PFC of patients with MDD supports the 5-HT hypothesis, which, however, does not hold for the increased amount of SERT in the CING and INS of subjects with BDdep.

As follows from Tables 2 and 3, the majority of studies on MDD and BD had been conducted on patients who were drug-free at the time of scanning. However, in a total of 17 studies on MDD and in a total of 4 studies on BD, the medication state had either not been specified, or the investigations had been conducted entirely or partly on acutely medicated subjects. In the studies on drug-free individuals, withdrawal times had not always been specified; according to those reports in which they had been given, they lay between 3 days and 5 years. Thus, the effect of precedent antidepressant treatment on the outcome of the present analysis is difficult to gauge. Antidepressants act by a variety of mechanisms including 5-HT and noradrenaline (NA) reuptake inhibition, 5-HTR antagonism, α2 adrenoreceptor antagonism and GABAAR agonism. As a consequence, a variety of actions are conceivable. Without prejudice to the 5-HT hypothesis, the abundance of 5-HT implied by the present analysis, for instance, may – partially or wholly – be due to treatment with tricyclics, SSRIs and 5-HT/NA reuptake inhibitors (SNRIs). 5-HT1R and 5-HT2R antagonist treatment, on the other hand, at least may have contributed to the observed decrease of available 5-HTR binding sites, while GABAAR agonistic benzodiazepines may have counteracted 5-HT affluence by inhibiting 5-HT release. It is interesting, however, that – notwithstanding the likely effects of tricyclics, SSRIs and SNRIs in augmenting synaptic 5-HT levels – SERT binding was found to be reduced. This may be accounted for either by the fact that the majority of studies had not been conducted on acutely medicated patients, or by a basic dysfunction of SERT regulation. Taken together, also in MDD and BD, further in vivo investigations are needed, in which SERT, 5-HT1R and/or 5-HT2R binding are determined before, under and after acute medication in order to assess the effect of treatment(s) on the regulation states of binding sites and to relate it to the acute or remitted stage of either disease.

SZ

Patients with SZ displayed significant reductions of 5-HT1R in TC, OC, MB and AMYG, while 5-HT2R were significantly lowered in FC, TC and OC. Previous findings, additionally, had evidenced significant elevations of DA synthesis and release, and significant reductions of striatal D1R, striatal, thalamic, frontal and parietal D2R, and striatal DA transporter (DAT) as well as frontal and temporal GABAAR binding (Nikolaus et al., 2014a,b).

Since D2R inhibit the release of GABA (Girault et al., 1986), D2R desensitization in STR, THAL, FC and TC is likely to induce a disinhibition resulting in an elevation of available GABA in both the STR and the projection areas of ascending striatothalamocortical GABAergic neurons. This conjecture is in agreement with the detected decreases of neocortical GABAAR in SZ.

Since GABA exerts inhibitory effects on both DA (Grace and Bunney, 1979) and 5-HT neurons (Luparini et al., 2004), the desensitization of GABAAR in FC and TC, in turn, can be presumed to diminish the inhibitory GABAergic input to DA and 5-HT neurons leading to an elevation of both DA and 5-HT concentrations throughout the mesolimbocortical system.

The desensitization of striatal D1R and striatal, thalamic, frontal and parietal D2R may be interpreted as an adaptive response to the overall increase of available DA. Likewise, the desensitization of 5-HT1R in MB, TC, OC and AMYG and 5-HT2R in FC, TC and OC can be conceived to compensate for the augmentation of 5-HT concentrations. Moreover, since 5-HT stimulates DA release (for review, see Alex and Pehek, 2007) and 5-HT1R and 5-HT2R are desensitized in MB, neocortex and AMYG, DA concentrations are likely to be additionally diminished via desensitization of 5-HTR binding sites.

