Accessible Published by De Gruyter November 30, 2021

Surfactant-based therapy against COVID-19: A review

Tensid-basierte Therapie gegen COVID-19: Ein Überblick
Sk Mehebub Rahaman, Budhadeb Chowdhury, Animesh Acharjee, Bula Singh and Bidyut Saha

Abstract

The coronavirus disease 2019 (COVID-19) has led to serious health and economic damage to all over the world, and it still remains unstoppable. The SARS-CoV-2, by using its S-glycoprotein, binds with an angiotensin-converting enzyme 2 receptor, mostly present in alveolar epithelial type II cells. Eventually pulmonary surfactant depletion occurs. The pulmonary surfactant is necessary for maintaining the natural immunity as well as the surface tension reduction within the lung alveoli during the expiration. Its insufficiency results in the reduction of blood oxygenation, poor pulmonary regeneration, lung fibrosis, and finally the respiratory system collapses. Exogenous surfactants have previously shown great promise in the treatment of infant respiratory distress syndrome, and they may also aid in the healing of damaged alveolar cells and the prevention of respiratory failure. Surfactant based therapy has been advised for the prevention of COVID-19, and the trials have begun around the world. Furthermore, greater research on the timing, dose, and the distribution of surfactant to the COVID-19 patients is required before this technique can be implemented in clinical practice.

Zusammenfassung

Die Coronavirus-Erkrankung 2019 (COVID-19) hat weltweit zu schweren gesundheitlichen und wirtschaftlichen Schäden geführt und ist nach wie vor nicht zu stoppen. Das SARS-CoV-2 bindet mit seinem S-Glykoprotein an den Angiotensin-Converting-Enzym-2-Rezeptor, der vor allem in alveolären Epithelzellen vom Typ II vorhanden ist. Schließlich kommt es zu einem Abbau des pulmonalen Surfactant (Tensids). Das pulmonale Tensid ist für die Aufrechterhaltung der natürlichen Immunität sowie für die Verringerung der Oberflächenspannung in den Lungenalveolen während der Ausatmung notwendig. Seine Insuffizienz führt zu einer Verringerung der Sauerstoffversorgung des Blutes, einer schlechten Lungenregeneration, einer Lungenfibrose und schließlich zum Kollaps des Atmungssystems. Exogene Tenside haben sich in der Vergangenheit bei der Behandlung des Atemnotsyndroms bei Säuglingen als sehr vielversprechend erwiesen, und sie können auch bei der Heilung geschädigter Alveolarzellen und bei der Vorbeugung von Atemversagen helfen. Eine Tensid-basierte Therapie wurde zur Vorbeugung von COVID-19 empfohlen, und die Studien haben welt-weit begonnen. Darüber hinaus sind weitere Forschungen zum Zeit-punkt, zur Dosis und zur Verteilung von Tensid an die COVID-19-Patienten erforderlich, bevor diese Technik in der klinischen Praxis eingesetzt werden kann.

1 Introduction

The virus that causes respiratory sickness and that is responsible for the COVID-19 pandemic is the severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2). The World Health Organization (WHO) designated this outbreak as a “Public Health Emergency of International concern” on 30 January 2020 and then as a pandemic on 11 March 2020. Worldwide, almost 32 million people have died from this outbreak so far by May 2021 [1]. Moreover, the second wave of COVID-19 in India is now showing no signs of abating. The WHO recently reported that one in three coronavirus cases worldwide is reported in India [2]. This catastrophic event requires the development of an immediate multidisciplinary approach to contain the spread of the disease and prevent complications.

In COVID-19 infection of the lung, the SARS-CoV-2 damages the alveolar cells, leading to a reduction in pulmonary surfactants [3]. The infection may start with or without mild flu symptoms such as cough and cold, or progress to more severe symptoms such as pneumonia, dyspnoea and hypoxia. However, in more severe cases, interstitial inflammation, a huge cytokine storm and pulmonary infiltrates occur, followed by acute respiratory distress syndrome (ARDS) leading to respiratory failure [4]. Various antiviral drugs are already being used to treat COVID-19 and several clinical trials are underway. Vaccines are also being used to protect people before they are exposed to the SARS-CoV-2 virus. Surfactant therapy has also been used as a supportive symbolic treatment for COVID-19 mortality caused by respiratory failure [5]. Exogenous surfactants are already approved for the treatment of neonatal respiratory distress syndrome and many other lung diseases, and are being used to treat COVID-19 [6]. In addition, several researchers have proposed surfactantbased prevention and therapy to combat the pandemic.

Here, we have highlighted all the exogenous surfactantbased treatments that have been implemented around the world to reduce the risk of lung infection from COVID-19 and help patients recover from respiratory failure. We expect that the scientific community will pay more attention to this promising therapy and basic research on exogenous surfactants will be translated into medical practice.

2 Pulmonary Surfactant

In the process of inhalation and exhalation, the lungs are constantly moving. The later one, because of fluid surface tension, poses a risk of tissue collapsing. This risk is mitigated by coating lung surfaces with lung surfactant or pulmonary surfactant [7]. The pulmonary surfactant is produced by alveolar type-II cells shortly after birth. The surface tension at air-liquid interfaces in the alveoli is reduced by this surfactant, which is composed of 10% proteins and 90% lipids [7, 8, 9].

Four types of surfactant-related proteins are found in protein components: SP-A, SP-B, SP-C, SP-D. The hydrophilic proteins SP-A and SP-D, commonly known as collectins, are essential for maintaining lung immunity by removing viruses and bacteria. The hydrophobic surface active proteins SP-B and SP-C are important for reducing surface tension at the alveolar air-liquid interface [7, 10].

The lipid part contains 80% phospholipids and 10% neutral lipids [8]. Phosphophatidylcholine (PC) is the most important phospholipid component and accounts for more than 70% of the total lipids. It is the main lipid component of the surfactant and is responsible for reducing the surface tension of the lung. PC is present in both unsaturated (17%) and saturated forms, especially in dipalmitoylated form (DPPC). Phosphophatidylglycerol has a secondary role in lowering surface tension in the alveoli [10, 11].

SARS-CoV-2 impacts the alveolar type II cells, reducing pulmonary surfactant synthesis and secretion into to the alveoli space, which eventually lead to the lung failure [3, 4, 12]. We can now mimic the role of natural pulmonary surfactant by mixing an exogenous surfactant with certain components, and thereby open an alternative therapeutic path for the treatment of COVID-19 patients [13]. Exogenous surfactant improved oxygenation and restored the lung function, and consequently can be used to prevent COVID-19 pneumonia. In this regard, it is assumed by the researchers that the exogenous surfactant enters lung alveoli after methodical distribution, where the virus encounters these surfactant molecules. The surfactant molecules interact with the spike glycoproteins of the virus in the alveolar space, destroying them.

3 SARS-CoV-2 structural description and comparison to SARS-CoV

SARS-CoV-2 is a positive-sense RNA virus with a single strand longer than that found in other RNA viruses [5]. The capsid was formed outside the genome by the nuclcocapsid protein (N), giving it a spherical shape. An envelope encloses the genome, which is then further packaged by three structural proteins. The structural proteins are the membrane protein (M), the spike protein (S) and the envelope protein (E) [14]. Coronavirus enters host cells via the spike glycoprotein (S protein), making it an attractive antiviral target [4, 5]. The functional components S1 and S2 form the S proteins. The N-terminal domain (NTD) and receptor binding domain (RBD) of the S1 subunit are responsible for binding to the angiotensin-converting enzyme 2 (ACE2) receptor of the host cell [4, 5, 15]. In contrast, the S2 subunit has a fusion peptide (FP), a central helix (CH), a transmembrane domain (TM), a cytoplasmic tail (CT) and a heptad repeat (HR1) [16]. The primary function of the unit is to fuse the membranes of viruses and host cells. It also has sixteen non-structural proteins (Nsp 1-16), of which Nsp1 is involved in RNA processing and replication, while Nsp2 controls the host cell survival signalling system.