The decrease of available D2 autoreceptors in STR, THAL, FC and PC and 5-HT1 autoreceptors in STR and MB, TC, OC and AMYG can be presumed to lead to a reduction of feedback inhibition resulting in a further augmentation of DA and 5-HT release, which is likely to enhance DAergic and 5-HTergic neurotransmission in both ascending and descending fibers of the mesolimbocortical system. In turn, the decrease of D2 and 5-HT1 heteroreceptors may be assumed to counterbalance the increase of DAergic/5-HTergic activity by reducing the inhibitory actions exerted by these binding sites. As in AD and MDD, this is likely to result in a net overweight of excitatory input to the target regions of ascending and descending DAergic as well as 5-HTergic neurons. As in MDD, but unlike AD, the net overweight of excitatory 5-HTergic input to neocortical projection areas is compensated by a desensitization of 5-HT2R in FC, OC and CING leading to a reduction of excitatory input to the mesolimbic target regions of neocortical afferents. Interestingly, in AD and SZ – unlike MDD and BDdep – no elevation of limbic 5-HT1R was observed implying entirely different modes of limbic 5-HT action.

Taken together, acute SZ is characterized by an abundance of 5-HT, which is compensated by the desensitization of mesencephalic, limbic and neocortical 5-HT1R as well as neocortical 5-HT2R binding sites. The increased availability of 5-HT is likely to be caused by the desensitization of the D2R and GABAAR binding sites throughout the brain. We have previously hypothesized that SZ in unmedicated patients may be associated with an impaired mechanism of both D2 auto- and heteroreceptor sensitization leading to sensitization instead of desensitization in response to increased levels of neostriatal DA (Nikolaus et al., 2014a,b). The basal increase of available presynaptic D2 autoreceptors may constitute an adaptive mechanism, which, however, remains ineffective in decreasing DA synthesis/release. Moreover, the sensitization of postsynaptic D2 heteroreceptors enhances the inhibitory actions exerted by these binding sites. This can be hypothesized to cause a decrease of GABA efflux in the neostriatum as well as in the thalamic and neocortical target regions of GABAergic projections, ultimately resulting in a reduction of inhibitory input to the target regions of descending corticothalamostriatal efferents.

As follows form Table 4, the majority of investigations had been conducted on acutely medicated patients. With the onset of neuroleptic treatment both excitatory and inhibitory DA and 5-HT binding sites become functionally desensitized. D2 antagonistic medication causes a disinhibition of the (inhibitory) DA actions mediated by this receptor subtype leading to an – at least partial – restoration of inhibitory GABAergic input to the STR and to the target regions of striatothalamocortical projections. 5-HT1AR and 5-HT2AR antagonistic compounds block excitatory and inhibitory 5-HTergic neurotransmission (including neocortical DA release elicited via both neocortical 5-HT1AR and 5-HT2AR binding sites) resulting in a decrease of both 5-HTergic and DAergic excitatory input to the mesolimbic target regions of neocortical afferents.

Appraisal of results

Findings evidenced that AD, MDD, BD and SZ differed as to affected brain region(s), affected synaptic constituent(s) and extent as well as direction of dysfunction in terms of either sensitization or desensitization of transporter and receptor binding sites. The outcome of the present analysis, which included findings obtained in 27 additional investigations, complements previous results on SERT, 5-HT1R and 5-HT2R function in AD, MDD, BD and SZ (Nikolaus et al., 2009, 2010, 2012, 2014a,b).

Acute AD is associated with increased 5-HT levels and a net overweight of excitatory input due to the desensitization of inhibitory mesencephalic, limbic, cingulate and frontal 5-HT1R. Also in acute MDD and BDman, an abundance of 5-HT can be inferred. In contrast to AD, however, the net overweight of excitatory 5-HTergic input (due to the desensitization of mesencephalic 5-HT1R) is compensated by a desensitization of limbic, cingulate and neocortical 5-HT2R. BDdep can be related to 5-HT shortage. In this condition, the sensitization of limbic 5-HT1 heteroreceptors may be surmised to counteract the decrease of available 5-HT by increasing inhibitory neurotransmission ultimately leading to a net reduction of excitatory input to the target regions of 5-HTergic projections. Moreover, in both MDD and BDdep, limbic 5-HT1R are sensitized, which can be hypothesized to strengthen the inhibitory action of limbocortical efferents. In MDD – in contrast to BDdep – these inhibitory actions may be balanced by a net excitatory influence from the MB. Also in acute SZ, an abundance of 5-HT can be surmised. Since the majority of investigations on SZ were conducted on acutely medicated patients, it may be assumed, however, that mesencephalic, limbic and neocortical 5-HT1AR as well as neocortical 5-HT2AR were functionally desensitized resulting in a decrease of both inhibitory and excitatory input to the target regions of 5-HTergic projections.