The unique and deadly SARS-CoV, which produced a pandemic in late 2002 and caused severe acute respiratory syndrome, has a genetic relation with SARS-CoV-2 [17]. Although both had the same receptor (ACE2 receptor) for cell entrance, the SARS-CoV possess the high fatality rate of 11% [5]. SARS-CoV-2, on the other hand is less lethal but multiplies more easily than SARS-CoV resulting in the current pandemic. SARS-CoV-2 has a 1–2 fold greater affinity towards the ACE2 receptor than SARS-CoV [18]. It was shown that the SARS-CoV carbohydrate moieties contained on the virus’s S-protein might bind to the SP-D, limiting the macrophages activation and thus the pulmonary inflammation could be avoided [19]. The natural carbohydrate moiety of S-protein of SARS-CoV-2 is distinct in this case and this research backs up the idea that a lack of collectins serving as host lectins has a significant impact on innate immunity [20]. Table 1 highlighted the comparison of SARS-CoV and SARS-CoV-2.

4 Type II alveolar cells destroyed by SARS-CoV-2

According to the crystal structure study, the receptor binding domain (RBD) of SARS-CoV-2 spike protein associated with the cell angiotensin converting enzyme receptor 2 (ACE2), which is found on alveolar epithelial type II cells [3, 4, 20, 21]. Alveolar epithelial cells are squamous cells with cytoplasmic expansion that cover 95% of the alveolar surface and operate as a vital barrier [14]. By binding to ACE2 receptor, SARS-CoV-2 damaged the type II alveolar cells and as a result, the amount of pulmonary surfactant produced and secreted into the alveolar space is reduced. The two most serious consequences of surfactant exhaustion are atelectasis of the lungs and ARDS [21]. Moreover, the pulmonary surfactant dysfunction perturbed the air-liquid interphase in SARS-CoV-2 infected patients [12]. The loss of alveolar cells causes a drop in blood oxygen levels, lung fibrosis, delayed regeneration, and oedema, all of which contributes to the collapse of the respiratory system.

Table 1

SARS-CoV and SARS-CoV-2 comparison

SARS-CoV SARS-CoV-2 Interpretation
transmissibility 2.4 2.5 average transmissibility of SARS-CoV-2 is higher
percentage of people, experiencing minor illness Low High allows unnoticed transmission
incubation period/days 2-7 1-14 SARS-CoV-2 epidemic form more slowly due to the longer incubation period.
risk factors for illness increased age, underlying illness increased under- lying illness N/A
number of patients needed for hospitalisation most patients (over 70%) over 20% concern about capacity in health factor

A careful investigation revealed that ACE2 is abundantly expressed on the apical surface of the airway epithelia, as well as vascular endothelia, renal and cardiovascular tissues [15, 22]. Due to the strong expression of the receptors in the upper airways, viral transmission is now quite high. TMPRSS2, a protease associated with viral entry found in the nasal mucosa and bronchial epithelium, is used by SARS-CoV-2 for cellular entry into the upper respiratory tract. ACE2, and not TMPRSS2, appears to be the critical factor for viral entry in the early phase of the disease, as shown by gene expression in different datasets and tissues [22, 23].

Another process that result in the loss of active surfactants is the wound healing process. As a part of coagulation cascade, fibrinogen seeps into the alveolar space, which is then transformed to fibrin. This fibrin now blocks the secretion of lung surfactant, resulting in alveolar collapse [24].

Cytokines are important for embryonic development and also play a crucial role in the defence against infection and other immune responses. Although they play an important role in health care, they have some negative effects that lead to life-threatening diseases [25]. Excessive secretion of cytokines leads to the dangerous cytokine storm syndrome, the prime suspect in the “Spanish flu” pandemic of 1918 [26]. The frequent COVID-19 cases of acute respiratory distress syndrome and multi-organ failure are caused by a cytokine storm. Recent research reported that severely ill patients with COVID-19 pneumonia have high levels of pro-inflammatory cytokines such as as IL-6, IL-7, IL-10, IL-2, TNF-α [4, 25]. It has been reported that, SARS-CoV-2 produces a high amount of IL-6 in a selective manner and consequently lymphocytes are exhausted, leading to lymphocytopenia [27]. The severe COVID-19 patients eventually faced respiratory collapse and died.

5 Surfactant-based therapy against COVID-19

From the previous explanation, it is clear that reducing the concentration or changing the type of pulmonary surfactant could be a major risk factor for COVID-19. A significant number of COVID-19 patients have respiratory failure requiring the administration of surfactant. Surfactant therapy is already used for respiratory problems. Lung surfactant acts as physiological barrier to viral infection. Immense success has been achieved in treating neonatal RDS with exogenous surfactant therapy and the WHO has already recommended this therapy for neonatal RDS [28]. The lipid moiety of this surfactant showed the antiviral activity and this lipid moiety is solely responsible for the inhibition of H1N1 influenza virus [13]. In addition, the deficit or inactivation of the pulmonary surfactant caused type II alveolar epithelial cell damage, leading to ARDS. Treatment of animal models or humans with ARDS caused by bacterial pneumonia with porcine or bovine pulmonary surfactant was found to have a beneficial effect [5, 29].

Based on this, some authors hypothesized that giving “natural lung surfactant” to COVID-19 pneumonia patients at the early stage of infection could enhance pulmonary function, shortening the time of ventilation therapy and improving patient recovery. Although, COVID-19 viral pneumonia possess comparable symptomatology and pathology with ARDS, neonatal RDS or H1N1 influenza virus, does not respond to a clinical treatment such as exogenous surfactant delivery in the same way. Subsequently, several questions arose in this contest such as what will be the ideal surfactant of using, how administration and timing should be handled, and so on.

Bovine pulmonary surfactant is a lipid extract that comprises 3% neutral lipid, mostly diacylglycerol and cholesterol. It also has a phospholipid content of 97%. A clinical experiment for COVID-19 patients based on exogenous surfactant therapy termed as LESSCOVID and mainly prepared with bovine lipid extract, has already started at the London Health Science centre in the United Kingdom [30]. Another natural lung surfactant (bovactant) is synthesized by Lyomark Pharma in Germany from lavage bovine lung. It is made up of polar lipids with 41.7 mg/ml of phospholipid and roughly 1% of particular low molecular weight SP-B and SP-C proteins [31]. Bovactant surfactant is now being employed as alternative treatment option of COVID-19 because of its potential therapeutics value.

COVsurf, a clinically tested nebulised surfactant, was presented as a potential treatment option for moderate and severe COVID-19 patients [32]. It enters the patient’s lungs directly and increases the oxygen levels in the lungs as measured by the PaO2/FiO2 ratio. Lung ventilation, as determined by the ventilation index, was also improved in this clinical test study [33].

Recent research reports that Curosurf, a non-pyrogenic, sterile pulmonary surfactant, can be used to treat COVID-19 [34]. It consists mainly of the low molecular weight hydrophobic proteins SP-B and SP-C isolated from natural porcine surfactant. It also consists of polar lipids, mainly phospholipids. A dose of 720 mg of Curosurf in 150 ml of normal saline administered via bronchoscopy is safe and practical for COVID-19 patients [35]. Administration of this surfactant reduces mortality and mechanical ventilation duration of the affected patients.

The KL4 surfactant, which efficiently mimics some functional properties of SP-B, generally consists of 1-palmitoyl-2-oleoyl-phosphatidylglycerol (POPG), palmitic acid, DPPC and KL4 peptide. It is mainly used for the prevention of neonatal RDS [36]. A detailed comparison of palmitate, colfosceril and artificial non-protein surfactant with KL4 surfactant showed that KL4 surfactant is much more efficient in preventing neonatal RDS. Since KL4 surfactant has the potential to alleviate surfactant deficiency, Windtree therapeutics used the exogenous surfactant for the clinical trial of COVID-19 [12]. Preclinical studies with KL4 surfactant showed that it also has other beneficial properties, such as modulation of the inflammatory process, lack of immunogenicity and antimicrobial properties.