Comparisons between disorders revealed that, in AD, frontal 5-HT1R were not only significantly decreased relative to healthy individuals but also relative to MDD and SZ (where they were unaltered). Moreover, in AD, frontal, cingulate, amygdalar and mesencephalic 5-HT1R were not only significantly lowered relative to controls but also relative to SZ – thereby, in SZ, frontal and cingulate 5-HT1R binding were unaltered, whereas amygdalar and cingulate 5-HT1R were decreased relative to controls. Additionally, in AD, temporal 5-HT1R were not different from healthy individuals but significantly elevated compared to patients with SZ (where they were unaltered). Conversely, in AD, temporal 5-HT2R were not only significantly elevated relative to healthy individuals but also relative to MDD (where they were unaltered) and to SZ (where they were decreased compared to controls). Moreover, frontal 5-HT2R were not only significantly elevated in AD compared to normal subjects but also relative to SZ (where they were decreased compared to controls). Additionally, in MDD, frontal 5-HT2R were significantly reduced relative to healthy individuals and significantly elevated relative to SZ (where they were decreased compared to controls).

From this it may be inferred that frontal and limbic ‘inhibition’ – as exerted via 5-HT1R binding sites – is lower in AD relative to MDD and SZ, whereas temporal ‘inhibition’ is augmented (at least relative to SZ). Furthermore, it may be conjectured that frontal and temporal ‘excitation’ – as exerted via 5-HT2R binding sites – is higher in AD relative to MDD and SZ, and higher in MDD relative to SZ (at least as much as the frontal cortex is concerned). Limbic regions such as the amygdala play a major role in the mediation of fear (for review, see Herry and Johansen, 2014). Furthermore, prefrontal/frontal areas are involved in associative learning (for review, see Hélie et al., 2015), while the hippocampus and medial temporal structures mediate the formation and consolidation of declarative memory (for review, see Huijgen and Samson, 2015). Thus, it can be hypothesized that region-specific alterations of 5-HT1R and 5-HT2R may be related to specific disturbances in the processing of emotion and memory in the individual disorders. This is also likely to hold for BDdep and BDman, although the alterations observed in these conditions are difficult to position in relation of AD, MDD and SZ. With trends towards an elevation of hippocampal 5-HT1R in BDdep relative to MDD (where it is unaltered) and of amygdalar 5-HT1R relative to SZ (where it is reduced compared to controls), it may be speculated, however, that limbic ‘inhibition’ – as exerted via 5-HT1R binding sites – is elevated in BDdep relative to MDD and SZ.

Although the conjecture of region-specific alterations of 5-HT1R, 5-HT2R and SERT is intriguing, it must be put into perspective: first, investigations of some individual synaptic constituents in individual diseases are scarce with merely three studies of 5-HT2R in AD (Table 1), three studies on SERT in SZ (Table 4) and one study, each, on SERT and 5-HT2R in BDman (Table 3). Moreover, so far, no study has been conducted on 5-HT1R in BDman, and on 5-HT synthesis in AD, BDdep, BDman and SZ. In numerous cases, furthermore, the number of available studies per brain region is limited (Figures 1–3). If, in addition, the number of investigated subjects is comparatively small, findings are difficult to interpret as to their portability.

Secondly, the individual findings underlying the obtained differences between patients with AD, MDD, BDdep, BDman and SZ and the respective controls were rather inconsistent with reports of no alterations and both significant and non-significant increases as well as decreases of SERT, 5-HT1R and 5-HT2R binding (Figures 1–3). Thereby, inconclusive results may be due to varying subtypes of either disease, varying comorbidities, varying disease durations and varying disease severities, which, in addition, have been assessed with a variety of different inventories (Tables 14). All of these variables are likely to influence the regulation states of neurotransmitters and their receptive sites, and, therefore, may lead to results, which are incomparable not only between individual patients but also between the patient cohorts of different studies. Further factors bearing an effect on the comparability of in vivo findings are differences in methodology: results cannot be expected to be entirely consistent, when they were obtained with different imaging tools such as SPECT and the higher resolving PET, with radioligands differing as to their affinity for the respective binding sites, and – last but not least – with quantification methods ranging from the determination of simple count rates to statistical parametric mapping of distribution volumes.

Thirdly, it must be taken into account that in the majority of original investigations, patients had undergone previous and/or current treatment with anxiolytics, antidepressants and neuroleptics acting, among others, on pre- and postsynaptic DA, 5-HT, NA and GABA binding sites (Tables 14). As of yet, far too little investigations are available on 5-HT function in medication-naïve patients to permit meaningful conclusions on the potential effects of pharmacological compounds within the frameworks of 5-HT1R, 5-HT2R and SERT action and their relation to other neurotransmitter systems.

In order to advance our understanding of 5-HTergic neurotransmission in neuropsychiatric disorders, future efforts must be directed towards investigating 5-HT2R in AD and BDdep as well as 5-HT1R in BDman. Moreover, it may be surmised that regional differences of SERT, 5-HT1R and 5-HT2R not only exist between disorders but also between the subtypes of AD and MDD, BDdep, BDman and SZ, and that they are related to the predominance of the respective key symptoms.

As to AD, SERT binding was nearly exclusively assessed in patients with OCD (14 studies) supplemented by 2 studies each on PD and GAD, respectively (Table 1). Similarly, 5-HT1R was determined in patients with PD (3 studies) and social phobia (1 study), while 5-HT2R was solely investigated in patients with OCD (3 studies). In a previous paper, we have reported differences of SERT and 5-HT1R binding between individual subtypes of AD with reductions of SERT in MB and THAL of individuals with OCD and PD but not in patients with GAD, and reductions of 5-HT1R in the TC – in addition to decrements in FC and limbic regions – of individuals with PD but not in patients with phobia (Nikolaus et al., 2010). This may indicate patterns of 5-HT (dys)function, which not only differ between AD and the other disorders, but also between the individual subtypes of AD. In this context, it is interesting that patients with PTSD – in contrast to patients with PD and phobia – display no reduction of inhibitory 5-HT1R binding sites in any of the assessed neocortical and subcortical regions including PFC, FC, PC, TC, OC, CING, HIPP, AMYG, INS, PHG and MB (Bonne et al., 2005; Sullivan et al., 2009). Since PTSD per definition involves the singular or repeated infliction of an extrinsic (physical) trauma, 5-HT (and, for that matter, also DA and GABA) function may be basically altered in this subtype by interaction with neurotransmitters relevant for the mediation of nociception and acute and/or chronic stress such as substance P (for review, see Nikolaus et al., 2013), noradrenaline (for review, see Yamamoto et al., 2014), endocannabinoids (for review, see Hu et al., 2014) and endogenous opiates (for review, see Spetea, 2013).

Therefore, future investigations are needed, which explicitly address 5-HT (as well as DA and GABA) function in patients with the primary (and preferably exclusive) diagnosis of individual subtypes of AD (OCD, PD, GAD, phobia, PTSD), MDD (melancholic, atypical and catatonic depression, postpartum depression, seasonal affective disorder, etc.), BP (bipolar I disorder, bipolar II disorder, cyclothymia, etc.) or SZ (paranoid, disorganized, catatonic, undifferentiated, residual subtype, etc.). Correlation of in vivo imaging findings on 5-HT1R, 5-HT2R, GABAA, D1R and/or D2R and the occurrence of specific symptoms, then, would be the next step in unraveling the neurochemical mechanisms underlying behavioral manifestations of anxiety, compulsive behavior, delusion, hallucination, anhedonia or mania.


Corresponding author: Susanne Nikolaus, Clinic of Nuclear Medicine, University Hospital Düsseldorf, Heinrich Heine University, Moorenstr, 5, D-40225 Düsseldorf, Germany, e-mail: .

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Received: 2015-7-2
Accepted: 2015-8-5
Published Online: 2015-9-16
Published in Print: 2016-1-1

©2016 by De Gruyter

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