Surfactant CHF5633 is an artificial surfactant consisting of two surfactant proteins: SP-B (0.2%) and SP-C (1.5 %), reinforcing the role of exogenous surfactant therapy in lung diseases, including COVID-19 [4]. On the other hand, bile salts are steroidal, skeletally rigid surfactants that are biologically processed. Their interfacial behaviour has recently been suggested for the clinical treatment of COVID-19 [29, 37, 38]. The following properties strongly support bile salts for the treatment of COVID-19:

  1. Bile salts have an anti-inflammatory property so that they become beneficial in curbing the cytokine storm, one of the fuelling agents of COVID-19 pandemic.

  2. Due to the amphiphilic nature of the bile salts, they are believed to act as drug carriers and hence they can enhance the intracellular delivery and concentration of drugs like remdesivir and other antiviral chemical agents used for COVID-19 treatment.

  3. Receptor binding domain of S-glycoprotein of SARS-CoV-2 binds with bile salts with negative binding energies. But the impact of their binding on the virus is still under investigation [39].

Exogenous surfactants also possess anti-inflammatory properties and as a result they reduce the secretion of IL-1, IL-6, IL-7 and TNF-α and so on [40]. After ingesting the surfactants, the expression of pro-inflammatory cytokines in the skin wound decreases and as a result of this it contributes effectively to the regeneration of injured alveoli and prevents the failure of respiratory functions. Phospholipids such as palmitoyl-oleyol-phosphatideylglycerol and phosphatidylinositol are used to suppress this pro-inflammatory cytokine secretion [41].

Phosphatidylglycerol (PG) is a significant part of pulmonary surfactant, and it plays a critical function in maintaining lung surface tension [10, 11]. The activity of secretory phospholipase A2 is increased in ARDS patients, and it is discovered that it destroys phospholipids, particularly PG, by hydrolysis [29]. As a result PG level in the lung decreases and subsequently, exogenous surfactants containing PG are used in ARDS patients to alleviate this condition. Because of the anti-inflammatory effect of PG, it can be utilised to prevent the expression of interleukin components. Surprisingly, these inflammatory components have the ability to raise sPLA2 in the lungs. Based on these lung problems and appropriate therapy, Bollag et al. have recommended the use of a PG-based surfactant to improve lung function in COVID-19 patients [29].

Vitamin D supplementation reduces the chance of influenza and may also help with COVID-19 treatment. SP-A and SP-D in combination with vitamin D reduced the production of cytokines, reduced inflammatory action, and increased phagocytosis, and acted as a first-line protection against lung infections [21, 42].

Sometimes surfactant production are stimulated by the addition of external chemical agents. Bromhexine and ambroxol induce the alveolar type-II cells to produce and secrete pulmonary surfactant [21]. Bromhexine inhibits TMPRSS2 and this inhibition of TMPRSS2, a particular viral entrance is thought to be most effective against SARS-CoV-2. Depending on this, WEPPON pharmaceutical Group Co. Ltd. carried out a clinical trial with bromhexine hydrochloride tablets (BHT). This is the first controlled clinical experiment for the treatment of COVID-19 that has been conducted on a human body [43]. Ambroxol, on the other hand does not inhibit TMPRSS2. In Peking University, researchers of Basic Medicine Sciences experimentally showed that, in accordance with an artificial intelligence (AI) pharmacological target, ambroxol can operate as an ACE2 binder [44]. Furthermore, for the management of COVID-19 sufferers with mild to severe cases, ambroxol has already been used by the researcher of Zhejiang University School of Medicine.

The use of biosurfactants is another potential therapy option for COVID-19 that cannot be overlooked. Although, the researcher has not used this strategy in practice, several publications have suggested the use of biosurfactants for the treatment of COVID-19 patients due to their antiviral and anti-inflammatory properties [45, 46]. Biosurfactants with the highest antimicrobial activity are of the glycolipid and lipopeptide type. The use of biosurfactants has been suggested by Smith et al. and Subramaniam et al. It is hypothesised that biosurfactant interacts with lipid membrane and disrupts its structure due to its amphiphilic character. After the virus is disrupted, the lipid portions and spike glycoprotein are encased within the biosurfactants-formed micelle, and eventually virulence activity becomes lost. Because of its ability to form micelles, biosurfactants may also be utilised in the delivery of COVID-19 medicines [46].

All of these are currently still in the clinical trial phase and some surfactant-based prophylactics are favoured by the administration of exogenous surfactant. The proposed surfactant-based therapeutics discussed previously are highlighted in Table 2, along with some useful information on the source, composition (protein content and lipid content) and efficacy of the surfactants in mitigating COVID-19 complication. The pulmonary surfactant improved lung function to a greater extent by mitigating alveolar damage and reducing pneumonia. Depending on this, we would like to see surfactant treatment almost completely eliminate surfactant deficiency in COVID-19 affected patients. Therefore, surfactant doses along with the exact timing of administration, the appropriate delivery mechanisms and the selection of a specific, effective drug from a variety of surfactants are other key topics for future research.

Table 2

Proposed surfactant based therapies

Name of surfactant source composition of the surfactant institute adopted the clinical trials clinical efficacy
protein content lipid content
Bovine Pulmonary Surfactants recently butchered cow lung lavage N/A 3% cholesterol and diacyl- glycerol, 79% phosphatidyl choline and 11% phosphatidyl glycerol London Health Science Centre, UK limited number of patients were benefited
Curosurf extracted from porcine lung 1 mg/ml protein (0.45 mg/ml SP-B and 0.59 mg/ml SP-C) 76 mg/ml Phospholipids (55 mg/ml Phosphatidylcho- line, from which 30 mg/ml of DPPC) Versailles Hospital, US 720 mg in 150 ml saline solution is effective and acceptable
KL4 Surfactant synthetic surfactant N/A 1:3 mixture of POPG and DPPC Windtree therapeuticsTM reducing inflammation with improving lung function, and a phase 2 clinical study is now underway
Surfactant CHF5633 new genera- tion synthetic surfactant 0.2% SP B and 1.5% SP-C 1:1 mixture of DPPC and POPG Chiesi Farmaceutical, Italy improves oxygenation and reduces the need for ventilation

6 Conclusion

In this paper, we assumed that surfactant-based COVID-19 prevention and therapy would have a better chance of success in the near future, so we explored further new research opportunities. We found that this will require further clinical trials of surfactant-based treatment against COVID-19 and we expect that the success of surfactant therapy will protect the world not only from this current pandemic, but also from any other pandemic in the future. However, to contain the COVID-19 outbreak, people should now avoid crowds and mass gatherings, wear masks and maintain social distance.


Bidyut Saha Homogeneous Catalysis Laboratory Department of Chemistry The University of Burdwan Burdwan, 713104 West Bengal India

Abbreviations

ACE2

Angiotensin-converting Enzyme 2

ARDS

Acute respiratory distress syndrome

BHT

Bromhexine hydrochloride tablets

COVID-19

Coronavirus disease 2019

DPPC

Dipalmitoylphosphatidylcholine (main constituent of pulmonary surfactants)

IL

Interleukin

PC

Phosphophatidylcholine

PG

Phosphatidylglycerol

POPG

1-palmitoyl-2oleoyl-phosphatidylglycerol

RBD

Receptor binding domain

SARS-CoV-2

Severe acute respiratory syndrome corona-virus 2

TMPRSS2

Transmembrane protease, serine 2

TNF

Tumor necrosis factor

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Received: 2021-06-19
Accepted: 2021-07-29
Published Online: 2021-11-30

© 2021 Walter de Gruyter GmbH, Berlin/Boston, Germany